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DSB publishes feedback from industry meeting on OTC derivatives

The Derivatives Service Bureau (DSB), founded by the Association of National Numbering Agencies (ANNA) to facilitate the allocation and maintenance of International Securities Identification Numbers (ISINs), Classification of Financial Instrument codes (CFIs) and Financial Instrument Short Names (FISNs), for OTC derivatives, has today announced the results from its first consultation of 2019, and the opening of its second consultation aimed to shape the DSB service provision for 2020.

/Reporting/compliance

Aretsian laucnhes risk and compliance hub

Artesian Solutions, the UK’s leading client intelligence tool for financial services companies, announced the general availability (GA) of its exciting new Artesian Risk and Compliance Hub (ARCH) which has been two years in development.

/Reporting/compliance

LendingCrowd appoints chief risk and compliance officer

LendingCrowd, Scotland’s only fintech lending platform, has appointed Robbie McKenzie to the newly created post of General Counsel and Chief Risk & Compliance Officer.

/Reporting/compliance

KRM22 adds SMCR apps to risk management platform

KRM22 plc, (AIM: KRM:L) the technology and software investment company, with a particular focus on risk management in capital markets, today announces that it has added further SMCR applications to the Global Risk Platform.

/Reporting/compliance

SIX and SimCorp team up for sanctions monitoring

Swiss financial data expert SIX has announced a partnership with SimCorp, centered on its Sanctioned Securities Monitoring Service, to give financial institutions greater global sanctions data coverage.

/Reporting/compliance

IOSCOcalls for adherence to cyber risk standards

The Board of the International Organization of Securities Commissions (IOSCO) today issued a final report that provides an overview of three internationally recognized cyber standards and frameworks used by IOSCO members.

/Reporting/compliance

Polymath and Blockpass team upfor ID verification

Leading security token platform Polymath has today announced a strategic collaboration with digital identity verification solution Blockpass.

/Reporting/compliance

LiquidShare and Consensys team up for post-trade blockchain venture

LiquidShare today announced that its European post-trade settlement infrastructure for shares in small and medium sized enterprises (SMEs) has entered into a partnership with ConsenSys’ PegaSys team.

/Reporting/compliance

Avaloq signs clients for PSD2 service

Global fintech leader Avaloq has announced that 12 financial institutions have signed up to its dedicated Second Payment Services Directive (PSD2) solution to meet the 14 March deadline.

/Reporting/compliance

Banque Palatine selects AxiomSL for reg reporting

AxiomSL, the leading provider of regulatory reporting and risk management solutions, announces that Banque Palatine, a subsidiary of Groupe BPCE, has selected AxiomSL’s strategic platform to comply with AnaCredit reporting requirements in France.

/Reporting/compliance

Deutsche Bourse taps RegTek.Solutions for pre-validation service for regulatory reporting

Deutsche Börse Group and RegTek.Solutions, the global provider of regulatory reporting solutions, today announced a strategic partnership to deliver a certified testing and pre-validation service for clients of Deutsche Börse’s Regulatory Reporting Hub.

/Reporting/compliance

Land Bank of Taiwan in Singapore switches on Wolters Kluwer OneSumX for reg reporting

Land Bank of Taiwan’s Singapore Branch has chosen Wolters Kluwer’s OneSumX for Regulatory Reporting to provide its regulatory reporting software, allowing the bank to comply with the upcoming Monetary Authority of Singapore (MAS) Notice 610 requirements.

/Reporting/compliance

RegTech Association bolsters leadership team

The RegTech Association (RTA) has announced the appointment of a new CEO and two board members: leading advocacy expert, Deborah Young as CEO; Commonwealth Bank’s (CBA) Head of Governance & Assurance, Jasper Poos as Director and serial RegTech entrepreneur, Harold Lucero as Director.

/Reporting/compliance

Fintech lobby group opens North American division

The Financial Data and Technology Association (FDATA), which played a pivotal role over the last five years in crafting the design and implementation of open banking standards in the United Kingdom and in Europe, announced today the launch of a North American arm, FDATA North America.

/Reporting/compliance

BSO and Hoptroff partner for Time-as-a-service platform

Global network provider, BSO has partnered with Hoptroff London, the time-synchronization software experts, to provide the financial services community with the first fully traceable accurate Time-as-a-Service (TaaS) on the market.

/Reporting/compliance

Finra releases RegTech report

FINRA today released a white paper outlining recent regulatory technology (RegTech) developments within the securities industry and potential opportunities and implications these technologies may have for broker-dealers.

/Reporting/compliance

Broadridge unveils MiFID II post-trade reporting platform

Broadridge Financial Solutions, Inc. (NYSE:BR), a global fintech leader and recent addition to the S&P 500 Index, has launched a new solution to support investment firms with their MiFID II ex-post reporting obligations outlined under Article 50 of the Delegated Regulation.

/Reporting/compliance

ACA Compliance completes acquisition of Cordium

ACA Compliance Group (“ACA”) announced yesterday that, following the receipt of regulatory approvals, it has completed the acquisition of Cordium, a leading provider of governance, risk, and compliance (GRC) products and services.

/Reporting/compliance

Thomson Reuters provides new reporting service for new MiFID II Systematic Internalisers

Thomson Reuters has launched RTS 27 Now, a targeted reporting solution that leverages its powerful Velocity Analytics platform to help banks that have newly registered as Systematic Internalisers under MiFID II complete their first regulatory report.

/Reporting/compliance

Temenos Multifonds inks new deal with UMB Fund Services

Temenos (SIX: TEMN), the banking software company, today announced that Milwaukee, Wisconsin-based UMB Fund Services (UMB) signed an agreement to modernize its Exchange Traded Funds (ETF) administration capabilities using Temenos’ Multifonds platform.

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