Reporting/compliance

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Leumi ABL selects encompass confirm for KYC

The specialist asset based lending subsidiary of Bank Leumi (UK) plc, part of the Bank Leumi Group, has selected encompass confirm to support and enhance their Know Your Customer (KYC) compliance processes.

Bank of England's Carney steps up attack on cryptocurrencies

/Reporting/compliance

Bank of England's Carney steps up attack on cryptocurrencies

Bank of England governor Mark Carney has called for the regulation of cryptocurrencies to protect the public and financial markets from a market that shows classic bubble tendencies.

/Reporting/compliance

FCA publishes new credit card rules

The Financial Conduct Authority (FCA) has today published its final policy statement on new rules for the credit card market.

CBA and ING partner on RegTech pilot

/Reporting/compliance

CBA and ING partner on RegTech pilot

Commonwealth Bank of Australia and ING have carried out a RegTech pilot which saw them use AI to simplify the processing of regulatory information.

/Reporting/compliance

Smartkarma launches MiFID II Premium Services

Smartkarma, Asia’s largest provider of independent investment research, today announced the global launch of Premium Services, a suite of value-added services, allowing asset managers to deepen their engagement with independent research providers.

FCA calls for feedback on RegTech reporting PoC

/Reporting/compliance

FCA calls for feedback on RegTech reporting PoC

The UK's Financial Conduct Authority has launched a call for input on the use of technology to achieve smarter regulatory reporting

/Reporting/compliance

AMP Global fined for lax security

The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against AMP Global Clearing LLC (AMP), a registered Futures Commission Merchant since 2010, for its failure between June 21, 2016 and April 17, 2017 to supervise diligently the implementation of critical provisions in AMP’s information systems security program (ISSP).

/Reporting/compliance

FCA publishes paper on algorithmic trading compliance

We have conducted a number of cross-firm reviews on themes relating to algorithmic trading.

/Reporting/compliance

Fscom appoints new head of financial crime

Financial services compliance consultancy, fscom, has appointed Karen Vickers as its new Head of Financial Crime.

/Reporting/compliance

FCA and ICO publishes joint update on GDPR

The Financial Conduct Authority (FCA) and the Information Commissioners Office (ICO) have today published an update on the EU General Data Protection Regulation (GDPR).

/Reporting/compliance

Esma sets out regulatory priorities for 2018

The European Securities and Markets Authority (ESMA) has today published its 2017 Annual Report and 2018 Work Programmesetting out its main supervisory activities for credit rating agencies (CRAs), trade repositories (TRs), and third country central counterparties (TC-CCPs) in the EU.

/Reporting/compliance

RegPac and encognize build regtech bridge between Singapore and Japan

RegPac Revolution Pte. Ltd. (RegPac) headquartered in Singapore and Japan-based encognize G.K. (encognize) have announced a co-operation agreement to support and accelerate the innovation and adoption of Regulatory Technologies, RegTech, in both countries through a program of joint-initiatives.

/Reporting/compliance

Ullink delivers MiFID II best execution reporting in partnership with LiquidMetrix

ULLINK, a global provider of electronic trading and connectivity solutions to the financial community, has extended its successful partnership with LiquidMetrix to deliver MiFID II best execution reporting to multiple European Sell-Side clients.

/Reporting/compliance

Monetary Authority of Singapore introduces new guidance for remote customer onboarding

The Monetary Authority of Singapore (MAS) has issued new guidance to financial institutions (FIs) on the use of innovative technology solutions to facilitate safe, non-face-to-face customer on-boarding.

/Reporting/compliance

Arro Money partners Onfido for real-time KYC checks

Arro Money, a fast-growing provider of personal and business accounts, has partnered with the global identity verification provider, Onfido, to offer real-time ID verification and “Know Your Customer” (KYC) checks.

/Reporting/compliance

Thomson Reuters sees divergence in regulatory reforms as firms race to harness tech

Ten years after the financial crisis, the resulting push for global regulatory harmony is giving way to divergent stances on the need for compliance, as long-awaited major reforms take effect in the EU, while in the U.S. the Trump Administration rolls out its deregulatory agenda set a year ago.

/Reporting/compliance

Communications compliance outfit Solgari partners with Hong Kong accelerator TenX2

Solgari, the global provider of compliant, integrated omni-channel cloud communications services and TenX2, the business accelerator for high growth technology companies today announced a global partnership focused on delivering Solgari cloud services into partner channels focused on the financial services, retail, eCommerce & telcos.

Cambridge Blockchain and IHS Markit join forces to bring DLT to KYC data collection

/Reporting/compliance

Cambridge Blockchain and IHS Markit join forces to bring DLT to KYC data collection

Cambridge Blockchain and IHS Markit have teamed up to bring distributed digital identity technology to the collection and management of know-your-customer information.

/Reporting/compliance

Speakerbus partners with Insightful Technology

Speakerbus and Insightful Technology today are pleased to announce the formation of a dynamic new partnership designed to drive enhanced compliance capabilities and improved productivity throughout the enterprise.

/Reporting/compliance

RegTek.Solutions gets visual with Optimity Advisors

RegTek.Solutions, today announced a partnership with Optimity Advisors, a global consulting firm, to bring data visualization and exception-based analytics to the regulatory reporting space.

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