1645 articles tagged with this keyword
News/Reporting/compliance
The FSA says financial firms must ensure they provide appropriate risk warnings when using new media such as social networking sites, blogs and forums to promote products and services.
15 June 2010
The US Commodity Futures Trading Commission (CFTC) is calling for a new rule governing co-location in a bid to level the playing field for traders.
11 June 2010
Thomson Reuters is to acquire compliance information resource Complinet. Terms of the deal, expected to close in the second quarter, were not disclosed.
03 June 2010
The influential EU Economic and Monetary Affairs Committee has called for an outright ban on speculative trading in certain derivatives contracts and the imposition of higher capital requirements for firms handling contracts that are not cleared centrally.
ATM manufacturer Diebold has agreed to pay $25 million to settle Securities and Exchange Commission charges of fraudulent accounting designed to inflate earnings.
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