Reporting/compliance

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Oracle and Numerix to develop FRTB compliance suite

Oracle Financial Services Analytical Applications (OFSAA) has announced a collaboration with Numerix, provider of innovative capital markets technology, to develop and bring to market solutions that enable financial institutions to comply with the Fundamental Review of the Trading Book (FRTB).

/Reporting/compliance

IPC and Actiance form compliance partnership

IPC Systems, Inc. (IPC), a leading provider of global communications solutions and software for the financial services industry, announced an agreement with Actiance, a global leader in communications compliance, and archiving.

Swift outlines ‘compliance utility’ ambitions; plans for next stage of gpi project

/Reporting/compliance

Swift outlines ‘compliance utility’ ambitions; plans for next stage of gpi project

Banking cooperative Swift has unveiled a number of initiatives designed to address the compliance challenges facing banks and corporates.

/Reporting/compliance

FCA amends statutes on financial advice

Following HM Treasury’s consultation on ‘Amending the definition of financial advice’, it has now been confirmed that a statutory instrument will shortly be introduced to make the necessary amendments to the requirements for advising on investments.

/Reporting/compliance

Opus streamlines KYC with new Enhanced Due Diligence tools

New York & London: Compliance and Risk Management SaaS technology leader Opus announced today the release of powerful new Enhanced Due Diligence (EDD) features for Alacra Compliance Enterprise (ACE), its flagship Know Your Customer (KYC) solution.

/Reporting/compliance

Iosco builds capacity in new Asia Pacific hub

The International Organization of Securities Commissions (IOSCO) today unveiled the IOSCO Asia Pacific Hub in Kuala Lumpur, hosted by the Securities Commission (SC) Malaysia.

/Reporting/compliance

Miura launches MiFID II Regulatory Portal

Miura Consulting are pleased to announce the launch of their new MiFID II Regulatory Portal, in partnership with SAS, the analytics leader.

/Reporting/compliance

BBVA adopts Fenergo compliance tech

Fenergo, the leading provider of Client Lifecycle Management software solutions for investment, corporate and private banks, has announced its foray into Spain by providing its flagship software platform to a major European bank to ensure lifecycle compliance with a broad range of global and local regulatory obligations.

/Reporting/compliance

FSB publishes consultation on UTI governance

The Financial Stability Board (FSB) today published a consultation document on Proposed governance arrangements for the unique transaction identifier (UTI).

/Reporting/compliance

AxiomSL’s regulatory reporting platform selected by Banco Sabadell for deployment in Barcleona

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that Banco Sabadell has chosen AxiomSL’s strategic platform to automate its regulatory reporting.

/Reporting/compliance

Canadian issuers neglecting social media governance - CSA

The Canadian Securities Administrators (CSA) today released CSA Staff Notice 51-348 Staff's Review of Social Media Used by Reporting Issuers, which summarizes staff's findings and disclosure expectations for reporting issuers that use social media.

/Reporting/compliance

MTS equips customers for MiFID II compliance across European trading venues

MTS, one of Europe’s premier fixed income electronic trading venues, is helping buy- and sell-side customers across its electronic marketplaces prepare for compliance with MiFID II and MiFIR regulatory standards ahead of the introduction of the new legislation in January 2018 with the launch of a dedicated web portal and trade reporting service.

/Reporting/compliance

Thomson Reuters teams with Tradeweb to create MiFID II compliance suite

Thomson Reuters is creating a holistic suite of reporting services that will support the workflow of market participants in their efforts to meet post-trade transparency requirements mandated by the Markets in Financial Instruments Directive II (MiFID II).

/Reporting/compliance

KBC Asset Management goes with Axioma for equities risk processing

Axioma, a leading provider of enterprise market risk and portfolio management solutions, has entered into an agreement with KBC Asset Management (KBC), to provide Belgium’s largest investment manager with a risk management and portfolio optimization solution.

/Reporting/compliance

Credit Agricole NY branch to use AxiomSL for reg reporting

AxiomSL, a global leader in risk management, regulatory compliance and data management for financial services, has announced that the New York Branch of Credit Agricole Corporate and Investment Bank will use AxiomSL’s reporting software to complete reporting form FR 2052a and certain other Foreign Bank Organization (FBO) reporting to the Federal Reserve.

/Reporting/compliance

Dentons launches online MiFID II / MiFIR compliance tool

Global law firm Dentons announced today the launch of a new online regulatory project management tool to assist clients in complying with MiFID II / MiFIR.

/Reporting/compliance

BBVA UK selects Wolters Kluwer's OneSumX for regulatory reporting

BBVA’s U.K. subsidiary has opted to use Wolters Kluwer’s OneSumX to provide a solution for its regulatory reporting and liquidity risk requirements.

/Reporting/compliance

Börse Düsseldorf goes live with real-time market surveillance from Scila

Börse Düsseldorf, the German exchange, has gone live with Scila Surveillance for real time market surveillance covering equities, funds and equity linked products (ETFs, ETNs).

/Reporting/compliance

TradeEcho to provide Trade Publication for SIX Swiss Exchange

SIX Swiss Exchange has approved the London Stock Exchange’s TRADEcho service as a Trade Data Monitor (TDM) for the SIX Swiss Exchange.

/Reporting/compliance

Austrac launches public/private sector partnership to combat financial crime

Australia is leading the world in the fight against terrorism financing and money laundering with the unveiling today of a powerful new public and private sector alliance.

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