Reporting/compliance

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Raiffeisen Bank Romania implements Allevo tech for corporate Sepa compliance

Raiffeisen Bank Romania, in its continuous efforts to be one step ahead of competition and offer world class services to their business clientele, chose to offer its corporate customers a plug and play solution for ensure compliance to SEPA regulations.

/Reporting/compliance

SocGen extends deployment of Lombard Risk

Lombard Risk Management plc (LSE: LRM), a leading provider of collateral management and regulatory reporting solutions, announces that it has extended its global strategic partnership with Societe Generale, one of the largest financial services groups in the world, for the Collateral Management Solution COLLINE.

/Reporting/compliance

G&D couples video verification with Danal Mobile ID for KYC

G&D, a global leader in mobile security solutions and Danal Inc., a global leader in mobile identity, authentication & verification services, will jointly present a solution at the 2017 Mobile World Congress in Barcelona, where the G&D Video Identification service coupled with Danal Mobile ID services, present a very strong remote KYC (Know Your Customer) and AML (Anti-Money Laundering) compliant offer for online regulated industries.

/Reporting/compliance

Banker's Toolbox acquires Integra Systems

Banker's Toolbox, Inc., the leader in Bank Secrecy Act anti-money laundering compliance solutions, announced today the acquisition of Georgia-based Integra Systems.

/Reporting/compliance

Trax and Droit partner on EMIR eligibility and derivatives reporting service

Trax, a leading provider of regulatory reporting, trade matching and capital market data services, has reached agreement with Droit Financial Technologies (“Droit”), the provider of real-time global regulatory decision systems for capital markets, to offer an eligibility determination and regulatory reporting service to help firms meet the European Market Infrastructure Regulation (EMIR) for derivatives.

/Reporting/compliance

New York cybersecurity rules to come into force on 1 March

Governor Andrew M. Cuomo today announced the first-in-the-nation cybersecurity regulation to protect New York’s financial services industry and consumers from the ever-growing threat of cyber-attacks will take effect on March 1, 2017.

/Reporting/compliance

Regtech startup Qumram raises CHF1.5 million from Mundi Ventures

Qumram has announced further investment of 1.5 million Swiss Francs, from the technology-focused venture capital firm, Mundi Ventures.

/Reporting/compliance

Abel Noser ships tool to spot irregular trading patterns

Abel Noser Solutions announced today that it has launched a new trade surveillance product for compliance officers of broker-dealers, investment advisors and exchanges.

/Reporting/compliance

AxiomSL appoints Andrew Wood as country manager for Australia

AxiomSL, the global leader in regulatory reporting, data and risk management solutions, announced the appointment of Andrew Wood as the company’s Country Manager for Australia.

/Reporting/compliance

Swift signs Turkmenistan and Uzbekistan communities to KYC Registry

SWIFT announces today that the financial community in Turkmenistan has signed up to use its Know Your Customer (KYC) Registry, a centralised repository that maintains a standardised set of information about correspondent banks, funds distributors and custodians required for due diligence processes.

/Reporting/compliance

Profile Software launches RiskAvert for capital calculation and reporting

Profile Software, an international financial solutions provider, with a proven track record on delivering risk management solutions across Europe, announced today the launch of RiskAvert its advanced regulatory capital calculation and reporting platform.

/Reporting/compliance

Esma raises red flag over investment firms circumventing MiFID II rulebook

The European Securities and Markets Authority (ESMA) has written to the European Commission to raise its concern over the potential establishment of networks of systematic internalisers (SIs) by investment firms to circumvent certain MIFID II obligations; in particular, the requirements for investment firms operating internal matching systems and executing client orders on a multilateral basis to be authorised as trading venues, and the trading obligation for shares.

/Reporting/compliance

International Compliance Association expands into US

The International Compliance Association (ICA), a global, not-for-profit professional membership body supporting compliance professionals through independently awarded certifications, today announces its expansion into the US, with its primary training partner, International Compliance Training (ICT).

/Reporting/compliance

CIBC plumps for Wolters Kluwer for regulatory reporting

CIBC, a leading Canadian-based global financial institution, has chosen Wolters Kluwer’s OneSumX offering to provide its regulatory reporting software for the U.K. and Asia Pacific region.

/Reporting/compliance

German bourses go live with Scila Surveillance

Börse Hamburg and Börse Hannover, have gone live with Scila Surveillance provided by the Stockholm based leading independent surveillance technology provider Scila.

/Reporting/compliance

IHS Markit and Pirum Systems partner for SFTR reporting

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced that it has partnered with Pirum Systems, the global leader in connectivity and post-trade automation for the securities finance industry, to build a full service Securities Finance Transaction Regulation (SFTR) reporting solution.

Thomson Reuters to buy Clarient and Avox

/Reporting/compliance

Thomson Reuters to buy Clarient and Avox

Thomson Reuters has moved to strengthen its KYC management services and legal entity data by buying Clarient and Avox from the DTCC and its bank partners. Financial terms were not disclosed.

/Reporting/compliance

Erste Group selects Asset Control for PRIIPs and MiFID II compliance

Erste Group Bank AG, one of the largest financial services institutions in Central and Eastern Europe, has selected Asset Control’s AC Plus financial data management platform to help fulfil its PRIIPs and MiFID II regulatory requirements.

/Reporting/compliance

Innovative Systems' FinScan now identifies Ultimate Beneficial Ownership

Innovative Systems, Inc., a leading global provider of enterprise data management and regulatory compliance solutions, today introduced the FinScan Ultimate Beneficial Ownership (UBO) solution.

/Reporting/compliance

Cambridge Blockchain raises $2 million to build out digital identity platform

Cambridge Blockchain, LLC announced the closing of a $2 million convertible note today, with participation from leading technology investors Partech Ventures and Digital Currency Group.

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