Reporting/compliance

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SimCorp appoints Stuart Keeler as MD of SimCorp Coric

SimCorp, a provider of investment management solutions and services for the global financial services industry, today announced the appointment of Stuart Keeler as new Managing Director of SimCorp Coric.

/Reporting/compliance

Vermilion secures deal with Nikko Asset Management

Vermilion Software (‘Vermilion’), a supplier of client reporting and communications software, today announces that it has inked a deal with Nikko Asset Management, Asia's premier global asset manager.

/Reporting/compliance

Behavox hires Alex Viall and Paul Dean

Level39 member Behavox, which provides solutions for compliance officers and forensics teams to detect cases of market abuse and fraud, has named former FSA regulator Alex Viall as the new Head of Regulatory Intelligence and former RBS surveillance director Paul Dean as Global Head of Product.

/Reporting/compliance

Wolters Kluwer launches enterprise credit platform in China

Wolters Kluwer Financial Services, the global risk and regulatory technology firm, has launched its Enterprise Credit Solution for China.

/Reporting/compliance

Sapient Global Markets launches trade reporting platform

Sapient Global Markets, a provider of business technology and consulting services for the capital and commodity markets, today announced the launch of CMRSSM Portal, delivering the proven trade reporting capabilities of CMRS as a fully outsourced solution.

/Reporting/compliance

BCV choses Message Automation for trade reporting

Message Automation (MA), the leader in Post Trade Control solutions for derivatives, is pleased to announce that Banque Cantonale Vaudoise (BCV), one of the largest regional banks in Switzerland, is the latest firm to select MA to support their trade reporting requirements.

/Reporting/compliance

Banco Santander selects Wolters Kluwer OneSumX

Banco Santander has chosen Wolters Kluwer Financial Services’ OneSumX Regulatory Reporting solution for its operations in Australia.

/Reporting/compliance

Genpact and Arria NLG partner to harness artificial intelligence

Genpact (NYSE: G), the architect of the Lean DigitalSM enterprise, and Arria NLG (AIM: NLG), a world leader in artificial intelligence and natural language generation, are partnering to help banks, financial services companies, and other enterprises dramatically transform how they leverage automation and run complex business reporting processes.

/Reporting/compliance

KBC Asset Management selects SimCorp Dimension

SimCorp announces that it has signed a license agreement with KBC Asset Management, the largest investment manager in Belgium.

/Reporting/compliance

FCA publishes consultation paper on MiFID II

The Financial Conduct Authority (FCA) has today published its first consultation paper on the implementation of the new European Markets in Financial Instruments Directive II (MiFID II) in the UK.

/Reporting/compliance

FCA fines Threadneedle Asset Management Limited £6m

The Financial Conduct Authority (FCA) has fined Threadneedle Asset Management Limited (TAML) £6,038,504 for failing to put in place adequate controls in the fixed income area of its front office, and for providing inaccurate information to the regulator and for failing to correct the inaccurate representation for four months.

/Reporting/compliance

Regulatory pressure expected to intensify - Broadridge survey

Nearly two-thirds of equity analysts (61 percent) who cover global capital markets institutions expect regulatory pressures on banks to intensify further through 2020, with potential new capital rules, informally known as “Basel IV,” likely to have the greatest effect on their operations, according to a global survey of nearly 150 buy-side and sell-side analysts.

/Reporting/compliance

Standard Chartered selects Accuity and Fircosoft for global sanctions screening

Accuity, the leading global provider of Risk and Compliance, Payments and Know Your Customer solutions and FircoSoft, the leading global provider of watch list filtering solutions, have been selected by Standard Chartered Bank to provide integrated global sanctions screening and data.

/Reporting/compliance

PayPal's Paul de Ruiter joins TransferTo as chief compliance officer

Global Mobile Money Hub TransferTo has appointed Paul de Ruiter to the senior management team as Chief Compliance Officer. Joining from PayPal, Paul will be leading TransferTo’s global compliance function.

/Reporting/compliance

Slocum adopts RiskFirst’s real-time analytics and reporting platform

Slocum has adopted RiskFirst’s real-time analytics and reporting platform, PFaroe.

/Reporting/compliance

Deutsche Börse and Scila extend agreement

Deutsche Börse, one of the world’s leading exchange groups, announced that it has signed a 5-year agreement with the Stockholm-based independent surveillance technology provider Scila to continue its use of Scila Surveillance, which has already been in production since 2011.

/Reporting/compliance

Fidessa boosts platform with options analytics from Hanweck's VoleraFeed

Fidessa group plc (LSE: FDSA) today announced that it has integrated Hanweck Associate’s VoleraFeed into its award-winning sell-side equities trading platform to provide users with access to high-performance options analytics.

/Reporting/compliance

Taiwan Stock Exchange launches online rules and regulation directory

The Taiwan Stock Exchange (TWSE) has launched an online ‘Rules & Regulations Directory’, providing international investors and the media with a centralized location for all 238 Taiwan capital market regulations in both English and Chinese.

/Reporting/compliance

FCA fines Barclays £72 Million for poor handling of financial crime

The Financial Conduct Authority (FCA) has today fined Barclays Bank (Barclays) £72,069,400 for failing to minimise the risk that it may be used to facilitate financial crime.

/Reporting/compliance

SimCorp releases new Coric upgrade

SimCorp, a leading provider of investment management solutions and services for the global financial services industry has released a new version of SimCorp Coric, its award-winning client communications and reporting solution.

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