Latest Reporting/compliance News: Finextra Research

Iosco reports on price formation in commodity derivatives

The Board of the International Organization of Securities Commissions today published The Impact of Storage and Delivery Infrastructure on Commodity Derivatives Market Pricing.

09 May 2016

Company update/Reporting/compliance

Coventry Building Society turns to Jaywing for IFRS 9 compliance

Credit risk analytics expert, Jaywing, has been appointed by Coventry Building Society to support it through the design of IFRS 9 compliant models.

09 May 2016

Company update/Reporting/compliance

PNC contracts with AxiomSL for regulatory reporting

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that PNC, one of the largest banks in the United States, will deploy the AxiomSL platform to meet regulatory reporting requirements, such as FR Y9c, 14 M/Q and 5G/2052a, across the U.S., Canada and the Bahamas.

03 May 2016

News/Reporting/compliance

SEC sets out details for consolidated audit trail database

The Securities and Exchange Commission (SEC) has set out plans to build a database, called the consolidated audit trail (CAT), which will help regulators track all trading activity in the US equity and options market.

28 April 2016

Company update/Reporting/compliance

SimCorp appoints Thorvaldur Flemming Jensen head of ASP division

SimCorp, a provider of investment management solutions and services for the global financial services industry, today announced that it has appointed Thorvaldur Flemming Jensen head of its Application Service Provider (ASP) Division and member of the company’s executive management team, reporting directly to the CEO.

25 April 2016

Company update/Reporting/compliance

EastNets turns to Dow Jones for sanctions watchlist screening

Dow Jones Risk and Compliance today announced that EastNets, a leading global provider of compliance and payment solutions for the financial services industry, will offer Dow Jones sanctions lists within its watchlist screening platform.

21 April 2016

Company update/Reporting/compliance

Trax launches MiFID II validation engine

Trax, a leading provider of capital market data, trade matching and regulatory reporting services, has launched the Approved Publication Arrangement (APA) Demonstrator, a validation engine that allows institutional firms to test preparedness for their MiFID II transparency obligations.

21 April 2016

Company update/Reporting/compliance

FCA hands six-year data processing deal to Sopra Steria

Sopra Steria, a European leader in digital transformation, has today announced that it has been selected by the Financial Conduct Authority (FCA) to deliver a new digital regulatory market data processing platform.

21 April 2016

Company update/Reporting/compliance

RSRCHXchange adds research consumption dashboard

RSRCHXchange, the marketplace for institutional research, today announced the addition of the RSRCHX Dashboard to their platform functionality, which enables asset managers to track firm-wide research consumption, improve the procurement process and ensure compliance with MiFID II unbundling requirements.

20 April 2016

Company update/Reporting/compliance

Deutsche Bank names new compliance heads

Deutsche Bank announced today that effective June 6, 2016, Pamela Root will join as Global Head of Compliance and Group Chief Compliance Officer. She will be based in London and will report to Sylvie Matherat, Chief Regulatory Officer and Member of the Management Board of Deutsche Bank.

19 April 2016

Company update/Reporting/compliance

Tieto and Invoke partner up for regulatory reporting

Tieto has signed a partner agreement with Invoke, a market leading financial software provider, for delivering cutting-edge regulatory reporting solutions in the Nordic and Baltic regions.

19 April 2016

Company update/Reporting/compliance

Esma announces EU-wide stress tests for CCPs

The European Securities and Markets Authority (ESMA) has announced today the publication of its first EU-wide stress test exercise regarding Central Counterparties (CCPs) on 29 April 2016.

14 April 2016

Company update/Reporting/compliance

Wolters Kluwer allies with Financial Network Analytics for deeper Asia Pacific insights

Wolters Kluwer and Financial Network Analytics (FNA) today announce the establishment of an Asia Pacific alliance that will enable a faster, quicker and ultimately deeper analysis of market dynamics.

13 April 2016

Company update/Reporting/compliance

Isda recommends entity-based approach to derivatives reporting

The International Swaps and Derivatives Association, Inc. (ISDA) has today published a paper, in partnership with 12 other trade associations, which recommends an entity-based approach to derivatives trade reporting in a bid to cut costs and complexity for end users.

13 April 2016

Company update/Reporting/compliance

Nice Actimize puts AML compliance in the cloud

NICE Actimize, a NICE Systems (NICE) business and the largest and broadest provider of financial crime, risk and compliance software for the financial services industry, announces the launch of its Actimize AML Essentials Anti-Money Laundering Cloud solution providing end-to-end packaged AML compliance capabilities designed specifically for the unique needs of mid-sized financial institutions.

06 April 2016

Company update/Reporting/compliance

Lombard Risk Management and Oracle team on regulatory reporting tool

Lombard Risk Management and Oracle Financial Services have collaborated to deliver a global regulatory reporting solution. Oracle Financial Services Regulatory Reporting Solution (OFSRRS) provides a single solution which automates the end-to-end process for regulatory reporting.

31 March 2016

Company update/Reporting/compliance

Markit launches CRS due diligence and reporting service

Markit, a leading global provider of financial information services, today announced the launch of Markit ¦CTI Tax Solutions for the Common Reporting Standard (CRS) which identifies tax residency and performs due diligence on customer accounts.

31 March 2016

Company update/Reporting/compliance

Principal Global Investors selects Eagle Solution to support Global Ibor

Eagle Investment Systems LLC, a BNY Mellon company and leading provider of financial services technology, today announced they have been selected by Principal Global Investors (PGI), the asset management arm of the Principal Financial Group, to provide a portfolio accounting solution hosted on Eagle ACCESS(SM), and to achieve an investment book of record (IBOR).

30 March 2016

Company update/Reporting/compliance

AFA Insurance implements VPD Fixed Income Attribution

AFA Insurance has gone into production with VPD Fixed Income Attribution, part of the VPD Risk & Performance suite of solutions.

30 March 2016

Company update/Reporting/compliance

Axioma Portfolio Analytics and Risk Model Machine get upgrades

Axioma, a leading provider of innovative risk solutions for buy-side institutions, today announced the release of version 2016 R1 of its Axioma Portfolio Analytics and Risk Model Machine solutions.

29 March 2016