Reporting/compliance

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Taiwan Stock Exchange launches online rules and regulation directory

The Taiwan Stock Exchange (TWSE) has launched an online ‘Rules & Regulations Directory’, providing international investors and the media with a centralized location for all 238 Taiwan capital market regulations in both English and Chinese.

/Reporting/compliance

FCA fines Barclays £72 Million for poor handling of financial crime

The Financial Conduct Authority (FCA) has today fined Barclays Bank (Barclays) £72,069,400 for failing to minimise the risk that it may be used to facilitate financial crime.

/Reporting/compliance

SimCorp releases new Coric upgrade

SimCorp, a leading provider of investment management solutions and services for the global financial services industry has released a new version of SimCorp Coric, its award-winning client communications and reporting solution.

/Reporting/compliance

National Bonds selects AML risk manager from Fiserv

Fiserv, Inc. (NASDAQ:FISV), a leading global provider of financial services technology solutions, announced today that National Bonds, the leading sharia'a-compliant savings and investments company in the United Arab Emirates, has selected AML Risk Manager for the effective detection, investigation and resolution of financial crimes and to ensure regulatory compliance.

/Reporting/compliance

Finra fines Deutsche Bank $1.4 million for regulatory reporting violations

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Deutsche Bank Securities Inc. $1.4 million for violating Regulation SHO, FINRA’s short interest reporting rule and for related supervisory failures.

/Reporting/compliance

EDM Council releases data management study results

The EDM Council released today the results of its comprehensive benchmarking study on the state of data management across the global financial industry.

/Reporting/compliance

GlobalRisk and Interactive Data collaborate to supply data assets to the CFTC

Interactive Data, a leading provider of low-latency technology and market data feed services and GlobalRisk, a developer of risk management software, have collaborated to deliver trading risk analysis and financial data to the U.S. Commodity Futures Trading Commission (CFTC).

/Reporting/compliance

Narrative Science launches Quill for anti-money laundering

Narrative Science, the leader in advanced natural language generation for the enterprise, today announced the launch of Quill for Anti-Money Laundering (AML).

Pressure builds to delay MiFID II reforms

/Reporting/compliance

Pressure builds to delay MiFID II reforms

Pressure is mounting on the European Commission to postpone the implementation of securities market reforms under MiFID II by a year, as banks and brokers struggle to adapt their IT systems to meet the 2017 timetable.

/Reporting/compliance

Accedian delivers real-time performance reporting to Colt PrizmNet

Accedian Networks, the end-to-end network performance experts, announced today that its VisionMetrix software-as-a-service (SaaS) platform has been deployed by Colt to deliver in-depth, near real time, advanced network reporting and tailored service level agreement (SLA) reporting for its newly launched financial extranet service—Colt PrizmNet.

/Reporting/compliance

Risk Focus engages with Kaizen to certify MiFIR Validation Module

Risk Focus, a leading provider of Regulatory Trade Reporting solutions to the global capital markets, has engaged Kaizen Reporting, a leading regulatory reporting testing and compliance firm, to certify its forthcoming MiFIR Validation Module (MiFIR.Validate.Trade).

/Reporting/compliance

Accedian launches MiFID II compliant timestamping

Accedian Networks, a market leading provider of end-to-end network performance solutions to communication service providers and capital market organisations, today announced the launch of its FSX network performance element.

/Reporting/compliance

State Bank of India Paris selects Wolters Kluwer for regulatory reporting

State Bank of India (SBI) Paris is the latest institution to sign up for Wolters Kluwer Financial Services’ Regulatory Reporting services.

Barclays appoints new CEO

/Reporting/compliance

Barclays appoints new CEO

UK bank Barclays has appointed veteran US banker Jes Staley as its new chief executive

/Reporting/compliance

Eastman Credit Union deploys Wolters Kluwer asset liability management tech

Wolters Kluwer Financial Services announced today that Tennessee-based Eastman Credit Union (ECU) has successfully implemented the company’s OneSumX® Asset Liability Management solution, empowered by Empyrean.

/Reporting/compliance

Canadian watchdog certifies Bloomberg TOMS

Bloomberg announced today that the Investment Industry Regulatory Organization of Canada (IIROC) has certified Bloomberg TOMS to provide customers trade reporting tools for eligible trades under Dealer Member Rule 2800c – Transaction Reporting for Debt Securities, which takes effect on November 1, 2015.

/Reporting/compliance

3d innovations upgrades market and reference data mapping tool

3d innovations (3di), a data management services company, today released version 3.0 of its Data Compliance and Dependency Manager (DCDM 3.0).

/Reporting/compliance

Old Mutual Wealth selects Eagle for Solvency II

Eagle Investment Systems LLC, a BNY Mellon company and leading provider of financial services technology, today announced that Old Mutual Wealth, one of the largest wealth management businesses in the United Kingdom, has selected Eagle's enterprise data management solution to support its Solvency II compliance programme.

/Reporting/compliance

ISighnthis enters channel partner agreement with Alpha Payments Cloud

iSignthis Ltd [ASX:ISX] is pleased to announce that it has entered into a channel partner agreement with innovative payment solution platform provider, Alpha Payments Cloud (APC).

/Reporting/compliance

Oracle takes financial reporting to the cloud

Without the ability to digitize risk and compliance activities, organizations cannot rise to calls for greater accountability, nor can they evaluate and manage potential threats to the business, while keeping resources and costs in check. Finance teams are challenged by labor-intensive, disparate, spreadsheet-driven tasks to meet new and existing compliance requirements.

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