Reporting/compliance

895 articles tagged with this keyword

/Reporting/compliance

Banca Monte Paschi Belgio implements Wolters Kluwer regulatory reporting software

Wolters Kluwer Financial Services, the regulatory and risk technology firm, announced today that it has successfully implemented its OneSumX Regulatory Reporting solution at Banca Monte Paschi Belgio (BMPB), the Belgium branch of Banca Monte dei Paschi di Siena.

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Ireland's permanent tsb selects Wolters Kluwer for regulatory reporting

Wolters Kluwer Financial Services today announced that permanent tsb, a financial institution with branches throughout Ireland, has selected its OneSumX® Regulatory Reporting solution to help with Basel III implementation across the region.

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Linear Investments deploys Ancoa market surveillance

Ancoa, providers of contextual surveillance and insightful analytics for exchanges, regulators, buy- and sell-side firms, today announced that Linear Investments Ltd, a leading investment manager offering a full-service ‘mini-prime’ brokerage, custody and execution service to smaller and mid-sized hedge funds, has successfully deployed Ancoa’s market surveillance and analytics capabilities for its execution and trading platforms.

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Bank of Queensland deploys Catena Trace for regulatory reporting

Catena Technologies Pte Ltd today announced that Bank of Queensland has deployed Catena’s TRACE™ system to report over-the-counter derivatives to the Australian Securities and Investments Commission (ASIC).

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BTMU Holland to use Wolters Kluwer OmeSumX for liquidity risk management

Bank of Tokyo-Mitsubishi UFJ (Holland) NV (BTMU Holland) has signed with Wolters Kluwer Financial Services to use its OneSumX solution.

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Natixis adopts RiskFirst analytics platform

Global investment bank Natixis has become the latest to adopt RiskFirst’s real-time analytics and reporting platform, PFaroe.

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Bank tech and data failing to keep pace with regulatory demands

With regulators around the world hammering away at banks’ risk management, culture, and incentive compensation efforts, a new survey by Deloitte Touche Tohmatsu Limited (Deloitte Global) finds that financial institutions have a great deal more work to do on this front to meet heightened regulatory expectations — especially at the top of the house.

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Thomson Reuters publishes cost of compliance survey

Thomson Reuters, the world’s leading source of intelligent information for businesses and professionals, has published the findings of its sixth annual Cost of Compliance survey which revealed that regulatory fatigue, resource challenges and personal liability are expected to increase throughout 2015.

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AxiomSL sells tax reporting module to Bancolombia

AxiomSL, a leading provider of regulatory reporting and risk management solutions to the financial services industry, announced today that Bancolombia, Colombia's largest bank by assets and shareholders' equity, will be deploying AxiomSL’s Foreign Account Tax Compliance Act (FATCA) solution to meet regulatory and corporate reporting requirements.

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China Construction Bank selects Wolters Kluwer regulatory reporting tech

Wolters Kluwer Financial Services announced today that China Construction Bank (Asia) Co. Ltd. (CCB Asia), has selected the company’s OneSumX® Regulatory Reporting solution.

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Societe Generale launches collateral management service

Societe Generale has launched “Tempo”, a comprehensive and innovative collateral management outsourcing solution aimed both at buy-side and sell-side market participants, including traditional and alternative asset managers, institutional investors, banks and major corporates.

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Profile Software reports FMS.next installation

Profile Software, an award-winning financial solutions provider announced today that FMS.next goes live at the local branch of an international bank headquartered in the UK.

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European Banking Authority adds IT risk to 2015 agenda

The European Banking Authority (EBA) today published its annual assessment of EU colleges of Supervisors, responsible for the oversight of cross border banks.

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FCA fines Clydesdale £20 million for PPI complaints mishandling

The Financial Conduct Authority (FCA) has today fined Clydesdale Bank Plc (Clydesdale) £20,678,300 for serious failings in its Payment Protection Insurance (PPI) complaint handling processes between May 2011 and July 2013.

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Trustee Executors Limited selects SS&C Pages reporting technology

SS&C Technologies Holdings, Inc. (Nasdaq: SSNC) today announced Trustee Executors Limited (TEL), the largest provider of third party administration for financial services in New Zealand and leaders in the provision of Trustee, Custodial, Investment Accounting, Unit Pricing and Registry service, has selected SS&C’s reporting solution, Pages.

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Cinnober to offer customers Ancoa market surveillance tech

Cinnober, an independent supplier of multi-asset financial technology for market operators, clearing houses, banks and brokers, and Ancoa, providers of contextual surveillance and insightful analytics for exchanges, regulators, buy and sell-side firms, have entered into a strategic collaboration to provide market surveillance to the global banking sector.

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Malaysian Securities Commission invites submissions from equity crowdfunders

The Securities Commission Malaysia (SC) announced today that operators interested in establishing and operating an equity crowdfunding (ECF) or Shariah-compliant ECF platform can now submit their application to the Securities Commission Malaysia.

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Regis-TR exceeds three billion reports

In April the number of reports received by REGIS-TR, the European trade repository owned by Clearstream (Deutsche Börse) and Iberclear (BME), exceeded 3 billion, three times the number of reports that were received in October of last year.

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Genpact launches wealth management platform

Genpact (NYSE: G), a global leader in designing, transforming, and running intelligent business operations, today announced the launch of Genpact OpenWealth, an end-to-end wealth management service for banks, brokers, insurers and asset managers.

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Eze Software Group enhances commission management software

Eze Software Group, a premier provider of global investment technology, has made several enhancements to its commission management offering.