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Hong Kong Stock Exchange deploys Nasdaq's Smarts

Nasdaq Inc. (Nasdaq:NDAQ) has announced that Hong Kong Exchanges and Clearing Limited (HKEX) is the first exchange customer in Asia to successfully deploy Nasdaq SMARTS Market Surveillance’s latest machine learning and participant relationship discovery technology across its equity market, enhancing its capabilities to safeguard market integrity, and better protect investors.

/Reporting/compliance

Fortytwo Data appoints Luca Primerano as chief AI officer

Anti-money laundering (AML) and Big Data specialist Fortytwo Data has appointed machine learning expert Luca Primerano as Chief AI Officer.

/Reporting/compliance

Programming error costs Nordea Eur400,000

Nordea Bank AB (publ), Finnish Branch* has received a penalty of EUR 400,000 from the Finnish Financial Supervisory Authority (FIN-FSA) due to late transaction reporting to FIN-FSA caused by an isolated programming error in 2016.

/Reporting/compliance

Ruwan Weerasekera joins board of RegTek.Solutions

RegTek.Solutions, the global provider of regulatory reporting solutions, today announced the appointment of Ruwan Weerasekera to its Board of Directors.

/Reporting/compliance

KAS BANK selects AIM Software’s GAIN in the Cloud for data management

AIM Software, a leading provider of Enterprise Data Management (EDM) software to the financial services industry, has announced that KAS BANK, a European provider of custodian and fund administration services in the Netherlands, has selected GAIN in the Cloud for their data management needs.

/Reporting/compliance

SmartStream partners banks to launch Systematic Internaliser Registry

The SmartStream Reference Data Utility (RDU) in collaboration with a group of Approved Publication Arrangements (APAs), including Bloomberg, Deutsche Boerse, NEX Regulatory Reporting, TRADEcho, Tradeweb and Trax today launch a detailed Systematic Internaliser (SI) Registry.

/Reporting/compliance

AxiomSL goes end-to-end for IFRS 17

AxiomSL, the leading provider of regulatory reporting and risk management solutions, today announces the launch of its IFRS 17 solution, which offers an industrialised end to end process to efficiently address the highly intensive IFRS 17 requirements.

/Reporting/compliance

NTT Data completes Bank of England PoC trial

NTT DATA, a recognised leader in global technology services, is today announcing the successful completion on a Proof of Concept (PoC) trial for data analysis in conjunction with Reportix, a company that specialises in flexible data management, for the Bank of England (BoE) Fintech Accelerator Programme.

HSBC applies AI to track financial crime

/Reporting/compliance

HSBC applies AI to track financial crime

Having racked up billions of dollars in fines for money laundering and sanctions busting, HSBC is cleaning up its act with the global roll out of an AI tool capable of analysing data logs and tracking transactions within a customer's wider network.

/Reporting/compliance

Angelo, Gordon & Co selects Intapp for terms automation

Intapp, a leading provider of business applications and services for professional services firms, today announced that Angelo, Gordon & Co., a $28 billion alternative investment firm, has selected Intapp Terms to track and manage side letters, limited partnership agreements (LPAs) and other investor contracts.

/Reporting/compliance

Abel Noser acquires Zeno Consulting

Abel Noser Holdings, LLC announced today that it is acquiring Zeno Consulting Group, LLC in a transaction pairing two leading providers of best execution analysis, regulatory and trade surveillance services.

/Reporting/compliance

Lloyds teams up with Planixs for enhanced liquidity management

Planixs today announced that it has formed a strategic partnership with Lloyds Banking Group that will improve the Bank’s intraday cash and liquidity management capabilities and ensure its compliance with the Basel committee’s BCBS248 intraday monitoring regime.

South Africa's central bank mulls cryptocurrency regulations

/Reporting/compliance

South Africa's central bank mulls cryptocurrency regulations

The South African Reserve Bank (Sarb) is setting up a dedicated unit to monitor cryptocurrency and fintech developments and inform future regulations and its first job will be to set up a proof of concept (PoC) for DLT-based interbank clearing and settlement.

/Reporting/compliance

Droit signs six banks to MiFID II compliance platform

Six major global banks have adopted the first fully-digitized MiFID II trade compliance engine for the financial markets.

/Reporting/compliance

GoldenSource integrates Trax reporting services

GoldenSource has announced that they have integrated Approved Reporting Mechanism (ARM) and Approved Publication Arrangement (APA) services from Trax, the post-trade services and European market data division of MarketAxess, to help banks and asset managers with their MiFID II reporting obligations.

Finma: Cyber attacks are the biggest operational hazard facing the financial sector

/Reporting/compliance

Finma: Cyber attacks are the biggest operational hazard facing the financial sector

Swiss supervisory watchdog Finma has identified cyber security risks as it chief policy concern for 2018.

/Reporting/compliance

Speakerbus and Rvista form compliance partnership

Speakerbus and Revista today are pleased to announce the formation of a strategic new partnership which enables robust voice compliance, together with instant trade reconstruction capabilities.

/Reporting/compliance

Corlytics releases regulatory taxonomy mapping platform

Corlytics has developed a solution that streamlines the process of mapping complex financial regulatory information and data to a regulated firm’s legal structure, businesses, products and control frameworks.

Bank of England sets up Fintech Hub; works with firms on DLT interface to RGTS

/Reporting/compliance

Bank of England sets up Fintech Hub; works with firms on DLT interface to RGTS

The Bank of England is establishing a new Fintech Hub as a central point of contact for engagement with startups and to drive new technological developments within the Bank.

/Reporting/compliance

Eze Software expands trade reporting options with NEX Group

Eze Software, a premier provider of investment technology, is growing its MiFID II trade reporting support by expanding its strategic collaboration with NEX Regulatory Reporting, a business area within NEX Group plc.

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