Latest Reporting/compliance News: Finextra Research

Lombard Risk unveils SA-CCR reporting platform

Lombard Risk, a provider of regulatory reporting solutions to the financial services industry, launches an important update to its AgileReporter solution covering SA-CCR, the standardised approach for measuring counterparty credit risk exposures.

24 March 2016

Company update/Reporting/compliance

Regis-tr adapts for Swiss derivatives reporting requirements

Regis-tr, the European Trade Repository owned by Clearstream (Deutsche Börse) and Iberclear (BME), has developed services that support its customers in fulfilling their reporting requirements under the Swiss Financial Market infrastructure Act (FinfraG).

24 March 2016

Company update/Reporting/compliance

Commerzbank goes live on SAP Hana platform

SAP SE (NYSE: SAP) announced today that Commerzbank is now live with an integrated set of finance and risk solutions powered by the SAP Hana platform to create a digital business model.

23 March 2016

Company update/Reporting/compliance

Polen Capital goes live on Charles River IMS

Charles River, a front and middle office investment management solution provider, today announced that Polen Capital Management (Polen Capital), an equity management boutique based in Boca Raton, Florida, is live on the SaaS-based Charles River Investment Management Solution (Charles River IMS) across its mutual funds, institutional accounts and retail separately managed accounts.

22 March 2016

Company update/Reporting/compliance

Markit launches tax utility

Markit (Nasdaq: MRKT), a leading global provider of financial information services, today announced the launch of a tax utility.

18 March 2016

News/Reporting/compliance

Swiss regulator amends rules to allow fintech to flourish

Swiss financial markets watchdog Finma has pushed through a raft of new initiatives in a bid to stimulate further growth and innovation in the country's emerging fintech sector.

18 March 2016

Company update/Reporting/compliance

ICE publishes Libor roadmap

Intercontinental Exchange (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, announced today that ICE Benchmark Administration (“IBA”) has published its Roadmap for the evolution of ICE LIBOR (“LIBOR”).

18 March 2016

News/Reporting/compliance

Commission forces Esma back to the drawing board over MiFID II reforms

The European Commission has asked capital markets watchdog Esma to reconsider some of the more contentious aspects of its planned reforms of MiFID II, raising the prospect of further delays in implementing the new rulebook.

17 March 2016

Company update/Reporting/compliance

FIA criticises scope of CFTC automated trading rules

"Automated trading has revolutionized markets, enhancing efficiency and contributing to liquidity," said Walt Lukken, president and CEO of FIA.

17 March 2016

Company update/Reporting/compliance

Compliance challenged by new regs, business demands and lagging IT architecture

The ability of financial institutions’ compliance function to manage risk is being challenged by rising expectations for the function to play a stronger role in front-office processes, the increased volume and complexity of regulations, and a lagging data and technology architecture, according to a new compliance risk report from Accenture (ACN).

16 March 2016

Company update/Reporting/compliance

UBS signs for Eventus risk and surveillance platform

Eventus Systems, Inc. (“Eventus”), a provider of innovative software solutions focused on processing and analyzing large data across an organization, announced that UBS Securities LLC (“UBS”) is now a client of its Validus risk and surveillance platform.

16 March 2016

Company update/Reporting/compliance

B-next adds Verint speech analytics to compliance toolkit

b-next, a specialist provider of capital markets compliance solutions, today announced a global partnership with Verint Systems Inc. (VRNT).

16 March 2016

Company update/Reporting/compliance

Nyse moves regulatory functions inhouse

The New York Stock Exchange, a subsidiary of the Intercontinental Exchange (NYSE:ICE), a leading operator of global exchanges, today announced it has completed the transition of its regulatory services, along with two leadership appointments in the areas of Listings and Regulation.

16 March 2016

Company update/Reporting/compliance

Mobile payment network Terra hires LexisNexis to strengthen compliance

Terra, a mobile-first international payment network, incubated by Mahindra Comviva, announced today a strategic collaboration with LexisNexis® Risk Solutions, a global big data, technology and analytics company, to protect its network against financial crime and facilitate secure growth of mobile-powered cross-border transactions.

15 March 2016

Company update/Reporting/compliance

Trader comms focus for Catelas and Neurensic surveillance integration

Catelas, the leading provider of ‘eComms Surveillance’ solutions, and Neurensic, a funded startup with artificial intelligence-powered compliance tools, announced at SIFMA's Compliance & Legal Society 48th Annual Seminar and FIA’s International Futures Industry Conference (Boca) a new partnership to deliver an integrated holistic surveillance solution for asset managers, hedge funds, broker-dealers, exchanges, and regulators.

15 March 2016

Company update/Reporting/compliance

ITG names global chief compliance officer

ITG (NYSE:ITG), a leading independent broker and financial technology provider, today announced Thomas D. Shpetner will be joining the firm as Global Chief Compliance Officer on April 12, 2016. He will report to ITG Managing Director and General Counsel Angélique DeSanto.

15 March 2016

Company update/Reporting/compliance

ANZ appoints PwC to conduct OnePath compliance review

ANZ today confirmed it engaged PwC in January 2016 to conduct an independent compliance review within its OnePath subsidiaries, following compliance breaches that were proactively reported to the Australian Securities and Investments Commission (ASIC) from early 2013.

15 March 2016

Company update/Reporting/compliance

Nice Actimize launches Cloud Market Surveillance service

NICE Actimize, a NICE Systems (NASDAQ:NICE) business and the largest and broadest provider of financial crime, risk and compliance software for the financial services industry, announces the launch of its next-generation Actimize Cross-Asset Cloud Markets Surveillance solution, featuring Foreign Exchange (FX) and Case Management capabilities.

15 March 2016

Company update/Reporting/compliance

Linedata Capitalstream releases platform upgrade

Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, is pleased to announce that the latest release of Linedata Capitalstream, the Best-in-Class Lending & Leasing solution, is now available.

15 March 2016

Company update/Reporting/compliance

Henderson Global Investors goes live with Milestone fund oversight package

Milestone Group, the global provider of optimised fund processing solutions, today announced that Henderson Global Investors (HGI) has gone live with pControl Fund Oversight across its extensive range of mutual funds and investment trusts.

15 March 2016