Reporting/compliance

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Tradeweb APA wins wider market backing

Tradeweb Markets, a leading global provider of fixed income, derivatives and ETF marketplaces, announced that BNP Paribas, Credit Suisse, Morgan Stanley and Societe Generale are among the latest clients to join Deutsche Bank, Goldman Sachs and J.P. Morgan in selecting its Approved Publication Arrangement (APA) service.

/Reporting/compliance

Trulioo embeds facial recognition in to ID verification platform

Trulioo, the leading global identity verification company, has launched an ID document verification solution with facial comparison technology to provide an added layer of authentication to its comprehensive identity verification platform.

/Reporting/compliance

Hargreave Hale goes live on Dion Global’s MiFID II package

Dion Global Solutions (Dion | BSE: 526927) announced that Hargreave Hale have recently progressed with the implementation of their MiFID II solution.

/Reporting/compliance

Oppenheimer migrates to GoldenSource hosted data service

GoldenSource, a leading independent provider of Enterprise Data Management (EDM) and Master Data Management (MDM) solutions for the securities and investment management industry, today announced that Oppenheimer & Co. Inc. (Oppenheimer), a US registered broker-dealer, is using GoldenSource hosted services in connection with its institutional entity data management platform.

/Reporting/compliance

EBRD joins Swift KYC Registry

In a move to facilitate global and local financial flows and ensure their transparency, the European Bank for Reconstruction and Development has signed up to use SWIFT’s Know Your Customer (KYC) Registry and is encouraging partner banks in countries where it invests to follow suit.

/Reporting/compliance

Wolters Kluwer hires Standard Chartered's Sarfaraz Ahmed as Apac market manager

Wolters Kluwer’s Finance, Risk & Reporting business has hired Sarfaraz Ahmed as Market Manager, Finance and Risk, for its growing Asia Pacific (APAC) business.

/Reporting/compliance

EBA consults on operational risk and security guidelines for PSD2

The European Banking Authority (EBA) launched today a consultation on its draft Guidelines on security measures for operational and security risks under the revised Payment Services Directive (PSD2).

/Reporting/compliance

Commission proposes simpler and more efficient derivatives rules

The European Commission is today proposing some targeted reforms to improve the functioning of the derivatives market in the EU.

/Reporting/compliance

Risk of personal liability affecting bank business decisions

Concern by financial executives about the risks of personal liability appears to be affecting the strategic business decisions they make, according to a global survey of compliance and risk practitioners at financial firms.

/Reporting/compliance

Financial Conduct Authority publishes first set of data under new complaints rules

The Financial Conduct Authority (FCA) has published data on the number of complaints reported by firms under new rules which came into force on 30 June 2016.

/Reporting/compliance

Linedata Icon Retail bids to streamline regulatory support for transfer agents

Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, today announced a number of initiatives in place to assist clients of Linedata Icon Retail in dealing with the requirements of multiple regulatory reporting.

/Reporting/compliance

Deutsche Bank fined $156.6 million for chat room violations

The Federal Reserve on Thursday announced two enforcement actions against Deutsche Bank AG that will require the bank to pay a combined $156.6 million in civil money penalties.

/Reporting/compliance

Bloomberg and Bats Europe combine for MiFID II reporting

Bloomberg and Bats Europe have today announced they plan to provide Bloomberg customers with the ability to use their respective Approved Publication Arrangements (APA)[1] to fulfil MiFID II transparency reporting requirements.

/Reporting/compliance

Advanced Logic Analytics launches compliance data analytics service

Advanced Logic Analytics (ALA), a provider of enterprise wide big data and finance analytics solutions for buy- and sell-side institutions and other financial firms, is pleased to announce the introduction of the ALA OneLogic for compliance-related obligations, fraud monitoring and risk management.

UK calls for global fintech regulations

/Reporting/compliance

UK calls for global fintech regulations

The UK's Financial Conduct Authority (FCA) has called for an international regulatory framework to be applied to fintech startups in order to prevent a 'Wild West' approach to governance of the sector.

/Reporting/compliance

FactSet and ONEaccess team up to meet MiFID II challenges

FactSet, a global provider of integrated financial information, analytical applications, and industry-leading service, and ONEaccess, a Visible Alpha company and leading corporate access and research valuation platform, announced today an alliance to provide institutional investor clients with a new suite of tools to track and value research products and services.

Payday loan firm hit by data breach

/Reporting/compliance

Payday loan firm hit by data breach

Wonga, a prominent UK payday loan firm, has warned 270,000 of its customers that their accounts may be at risk following a data breach.

DTCC envisions single global ledger for transaction reporting

/Reporting/compliance

DTCC envisions single global ledger for transaction reporting

Larry Thompson, vice chairman of the US Depository Trust and Clearing Corporation (DTCC), has made a rallying call for the development of standards in propelling the uptake of distributed ledger technology in financial markets, arguing that a lack of co-ordination and collaboration may only further complicate existing market structures.

/Reporting/compliance

Quoniam selects Axioma Risk

Axioma, a provider of enterprise market risk and portfolio analytics solutions, has extended its relationship with Quoniam, a leading quantitative asset management firm headquartered in Frankfurt, with more than €26 bn in assets under management.

/Reporting/compliance

Jupiter Asset Management takes on Milestone Group’s pControl for NAV oversight

Milestone Group, provider of managed technology solutions for the global investments industry, today announced that Jupiter Asset Management (Jupiter) has gone live with pControl Oversight across its Unit Trusts, SICAVs and Investment Trusts.

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