Reporting/compliance

1646 articles tagged with this keyword

All articles with this keyword
Apply Cancel

/Reporting/compliance

AxiomSL places MNPI Vault in the cloud

AxiomSL, the leading global provider of regulatory-reporting, risk and data-management solutions, today announced it has built capabilities that enable regulatory and risk reporting on both public and private cloud infrastructures.

/Reporting/compliance

MarkitServ touches base with CME trade repositories

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced that it has expanded its MarkitSERV Integrated Reporting solution to CME Group’s Trade Repositories in Australia (ASIC) and Europe (EMIR).

/Reporting/compliance

CFTC issues new guidance for cryptocurrency listings

The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) and Division of Clearing and Risk (DCR) today issued a joint staff advisory that gives exchanges and clearinghouses registered with the CFTC guidance for listing virtual currency derivative products.

/Reporting/compliance

G-SIB goes live on AxiomSL’s regulatory platform

AxiomSL, the leading provider of regulatory reporting and risk management solutions, today announces that an American global systematically important bank (G-SIB) has gone live with AxiomSL’s strategic regulatory platform in the UK, Ireland and the Netherlands.

/Reporting/compliance

Wolters Kluwer names Rainer Fuchsluger as Asia Pacific MD

Wolters Kluwer has appointed Rainer Fuchsluger as Managing Director of its Finance, Risk & Reporting business in the APAC region, based in Singapore. He replaces James Stewart who is leaving Wolters Kluwer after five years with the firm, returning to his native Australia for family reasons.

/Reporting/compliance

Thomson Reuters harnesses machine learning to screen unstructured data

Thomson Reuters has enhanced its World-Check One platform with the launch of Media Check, a unique media screening and processing feature powered by artificial intelligence (AI) that helps address the regulatory and reputational consequences of overlooking key data in the fight against financial crime.

/Reporting/compliance

Muinmos and NorthRow partner for automated onboarding

RegTech software specialist muinmos has partnered with NorthRow, a complementary RegTech compliance software provider, to provide a powerful combined fully automated solution to support client onboarding in the financial services sector.

/Reporting/compliance

Finastra appoints new CRO

Finastra today announced the appointment of Elona Ruka-Wright as its new Chief Risk Officer.

/Reporting/compliance

Risk Focus opens Frankfurt office

Risk Focus Inc., the Specialist Provider of Financial and DevOps Services, announced today that it has expanded its footprint in Europe by launching business operations in Frankfurt, Germany, to be run by Alexander Malkmus, an industry veteran with over 20 years of experience in leading highly-visible client engagements.

Broadridge awarded blockchain patent for proxy voting

/Reporting/compliance

Broadridge awarded blockchain patent for proxy voting

The prospect of applying blockchain technology to the proxy voting process has become more likely after Broadridge, one of the biggest providers of investor-related services, was awarded a patent for this very purpose.

/Reporting/compliance

Arachnys strengthens sales and marketing team

Arachnys, the leader in Customer Risk Decisioning solutions for KYC, AML and EDD, has appointed Steve Mann as Chief Marketing Officer.

/Reporting/compliance

CKV Spaarbank chooses Wolters Kluwer for regulatory reporting

CKV Spaarbank, the independent Belgian savings bank, has chosen Wolters Kluwer’s OneSumX to provide its regulatory reporting and financial reporting software.

/Reporting/compliance

NSW to support Australia's RegTech Association with $30K sponsorship

Minister for Trade and Industry Niall Blair today announced the NSW Government was backing new events designed to drive growth in the state’s emerging regulatory technology (RegTech) industry with the first event in Sydney this week (on 3-4 May).

/Reporting/compliance

Holst and Christoffersen join board of muinmos

Market-leading RegTech specialist, muinmos, has attracted investment from two industry heavyweights, both with a proven track record in growing successful global technology businesses.

/Reporting/compliance

Encompass partners with Wisers Information to bolster Asian KYC content

encompass, the only provider of simultaneous, real-time access to multiple sources of global company and person data, today announced a new partnership with Wisers Information Limited, the world’s leading provider of Chinese media and business intelligence.

/Reporting/compliance

Crèdit Andorrà Financial Group to strengthen AML practices with Nice Actimize

Facing the complexities of global regulations, Crèdit Andorrà Financial Group has selected NICE Actimize, a NICE (Nasdaq:NICE) business and the leader in Autonomous Financial Crime Management, to strengthen its anti-money laundering solutions strategy.

/Reporting/compliance

Liberum selects TeleWare for MiFID II compliance

The boutique investment bank Liberum Capital, is using TeleWare’s industry leading mobile communications recording technology to ensure teams across the bank are compliant with the record keeping requirements of the recently introduced MiFID II legislation as well as the forthcoming GDPR regulation.

RegTech startup ClauseMatch raises $5 million

/Reporting/compliance

RegTech startup ClauseMatch raises $5 million

RegTech startup ClauseMatch has raised $5 million to boost its mission to help financial institutions keep pace with the "broken" regulatory system, in a Series A round led by Index Ventures.

/Reporting/compliance

Allen & Overy, IHS Markit and Smart Communications team to create margining platform

Three companies – international legal practice Allen & Overy, business information provider IHS Markit and SmartDX from customer communications management leader Smart Communications – have come together to launch Margin Xchange, a new product for the derivatives market.

/Reporting/compliance

Wolters Kluwer hires Carnevalel to bolster Canadian business

Wolters Kluwer has hired Dan Carnevale to further strengthen its Finance, Risk & Reporting business in Canada.

Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.

Please read our Privacy Policy.

Accept