Keyword

Reporting/compliance

1646 articles tagged with this keyword

News Company updates Finextra TV Research Long reads

Company update/Reporting/compliance

Commerzbank selects AxiomSL reporting platform

AxiomSL, the leading provider of regulatory reporting and risk management solutions, was selected by Commerzbank, Germany’s second largest bank, to deliver the SEC 15c3-1 as well as other regulatory mandates such as the Financial and Operational Combined Uniform Single (FOCUS), Treasury International Capital (TIC), Off Balance Sheet reporting (OBS) and additional US Broker Dealer-based reports.

02 September 2016

Company update/Reporting/compliance

Jaywing releases Horizon for IFRS 9 modelling

Today, credit risk analytics expert Jaywing announced the release of Horizon, its new IFRS 9 impairment solution that enables lenders to quickly and cost-effectively produce IFRS 9 provisions, while supporting stress testing and ICAAP processes.

01 September 2016

Company update/Reporting/compliance

Lemanik Asset Management monitors compliance with Linedata

Linedata (NYSE Euronext: LIN), the global solutions provider dedicated to the investment management and credit industries, today announced that Lemanik Asset Management, the leading independent asset manager on the Luxembourg market, with USD 20 billion of assets held in 230 sub-funds, has chosen Linedata’s compliance monitoring software: Linedata Compliance.

01 September 2016

Company update/Reporting/compliance

Trax launches MiFID reference data service

Trax, a leading provider of capital market data, trade matching and regulatory reporting services, has launched a comprehensive MiFID instrument reference data service (‘Trax MiFID List') to help firms overcome the regulatory challenge of correctly identifying reportable instruments.

01 September 2016

Company update/Reporting/compliance

MarketAxess deploys Ancoa for market surveillance

Ancoa, provider of contextual surveillance and insightful analytics for exchanges, regulators, buy- & sell-side firms, today announced that MarketAxess Europe Ltd, a wholly owned subsidiary of MarketAxess Holdings Inc . (Nasdaq:MKTX), has deployed Ancoa’s market surveillance capabilities across its European fixed-income multilateral trading facility (MTF).

01 September 2016

Company update/Reporting/compliance

FSB assesses progress on OTC derivatives market reforms and trade reporting barriers

The Financial Stability Board (FSB) today published two reports on the implementation of key aspects of reforms to the over-the-counter (OTC) derivatives market.

29 August 2016

Company update/Reporting/compliance

SEC amends investment advisor rulebook

The Securities and Exchange Commission today adopted amendments to several Investment Advisers Act rules and the investment adviser registration and reporting form to enhance the reporting and disclosure of information by investment advisers.

29 August 2016

Company update/Reporting/compliance

AxiomSL connects with aosphere for global shareholding disclosure reporting

AxiomSL, the global leader in regulatory reporting and risk management solutions announced today it would provide a new shareholding disclosure service using content from online legal services provider aosphere LLP, an affiliate of leading international legal practice Allen & Overy LLP.

25 August 2016

Deutsche Bank accused of multiple failures in swaps data reporting

News/Reporting/compliance

Deutsche Bank accused of multiple failures in swaps data reporting

Deutsche Bank is facing sanctions from US regulators over a catalogue of failures that afflicted its swaps data reporting functions.

19 August 2016

Company update/Reporting/compliance

Brazil’s Banco Original adopts Swift’s KYC registry

WIFT announces today that Brazil based Banco Original is now using The Know Your Customer (KYC) Registry, SWIFT’s centralised repository which maintains a standardised set of information about financial institutions required for KYC compliance.

17 August 2016

Company update/Reporting/compliance

ISDA publishes 2016 variation margin protocol

The International Swaps and Derivatives Association, Inc. (ISDA) has today launched a new Protocol that will help market participants comply with new variation margin requirements, set to come into force from March 2017.

17 August 2016

Company update/Reporting/compliance

Onfido secures funding

Onfido, a leading global identity verification and background checking provider, announces it has raised funding from Salesforce Ventures, Talis Capital and angel investors to scale its machine learning-enabled trust solutions for financial services firms.

15 August 2016

Company update/Reporting/compliance

Misys readies for FRTB compliance

Misys is supporting the banking community as it prepares for Basel’s Fundamental Review of the Trading Book (FRTB).

15 August 2016

Company update/Reporting/compliance

Percentile makes new hires for buy-side and sell side growth

Percentile, providers of technology for risk management and regulatory compliance, today announced the appointment of John Barker as Non-Executive Director and Advisor to the Board, Brian Miranda, as Sales Director, and Lavinia Constantin, as Product Manager to support Percentile’s growing customer base.

11 August 2016

Company update/Reporting/compliance

Nasdaq BWise GRC pPlatform selected by Dubai Islamic Bank

Nasdaq BWise (Nasdaq:NDAQ), a global leader in enterprise Governance, Risk Management and Compliance (GRC), announced today that it has been selected by Dubai Islamic Bank, the largest Islamic bank in the United Arab Emirates, to support and further enhance their risk management, compliance and internal control processes gaining a deeper and more real-time visibility into their risks and overarching control frameworks.

28 July 2016

Company update/Reporting/compliance

Bricksave selects Contego for KYC and AML checks

Contego, the multi-source fraud detection platform, today announced that Bricksave, the global real estate crowdfunding platform that makes low-risk investment in exclusive Triple A properties around the world accessible and hassle-free, has selected Contego’s platform to carry out international checks on individuals to ensure compliance with AML and KYC requirements.

27 July 2016

Company update/Reporting/compliance

Bluestone selects iland's cloud-based Disaster Recovery-as-a-Service

Iland, an award-winning enterprise cloud infrastructure provider, today announced that Bluestone Group is leveraging iland’s Disaster-Recovery-as-a-Service (DRaaS) with advanced security to ensure IT resiliency as it transitions to a ‘cloud-first’ strategy.

27 July 2016

Company update/Reporting/compliance

Banks and brokers become first users of Singletrack's market abuse compliance system

Several large banks and brokers are now using the investment recommendations solution introduced by Singletrack to help sell-side firms ensure they comply with the obligations of the 2016 Market Abuse Regulation (MAR).

27 July 2016

Company update/Reporting/compliance

Tullett Prebon’s selects CME's messaging platform

Tullett Prebon, one of the world’s leading interdealer brokers, today announced its tpMessenger service has selected CME Group’s CME Pivot Instant Messaging platform to power its solution and support open communication for commodities and financial markets.

26 July 2016

Company update/Reporting/compliance

ACAPM launches new compliance tool in response to financial benchmark regulation

Financial Benchmarks Specialist Advisory firm, Associates in Capital Markets (ACAPM) announced the release of advanced Financial Benchmark Compliance tools which enable banks to comply and adopt strategic financial benchmark regulatory programs - Evolution of Libor, Euribor and European Benchmark Regulations with ease.

25 July 2016