Reporting/compliance

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Defaqto swaps private equity owner

Defaqto Group, a benchmarking company that provides a number of ratings and data analysis services to financial institutions, has swapped its private equity owners after Foresight Group sold its share in the firm to the management, backed by a majority investment of £24.25m from UK PE firm Synova Capital.

Canada's D+H agrees $1.25bn Fundtech acquisition

/Reporting/compliance

Canada's D+H agrees $1.25bn Fundtech acquisition

Canadian financial technology firm D+H is to buy transaction banking vendor Fundtech for $1.25 billion in cash, subject to regulatory approvals.

/Reporting/compliance

LSE's UnaVista applies to become a Registered Reporting mechanism for Remit

UnaVista, London Stock Exchange Group’s global regulatory reporting platform, has applied to be a Registered Reporting Mechanism (RRM) ahead of the introduction of REMIT* in October 2015.

/Reporting/compliance

Lombard Risk squares up to EBA and PRA liquidity reporting

Lombard Risk Management plc (LSE: LRM) ("Lombard Risk"), a leading provider of integrated regulatory reporting, collateral management and compliance solutions for the financial services industry, is pleased to announce that REPORTER is actively in use by firms for the creation and submission of regulatory liquidity reporting in line with both the European Banking Authority’s pan-European and local UK regulatory Prudential Regulatory Authority requirements.

/Reporting/compliance

Wafacash signs with Fircosoft for sanctions screening

FircoSoft, the leading global provider of watch list filtering solutions, announced today that money transfer provider, Wafacash, has selected the company’s watch list filtering solution, Firco Continuity to control its money transfer operations against sanctions lists.

/Reporting/compliance

P2P lender RateSetter hires former FSA man Simon Pearse as head of compliance

The UK’s leading peer-to-peer (P2P) lender RateSetter has hired Simon Pearse to join the Company in a new role as Head of Compliance.

/Reporting/compliance

EU court quashes ECB counterparty location policy

The Eurosystem comprises the European Central Bank (ECB) and the national central banks o fthe Member States that have adopted the euro as a common currency.

/Reporting/compliance

P2P lender Landbay implements Jumio authentication service for AML compliance

Jumio, Inc., today announced that P2P lending specialist Landbay has implemented Jumio’s Netverify® to authenticate lenders’ identities, to comply with anti-money-laundering regulations and improve their clients’ user experience.

/Reporting/compliance

Swift adds peer assessments to sanctions testing service

SWIFT announces the addition of Peer Assessment to its Sanctions Testing service.

/Reporting/compliance

Fenergo upgrades regulatory rules engine

Fenergo, the leading provider of Client Lifecycle Management software solutions for investment banks and capital market firms, has announced the launch of its enhanced Regulatory Rules Engine to help financial institutions maximize control over regulatory and operational decisions and processes.

FCA to probe investment and corporate banking competition

/Reporting/compliance

FCA to probe investment and corporate banking competition

The Financial Conduct Authority (FCA) is to launch its first wholesale market study into investment and corporate banking to assess whether competition in the sector is working properly.

/Reporting/compliance

Asic steps back from demands for intra-day reporting on derivatives transactions

ASIC has amended the ASIC Derivative Transaction Rules (Reporting) 2013 (derivative transaction rules (reporting)) following industry consultation and feedback on Consultation Paper 221 OTC Derivatives Reform: Proposed amendments to the ASIC Derivative Transaction Rules (Reporting) 2013 (CP 221).

/Reporting/compliance

Trunomi launches B2C KYC app

At Finovate 2015, the European showcase of the latest financial technology innovations, Trunomi launches the only mobile app that empowers financial institutions’ customers to control their personal identification data.

/Reporting/compliance

Forrmer Goldman man joins turret outfit Green Key Technologies

Green Key Technologies, provider of voice software designed specifically for traders, announced today the hiring of Steve Van Deusen as Director of Compliance Technology.

/Reporting/compliance

SEC bids to boost transparency with new swap reporting rules

The Securities and Exchange Commission today adopted two new sets of rules that will require security-based swap data repositories (SDRs) to register with the SEC and prescribe reporting and public dissemination requirements for security-based swap transaction data.

/Reporting/compliance

Misys regulatory reporting service connects to DTCC repository

Misys, a leading provider of software solutions to financial services institutions, announces that it has added connectivity to DTCC for its Misys Regulatory Reporting Service.

/Reporting/compliance

Esma puiblishes MiFID II rules

The European Securities and Markets Authority (ESMA) has published today its final technical advice (TA) and launches a consultation on its draft regulatory technical and implementing standards (RTS/ ITS) regarding the implementation of the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

/Reporting/compliance

Esma clarifies position on investment-based crowd funding

The European Securities and Markets Authority (ESMA) has published an Opinion along with an Advice on Investment-based crowdfunding.

Insufficient data the greatest obstacle to better risk management - bank execs

/Reporting/compliance

Insufficient data the greatest obstacle to better risk management - bank execs

Despite ever-growing volumes of data, just over half of banks still think that not having enough is the greatest obstacle to better risk management, according to a survey from the Economist Intelligence Unit.

/Reporting/compliance

FCA restructures to deal with new regulatory challenges

The Financial Conduct Authority today set out details of how it intends to meet the regulatory challenges ahead following a detailed review of its strategy, priorities and ways of working.

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