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EdgePoint goes live on Charles River IMS

Charles River, a front- and middle-office investment management solution provider, today announced that EdgePoint Investment Group Inc. (EdgePoint), a global asset manager based in Toronto, is live on the hosted Charles River Investment Management Solution (Charles River IMS).

/Reporting/compliance

Pegasystems teams up with law firm DLA Piper

Pegasystems Inc. (NASDAQ: PEGA), the software company empowering the world’s leading enterprises with strategic business applications, and DLA Piper, a leading global law firm and regulatory advisor, have collaborated to assist Pega in offering new software capabilities enabling financial institutions to reduce the time and costs associated with managing rapidly evolving laws and regulations.

/Reporting/compliance

Wolters Kluwer takes OneSumX VAT management to China

Wolters Kluwer Financial Services has launched OneSumX VAT Management for China – a solution to help financial firms address new invoicing and value-added tax (VAT) issues in the country.

/Reporting/compliance

B-next opens New York office

B-next, a specialist provider of capital markets compliance solutions, today announced the opening of its New York office.

/Reporting/compliance

DTCC urges legislative action to overcome G20 obstacles

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today urged legislative and industry action to address three key obstacles that are hindering achievement of the G20 transparency goals set forth by policymakers in the aftermath of the 2008 financial crisis.

/Reporting/compliance

PM Capital selects Catena trade repository gateway for derivatives reporting

Catena Technologies today announced that Sydney-based fund manager PM Capital has selected its Trace trade repository gateway product to report OTC derivatives trades to the Australian Securities and Investments Commission.

/Reporting/compliance

Goldman Sachs fined $1.8m for reporting failures

The Financial Industry Regulatory Authority (Finra) announced today that it has fined Goldman Sachs Execution & Clearing, L.P. $1.8 million for systemic Order Audit Trail System (Oats) reporting violations spanning a period of more than eight years, failure to accurately submit required trade reports to the appropriate Finra Trade Reporting Facility (TRF), and related supervisory failures.

/Reporting/compliance

AxiomSL reports Swedish bank contract win

AxiomSL, a global provider of regulatory reporting and risk management solutions, announced today that a large Swedish bank has chosen to use AxiomSL’s platform to centralize its head-office regulatory calculations and reporting, and its branch-level reporting in Germany, Norway, Finland, Poland, Denmark, Austria and the United Kingdom (UK).

/Reporting/compliance

Message Automation posts record profits for 2014/2015

Message Automation (MA), the derivatives Post Trade Control specialists have announced record results for their financial year ending in June 2015.

/Reporting/compliance

Swift adds Vietnam bank to its KYC registry

Swift announces today that Vietnam Bank for Agriculture and Rural Development has joined the Know Your Customer (KYC) Registry, a centralised repository that maintains a standardised set of information about correspondent banks required for KYC compliance

/Reporting/compliance

Avox granted ISO certification for info security management

Avox Limited, a wholly owned subsidiary of The Depository Trust & Clearing Corporation (DTCC) and the industry leader in legal entity reference data, today announced that it has been awarded International Standard Organisation (ISO) 27001 Certification from the British Standards Institution (BSI).

/Reporting/compliance

Bloomberg introduces Volcker-compliant covered funds tool

Bloomberg has introduced the first tool in the marketplace to help banks and other financial institutions identify covered funds under the provisions of the Volcker Rule.

/Reporting/compliance

Fenergo scores $75 million investment from Insight Venture Partners

Fenergo, the leading provider of Client Lifecycle Management software solutions for investment banks, capital market firms and private banks, has announced today that Insight Venture Partners, a New York-based private equity and venture capital firm, has agreed to invest $75 million in the company.

/Reporting/compliance

Challenger Bank Hampden & Co signs with Evry for card services

Hampden & Co is the first new private bank to be set up in the UK for thirty years. The new bank is built on modern and efficient banking solutions designed to serve clients in the private high-end segment of the retail market. EVRY and Hampden & Co have entered into an agreement for EVRY to deliver card and card-related services.

/Reporting/compliance

Kx Systems wins SEC contract

Kx Systems, a leader in high-performance database and time-series analytics, has announced that it has been awarded a contract by the U.S. Securities and Exchange Commission (SEC) for use of its kdb+ software in supporting its ongoing IT objectives.

/Reporting/compliance

Nasdaq's BWise offers turnkey package for SOX reporting

Nasdaq's BWise (NDAQ), a global leader in enterprise Governance, Risk Management and Compliance (eGRC), announced today the launch of the Nasdaq Sarbanes-Oxley (SOX) Software Solution in collaboration with Nasdaq's Listings Services business.

/Reporting/compliance

Irish Stock Exchange runs surveillance with Scila and Deutsche Bourse

The Irish Stock Exchange (ISE), the Dublin-based exchange, has chosen to implement Scila Surveillance, provided by the leading independent Stockholm-based surveillance technology provider Scila.

/Reporting/compliance

Banks resort to box-ticking to meet ovewhelming regulatory burden

Today, GFT, one of the world’s leading IT solutions and consultancy providers to the banking sector, releases the findings from a global research project aimed at uncovering the attitude of the global investment banking community to ‘The New Normal’ - a constant state of regulatory change.

/Reporting/compliance

FIS opens Centre of Regulatory Intelligence

Increasing interactions with government officials and regulators in order to unlock deeper regulatory insight, FIS (NYSE: FIS), a global leader in banking and payments technology as well as consulting and outsourcing solutions, has announced the opening of its Center of Regulatory Intelligence in Washington, D.C.

/Reporting/compliance

Northern Trust launches UK Sorp reporting package

Northern Trust (Nasdaq: NTRS) has launched a new Statement of Recommended Practice (SORP) reporting solution to help institutional clients navigate the new UK SORP reporting requirements.

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