Reporting/compliance

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Celsius to exit bankruptcy with $3 billion payout

/crypto

Celsius to exit bankruptcy with $3 billion payout

Cryptocurrency company Celsius Network has begun a $3 billion payout in an approved plan to exit bankruptcy.

Bank of England governor Andrew Bailey embraces AI - BBC

/regulation

Bank of England governor Andrew Bailey embraces AI - BBC

Governor Andrew Bailey confirms House of Lords' view that the AI technology should be seen as a positive, rather than a risk to business.

JP Morgan to pay $18 million for violating whistleblower protection law

/regulation

JP Morgan to pay $18 million for violating whistleblower protection law

The Securities and Exchange Commission (SEC) has charged JP Morgan $18 million for obstructing clients and brokerage customers from reporting breaches of law to regulatory authorities. The payments giant has agreed to pay the penalty charge.

SEC charges Morgan Stanley and former exec with fraud in block trading business

/people

SEC charges Morgan Stanley and former exec with fraud in block trading business

Morgan Stanley have agreed to pay $249 million to settle fraud charges and for failing to enforce information barriers in connection with the bank's block trading practices.

AI and Cloud: The Proving Ground for Regulatory Resilience in 2024

/Reporting/compliance

AI and Cloud: The Proving Ground for Regulatory Resilience in 2024

654 downloads

NatWest debanking review finds possible violation of FCA rules

/regulation

NatWest debanking review finds possible violation of FCA rules

A second debanking review revealed that NatWest has potentially violated Financial Conduct Authority (FCA) regulation.

Sustainable Finance Live - Sustainable Cities: Enabling positive change through innovation and collaboration

/Reporting/compliance

Sustainable Finance Live - Sustainable Cities: Enabling positive change through innovation and collaboration

101 downloads

MAS chief rubbishes private crypto in speech

/crypto

MAS chief rubbishes private crypto in speech

Private cryptocurrencies have failed the basic test of digital money and are likely to be in decline in the near future

Symphony and Google launch AI-based JV for phone calls

/regulation

Symphony and Google launch AI-based JV for phone calls

Regtech provider Symphony is drawing on the generative AI capabilities of Google to develop a service to ensure banks' voice calls are compliant.

Do Kwan to be extradited from Montenegro

/crypto

Do Kwan to be extradited from Montenegro

Terraform Lab’s former CEO Do Kwan is to be extradited to either South Korea or the USA following approval from a Court in Podgorica, Montenegro.

AI Act: Industry warns EU against overregulation

/regulation

AI Act: Industry warns EU against overregulation

Digital Europe, a digital technology trade association, has warned the EU against overregulating in its upcoming AI bill in a letter this week.

EU considers widening scope of cybersecurity regulation

/regulation

EU considers widening scope of cybersecurity regulation

The EU is contemplating the need to widen scope of cybersecurity regulation to impact Big Tech, banks, and airlines as more companies move to the cloud to drive innovation.

/regulation

Aptus.AI secures €3 million pre-series A funding

Transforming compliance activities from a mere obligation and cost center into a lever to generate business opportunities by changing the way large organizations and companies, starting with banks and insurance companies, access, consult, and utilize the immense volume of legal documents. This is the mission of Aptus.AI, which announces today a pre-Series A of €3 million.

/security

AMLYZE and Plumery join forces for digital banking experience

AMLYZE, a leading RegTech specializing in anti-financial crime solutions for FinTechs, banks and crypto businesses, and Plumery, a 3rd generation digital banking solution provider, have joined forces in a groundbreaking partnership to reshape the landscape of financial technology.

UK companies backsliding on sanctions screening

/regulation

UK companies backsliding on sanctions screening

UK companies are failing to keep up with the requirements for sanction-screening prospective clients despite the high level of global geopolitical unrest, according to a recently published survey.

DORA to spark changes in risk management tech

/security

DORA to spark changes in risk management tech

The imminent introduction of the EU's Digital Operational Resilience Act (DORA) will force sell-side firms to make significant changes to their third party risk management software and strategies, suggests a recently published survey.

/wholesale

Pension Insurance Contribution selects Finbourne for data management

Pension Insurance Corporation (PIC), the specialist UK pension insurer, has chosen FINBOURNE Technology to provide investment data management capabilities, to help drive their data strategy.

/regulation

LMAX secures licence in Singapore

LMAX Group, a leading operator of institutional exchanges for trading FX and digital assets, today announces that its subsidiary, LMAX Exchange Singapore, has received a Recognised Market Operator (RMO) Licence from the Monetary Authority of Singapore (MAS).

/wholesale

Central Bank of Cyprus awards digital onboarding tender

The Central Bank of Cyprus (CBC) has officially awarded a tender to a joint venture between Aqubix Ltd and Infocredit Group Ltd.

Alibaba backtracks on cloud division split amid global uncertainties

/cloud

Alibaba backtracks on cloud division split amid global uncertainties

Alibaba Group has cancelled its plans to spin-off its cloud division due to uncertainties from US exports on AI chips.

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