Reporting/compliance

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Fortis Insolvency selects encompass verify for KYC compliance

Business and personal insolvency experts, Fortis Insolvency, has selected encompass verify to support and enhance their Know Your Customer (KYC) compliance processes.

/Reporting/compliance

HSBC compliance expert joins UK fintech startup

Fintech startup Paybase, which delivers an end-to-end solution for payments, compliance and risk, has hired former HSBC Financial Crime and Compliance Manager, Danielle Herndon, as Head of Compliance and MLRO (Money Laundering Reporting Officer).

/Reporting/compliance

Kempen selects SimCorp for client reporting

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, has announced that Kempen, a Netherlands based asset manager with EUR 49.5 billion in assets under management, has selected SimCorp Coric to replace an incumbent legacy reporting solution.

/Reporting/compliance

Boat gets FCA approval for MiFID reporting service

Regulatory approval has been granted by UK’s Financial Conduct Authority (FCA) enabling the trade reporting service TRADEcho to enter the final phases of preparation for MiFID II.

/Reporting/compliance

Peel Hunt picks Torstone for MiFID II reporting

Torstone Technology, the leading provider of post-trade securities and derivatives processing, today announces that Peel Hunt, the leading independent corporate broking, advisory and trading house has selected Torstone’s InfernoRC module in order to comply with the transaction reporting obligations of the Markets in Financial Instruments Directive (MiFID II) and its accompanying Regulation (MiFIR).

Hong Kong and Dubai pledge fintech allegiance

/Reporting/compliance

Hong Kong and Dubai pledge fintech allegiance

The respective regulators of the Hong Kong and Dubai financial markets have signed an agreement designed to further their mutual cooperation on all things fintech.

/Reporting/compliance

Flywire addresses payment compliance for international students in Ireland

Flywire, a leading provider of international payment and receivables solutions for businesses, schools and healthcare providers, is helping Irish schools comply with a recent government regulation regarding tuition payments being made from outside of Ireland.

/Reporting/compliance

Banco de la Republica Colombia allies with R3 for blockchain R&D

Banco de la República Colombia has formalised an agreement with enterprise software firm R3, which will allow it to experiment with and test the latest advances in distributed ledger technology (DLT).

/Reporting/compliance

FCA approves NEX Regulatory Reporting as an APA

NEX Regulatory Reporting, a NEX Group business which provides regulatory reporting services across global regulatory regimes, announces today that Abide Financial has received approval from the Financial Conduct Authority (FCA) as an Approved Publication Arrangement (APA), with effect from 3 January 2018.

UK clearing houses to be subject to formal cybersecurity reporting

/Reporting/compliance

UK clearing houses to be subject to formal cybersecurity reporting

Clearing houses in the UK will have to complete regular cybersecurity reports due to new legislation likely to be introduced in May 2018.

Frankfurt predicts Brexit jobs boost at London's expense

/Reporting/compliance

Frankfurt predicts Brexit jobs boost at London's expense

A recently published report states that, contrary to the fears of Brexit-sceptics, the UK's exit from the European Union will create as many as 80,000 new jobs - the majority of which will be in financial services. The only problem for Brexiteers is that the jobs will be in Frankfurt rather than London.

/Reporting/compliance

Corlytics named by Allen & Overy in its regtech programme

Magic Circle law firm, Allen & Overy, has named Corlytics as one of the eight companies selected to move into its Fuse programme. Fuse is a newly launched innovation space where its lawyers and technology firms team up to develop legal, regulatory and deal-related improvements.

/Reporting/compliance

Bloomberg granted FCA approval for MiFID II reporting product

Bloomberg Data Reporting Services Limited (BDRSL) has today received authorisation, effective 3 January 2018, from the UK Financial Conduct Authority (FCA) for its Approved Publication Arrangement (APA).

/Reporting/compliance

AQMetrics signs Appian and Macrosynergy

AQMetrics, the award-winning provider of regulatory compliance and risk solutions, today announced the addition of two new clients, Appian Asset Management Limited (Appian) and Macrosynergy Partners LLP (Macrosynergy), to its growing client portfolio.

/Reporting/compliance

Compliance.ai launches Regulatory Heroes recruitment drive

Compliance.ai announces its search for Regulatory Heroes to assist as "Experts in the Loop" (EITL) for classifying and ranking regulatory documents on its AI-powered financial regulatory platform.

Australia regulates digital currencies

/Reporting/compliance

Australia regulates digital currencies

The Australian government has announced plans to strengthen its anti-money laundering rules with new reforms that will include digital currencies for the first time.

/Reporting/compliance

Smarsh adds voice archiving with acquisition of London-based Cognia

Smarsh, which provides information archiving solutions for compliance, e-discovery and risk management, has completed the acquisition of Cognia, a worldwide leader in cloud-based voice archiving, audio search and analytics.

/Reporting/compliance

Banker's Toolbox addresses beneficial ownership rules

Banker’s Toolbox, Inc., the leader in Bank Secrecy Act anti-money laundering compliance solutions for financial institutions, announced today the launch of its Due Diligence Manager solution for Beneficial Ownership.

/Reporting/compliance

CloudMargin unveils regulatory mapping microsite

CloudMargin, the multi-award winning creator of the world’s first web-based collateral and margin management solution, today announced the release of a comprehensive interactive “FlightPlan” microsite designed to help financial institutions globally navigate the uncleared margin rules and other regulations impacting their collateral management function.

/Reporting/compliance

Pictet deploys Commcise broker research platform

Commcise, the multi award-winning provider of integrated commission management and research evaluation solutions for investment management firms, today announced the successful implementation of CommciseBUY at Pictet Asset Management (Pictet AM) who manage over EUR150bn in a range of asset classes globally.

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