Reporting/compliance

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Accuity releases Compliance Link 3.0

Accuity, a leading global provider of financial data for over 175 years, today announced the release of Compliance Link version 3.0, the latest upgrade of Accuity’s watch list filtering solution.

/Reporting/compliance

Qatar's Ahli Bank deploys SunGard risk reporting tech

Ahli Bank Q.S.C, a leading Qatari bank specializing in retail and corporate banking, has deployed SunGard’s risk solutions to enhance its regulatory capital calculation.

/Reporting/compliance

BTMU fined $315 million over US dollar clearing controls

The Bank of Tokyo-Mitsubishi UFJ, Ltd. (“BTMU”) announced today that it has entered into a consent agreement with the New York State Department of Financial Services (“DFS”) to resolve issues relating to instructions given to PricewaterhouseCoopers LLP (“PwC”) and the disclosures made to the DFS in connection with BTMU’s 2007 and 2008 voluntary investigation of BTMU’s U.S. dollar clearing activity toward countries under U.S. economic sanctions.

/Reporting/compliance

Wolters Kluwer rebrands governance, risk and compliance suite

Wolters Kluwer Financial Services today announced the joining of its broad and deep portfolio of Governance, Finance, Risk & Compliance (GFRC) solutions under the company’s new OneSumX® brand.

/Reporting/compliance

Deutsche Bank deploys AxiomSL regulatory reporting platform

AxiomSL, global provider of regulatory reporting and risk management solutions, announced today that Deutsche Bank has expanded its relationship and deployed the firm’s robust and flexible regulatory reporting platform and capital calculations solution in the United States following the implementation of the firm’s technology in the Asia Pacific region.

/Reporting/compliance

FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358 million), HSBC Bank Plc £216,363,000 ($343 million), JPMorgan Chase Bank N.A. £222,166,000 ($352 million), The Royal Bank of Scotland Plc £217,000,000 ($344 million) and UBS AG £233,814,000 ($371 million) (‘the Banks’).

/Reporting/compliance

Swiss takes on new financial rules riles SIX

As an operator of financial market infrastructure, SIX supports the intention of the Federal Council to regulate financial market infrastructure and derivatives trading through a law. SIX recognizes that the legislation proposed at the beginning of September is pragmatic and feasible, and that it is largely based on international standards.

Visa and MasterCard face scrutiny by new UK watchdog

/Reporting/compliance

Visa and MasterCard face scrutiny by new UK watchdog

The UK government is planning to put supervision of MasterCard and Visa alongside the country's main interbank payment systems into the hands of a new Payment Systems Regulator (PSR), whose chief remit is to inject more competition into the country's payments industry.

/Reporting/compliance

EuroCCP to match trades via Traiana

EuroCCP announced today its clearing services for clients’ matching OTC transactions with Traiana.

/Reporting/compliance

TriOptima's triResolve service gains 78 clients in Asia Pacific

Impending regulatory changes in Asia Pacific (APAC) have prompted leading financial institutions to proactively reconcile their portfolios and manage their collateral disputes, according to TriOptima, leading provider of OTC derivative post trade services.

/Reporting/compliance

EClerx launches KYC platform

eClerx, a leading provider of knowledge and business processing today announced it has launched its proprietary Know Your Customer (KYC) solution.

/Reporting/compliance

Jan Ford to join Deutsche Bank as head of compliance for the Americas

Deutsche Bank today announced that Elizabeth J. Ford (Jan) will join as a Managing Director and Head of Compliance, Americas. She will join the North America Executive Committee.

/Reporting/compliance

Central Bank of Nigeria advocates Swift sanctions screening to country's banks

SWIFT announces today at Sibos that the Central Bank of Nigeria is implementing its Sanctions Screening service and is mandating use of the hosted service by the country's banking community in order to strengthen the Nigerian financial market and ensure it meets global best practices for financial crime compliance.

/Reporting/compliance

CounterpartyLink releases KYC compliance tool

CounterpartyLink, the Global Legal Entity Data Source Company and leader in KYC-relevant compliance data which is independently researched direct from source, today announces the release of CPL COMPLIANCE, the latest addition to the company’s existing portfolio of market-leading legal entity intelligence solutions.

/Reporting/compliance

Iosco publishes second securities market risk outloook

The International Organization of Securities Commissions (IOSCO) today published the IOSCO Securities Markets Risk Outlook 2014-2015.

/Reporting/compliance

Axiom ready for new FCA credit reporting rules

AxiomSL, a global provider of regulatory reporting and risk management solutions, has expanded its product sales data (PSD) disclosure offering to cover new consumer credit reporting requirements that are being introduced by the UK’s Financial Conduct Authority (FCA) today.

/Reporting/compliance

Misys and Fircosoft form financial crime alliance

Misys has formed an alliance with FircoSoft, the leading global provider of watch list filtering solutions.

/Reporting/compliance

RBS in Luxembourg chooses MSCI for regulatory risk reporting

MSCI Inc. (MSCI), a leading provider of investment decision support tools worldwide, announced today that following a rigorous selection process RBS (Luxembourg) S.A (“RBSL”), has chosen MSCI as its vendor for regulatory risk reporting.

UK watchdog to probe pre- and post-trade market infrastructure

/Reporting/compliance

UK watchdog to probe pre- and post-trade market infrastructure

The UK's Financial Conduct Authority is to probe for anti-competitive practices in the pricing and packaging of pre- and post-trade wholesale market infrastructure.

US watchdog begins cybersecurity probes

/Reporting/compliance

US watchdog begins cybersecurity probes

The Federal Financial Institutions Examination Council (FFIEC) has commenced a pilot programme at 500 US community banks to assess their readiness to fend of cyber-attacks.

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