Reporting/compliance

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Jupiter Asset Management takes on Milestone Group’s pControl for NAV oversight

Milestone Group, provider of managed technology solutions for the global investments industry, today announced that Jupiter Asset Management (Jupiter) has gone live with pControl Oversight across its Unit Trusts, SICAVs and Investment Trusts.

/Reporting/compliance

Ignite Sales launches sales compliance monitor for banks

Ignite Sales, Inc. today announced it has launched Sales Compliance Monitor™ at #CBALIVE in Dallas, TX.

SIX adopts DTCC LEI utility in preparation for MiFID II

/Reporting/compliance

SIX adopts DTCC LEI utility in preparation for MiFID II

SIX Securities Services is to offer Legal Entity Identifiers to Swiss companies in partnership with the Depository Trust and Clearing Corporation.

/Reporting/compliance

FCA publishes 'near final' rules for MiFID II

The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II.

/Reporting/compliance

RegTech Association launches in Australia with spotlight on growing eco-system

The RegTech Association will officially launch tomorrow with a high-profile event in Sydney, where the first-of-its-kind group will be hosting an exclusive speaker panel, including some of the industry’s key influencers, movers and shakers; who will discuss the state of play and future opportunities for growing the RegTech eco-system in Australia and beyond.

/Reporting/compliance

IHS Markit adds risk scoring and remediation to KY3P platform

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced the addition of many new features to its Know Your Third Party Risk Management platform (KY3P) to further support its rapidly growing customer base.

/Reporting/compliance

To- big-to-fail banks rapped for lax risk practices

The Basel Committee on Banking Supervision today published its latest progress report on banks' implementation of the Principles for effective risk data aggregation and reporting.

/Reporting/compliance

FCA fines former investment banker for sharing confidential information over WhatsApp

The Financial Conduct Authority (FCA) has today fined Christopher Niehaus, a former investment banker, £37,198 for sharing client confidential information over WhatsApp. The FCA found that Mr Niehaus failed to act with due skill, care and diligence.

/Reporting/compliance

Core banks commit to Project Sentinel

After the successful completion of assessments of technology providers in September 2016, a core group of banks have now committed, through Project Sentinel, to the implementation of the solution that has been designed over the last 9 months.

/Reporting/compliance

Dominican Republic's central bank adopts Swift's Sanctions Screening

SWIFT announces today that the Central Bank of Dominican Republic has adopted its Sanctions Screening solution to enhance transparency and combat financial crime.

/Reporting/compliance

Valley National Bank select Nice Actimize for AML compliance

NICE Actimize, a NICE (NICE) business and the industry's largest and broadest provider of a single financial crime, risk, and compliance software platform for the financial services industry has been selected by Valley National Bank to implement a unified financial crime platform initially focused on strengthened anti-money laundering capabilities.

/Reporting/compliance

Wolters Kluwer wins risk reporting tender from Nordea Bank Russia

Wolters Kluwer’s OneSumX Risk and Management Information Systems (MIS) Reporting solutions will be implemented at Nordea Bank Russia (NBR).

MAS to roll out national KYC utility for Singapore

/Reporting/compliance

MAS to roll out national KYC utility for Singapore

The Monetary Authority of Singapore (MAS) is piloting a national know-your-customer (KYC) utility for financial services, based on the MyInfo digital identity service, jointly developed by the Ministry of Finance and GovTech, the lead agency for digital and data strategy in Singapore.

/Reporting/compliance

BearingPoint bids for reg reporting utility status with UKRep

Management and technology consultancy BearingPoint, which ranks among the leading providers of Risk and Regulatory Technology (RiskTech/RegTech), proposes a solution which could be set to transform the regulatory reporting environment and bring the banking industry together though it’s single industry utility; UKRep.

/Reporting/compliance

Fenergo creates 200 new jobs, raising staff total to 500

Fenergo, the leading provider of Client Lifecycle Management software solutions for investment, corporate and private banks, has today announced the creation of 200 new jobs due to rapid global expansion, bringing its total global employee base to 500.

/Reporting/compliance

Thomson Reuters integrates World-Check database with SAP Business Partner Screening

Thomson Reuters is collaborating with SAP to allow its World-Check content to be available to customers within the SAP Business Partner Screening application. The aim is to help organizations better manage their third-party compliance and risk challenges.

/Reporting/compliance

Baymarkets launches Clarity platform for RegTech

Baymarkets Technology AB (Baymarkets), a leading Nordic provider of FinTech and RegTech solutions to the global financial services industry, announced today its new Financial Market solution delivery platform, Clarity.

/Reporting/compliance

AxiomSL and Integration Alpha offer cloud-compliant regulatory reporting system

AxiomSL, global leader in risk management and regulatory compliance, and Integration Alpha have launched a unique, flexible and cost-efficient Managed Services solution across Germany, Austria and Switzerland, in a FINMA compliant cloud for Tier 2 and 3 financial service firms.

/Reporting/compliance

ACI Worldwide teams with Payment21 to offer PSPs AML compliance for bitcoin transactions

Payment21® and ACI Worldwide today announced a strategic collaboration enabling payment service providers (PSPs) to offer merchants anti-money laundering (AML)-compliant Bitcoin acceptance via ACI’s UP eCommerce Payments solution.

/Reporting/compliance

Oracle and Numerix to develop FRTB compliance suite

Oracle Financial Services Analytical Applications (OFSAA) has announced a collaboration with Numerix, provider of innovative capital markets technology, to develop and bring to market solutions that enable financial institutions to comply with the Fundamental Review of the Trading Book (FRTB).

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