Reporting/compliance

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Swift's KYC Registry onboards more than 1000 financial institutions

Swift announces today that more than 1,125 financial institutions have signed up for its Know Your Customer (KYC) Registry, a centralised repository that maintains a standardised set of information about financial institutions required for KYC compliance.

/Reporting/compliance

Ancoa and N2N Connect to offer market surveillance capabilities across Asia-Pacific

N2N Connect, providers of enterprise-wide integrated trading solutions to stock broking firms and banks in Asia-Pacific and Ancoa, providers of contextual surveillance and insightful analytics for exchanges, regulators, buy and sell-side firms, have signed an OEM agreement to offer Ancoa’s full breadth of surveillance capabilities to N2N’s banking and brokerage clients.

/Reporting/compliance

Recognos Financial launches reference data centre for mutual funds

Recognos Financial, the premier provider of semantic data analysis for the financial services industry, today launched the Recognos Reference Data Center for Mutual Funds (RDC).

/Reporting/compliance

SS&C buys Primatics Financial

SS&C Technologies Holdings, Inc. ("SS&C") (SSNC), a leading global provider of financial services software and software-enabled services, today announced the acquisition of Primatics Financial for approximately $122 million on a cash and debt free basis from The Carlyle Group.

/Reporting/compliance

Compliancy Services names John Burns as payment services director

Compliancy Services announces today that John Burns, one of the UK’s leading authorities on Payment Services regulation, has been appointed as Payment Services Director.

/Reporting/compliance

Most banks cannot forecast regulatory metrics in intra-day - Mors Software

Mors Software today published the results of its 5th Annual Liquidity Risk Management Survey carried out between May and July 2015.

/Reporting/compliance

DTCC outlines steps for bulk transfer of accounts

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, released a concept paper today outlining steps the securities industry should take in order to implement a new expedited process for transferring client brokerage accounts.

/Reporting/compliance

Geoswift appoints ex-Visa man Kireopoulos as global compliance head

Geoswift, a leading provider of cross-border payments between China and the rest of the world, announced today that Michael Kireopoulos has joined the company as Global Head of Compliance.

Icap takes stake in regulatory reporting firm Abide Financial

/Reporting/compliance

Icap takes stake in regulatory reporting firm Abide Financial

Interdealer broker Icap has made a 'transformational' investment in regulatory reporting outfit Abide Financial.

/Reporting/compliance

Two in five Americans use mobile banking monthly - ABA

Two in five Americans (39 percent) use a mobile device to manage their bank account at least once per month and nearly half of mobile device owners (45 percent) do so, according to a recent survey by the American Bankers Association.

/Reporting/compliance

Debit cards to overtake cash payments in Holland by 2020

The year 2014 at the Dutch Payments Association was dominated by the final migration to SEPA, the Single Euro Payments Area.

/Reporting/compliance

Financial Synergy Acruity to be introduced to Pillar Administration

Industry leading superannuation and investment software provider, Financial Synergy announces its largest Third Party Administrator (TPA) implementation with Pillar Administration (Pillar).

/Reporting/compliance

REGIS-TR approved as registered reporting machanism for Remit

The EU Agency for the Cooperation of Energy Regulators (ACER) confirmed REGIS-TR’s status as Registered Reporting Mechanism (RRM) for the reporting of wholesale energy transactions.

/Reporting/compliance

Eze Software rolls out app on iPhone 6

Eze Software Group, a premier provider of global investment technology, has enhanced its mobile offerings with the release of Eze Mobile for iPhone 6 and 6 Plus.

/Reporting/compliance

SEC fines Citigroup for compliance and surveillance failures

The Securities and Exchange Commission today announced that Citigroup Global Markets has agreed to settle charges that it failed to enforce policies and procedures to prevent and detect securities transactions that could involve the misuse of material, nonpublic information.

/Reporting/compliance

E payments top priority for global companies - Bank of America Merrill Lynch

While companies around the world are taking note of the growing emergence of mobile and digital payment applications, many treasury departments still grapple with the continued existence and enormous cost of paper payments.

/Reporting/compliance

Esma rethinks Emir framework

The European Securities and Markets Authority (ESMA) has published four reports focused on how the European Markets Infrastructure Regulation (EMIR) framework has been functioning and providing input and recommendations to the European Commission’s (EC) EMIR Review.

/Reporting/compliance

ICE Trade Vault Europe approved by ACER

Intercontinental Exchange (ICE), the leading global network of exchanges and clearing houses, announced today that the Agency for the Cooperation of Energy Regulators (ACER) has approved ICE Trade Vault Europe Limited (ICE Trade Vault Europe) as a Registered Reporting Mechanism (RRM) to meet the reporting requirements of the European wholesale energy markets.

/Reporting/compliance

FIX Trading Community forms new regulatory subgroups focused on MiFID

FIX Trading Community, the non-profit, industry-driven standards body at the heart of global financial trading, today announced that it has formed six new subgroups focused on MiFID II regulation for the industry to collaborate on the most critical issues in this time of regulatory change.

/Reporting/compliance

Axiom appoints Matthew Lewis co-head of global banking practice

Axiom, a leading provider of technology-enabled legal services, today announced that Mathew Keshav Lewis has joined the firm as the Co-Head of its Global Banking Practice.

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