Reporting/compliance

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Red Box Recorders launches compliance assurance application

Leading voice and data recording specialist Red Box Recorders, has today released Quantify Insight, a new application designed to assure financial institutions that they are meeting compliance standards and enable them to ensure trading operations continue without interruption.

/Reporting/compliance

Wolters Kluwer appoints new head of China Financial Services business

Wolters Kluwer has appointed Yong Zhao as its new general manager for the Financial Services market in China. Zhao, who will be based in Shanghai, will help spearhead further growth for the financial technology firm in the market.

/Reporting/compliance

SimCorp upgrades Dimension

SimCorp, a provider of investment management solutions and services for the global financial services industry, has released version 5.9 of SimCorp Dimension, the first of two annual releases.

/Reporting/compliance

ESMA consults on implementation of the Benchmarks Regulation

The European Securities and Markets Authority (ESMA) has today published a Discussion Paper (DP) regarding thetechnical implementation of the incoming Benchmarks Regulation (BR).

/Reporting/compliance

EU and US agree common approach for transatlantic CCPs

Commissioner Jonathan Hill and the US Commodity Futures Trading Commission (CFTC) Chairman Timothy Massad have today announced a common approach regarding requirements for central clearing counterparties (CCPs).

/Reporting/compliance

Vescore AG goes live with SimCorp Dimension

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, announces that Vescore AG, a Swiss asset manager with USD 14bn in assets under management, has successfully completed the implementation of SimCorp Dimension.

/Reporting/compliance

FCA publishes accountability rules for alorithmic and high-frequency traders

The Financial Conduct Authority (FCA) has today published the final rules confirming their approach to improving individual accountability for those carrying out wholesale activities, such as algorithmic and high-frequency trading, in banks, building societies, and Prudential Regulation Authority (PRA) designated investment firms.

/Reporting/compliance

ESMA to focus on governance, strategy, data and fees in 2016 supervision

The European Securities and Markets Authority (ESMA) has today published its 2016 supervisory priorities for credit rating agencies (CRAs) and trade repositories (TRs), as well as its annual report summarising the key supervisory work and actions undertaken during 2015.

/Reporting/compliance

Koch Supply & Trading to get Nasdaq Smarts

Nasdaq (NDAQ), the world's leading provider of market technology, today announced it will deliver SMARTS Trade Surveillance compliance technology to Koch Supply & Trading (KS&T).

/Reporting/compliance

Indata launches compliance-as-a-service

INDATA, a leading industry provider of software, technology and services for buy-side firms delivered via its iPM Epic platform, today announced that it has launched a Compliance-as-a-Service offering which includes a global shareholder disclosure service leveraging legal content from aosphere LLP, an affiliate of leading international legal practice, Allen & Overy LLP.

/Reporting/compliance

Financial Tracking launches compliance module for spoofing detection

Financial Tracking Technologies, LLC, announced today the launch of its newest compliance module for detecting spoofing activities.

/Reporting/compliance

Commcise opens NY office; hire Charie and Rogge

Commcise, the provider of award-winning Integrated Commission Management Solutions for investment management firms, today announced the opening of its office in New York and the addition of two new senior hires; Paul Charie, ex Fidessa, in London and Kyle Rogge, ex Alliance Bernstein, in the US.

/Reporting/compliance

Tunisian banks implement Fico/Vitalis AML technology

VITALIS, in partnership with FICO, has developed and deployed an advanced anti-money laundering (AML) solution, hosted by SIBTEL in its cloud to be used by banks across Tunisia.

/Reporting/compliance

Equifax appointed by crowdfunding platform InvestDen

Equifax, the consumer and business insights expert, continues to expand its presence in alternative lending with InvestDen becoming the latest crowdfunding platform to utilise Equifax Identity Verifier.

/Reporting/compliance

Nasdaq to provide Smarts market surveillance technology to Nigerian Stock Exchange

Nasdaq (NDAQ) and the Nigerian Stock Exchange (“The Exchange” or “NSE”) have announced that NSE, which services the largest economy in Africa, will acquire Nasdaq’s Smarts Market Surveillance platform to power their compliance program.

/Reporting/compliance

Bank Zachodni WBK to implement Fico Debt Manager 9

Bank Zachodni WBK, part of the Santander Group, will be the first bank in Poland to implement Fico Debt Manager 9, the latest version of Fico’s platform for collections and recovery.

/Reporting/compliance

AxiomSL ships product to measure impact of SA-CRR

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that it has launched a solution for the Standardized Approach for Measuring Counterparty Credit Risk Exposures (SA-CCR) – a key component of the Basel reforms, which will impact the amount of capital banks must maintain in order to mitigate their exposure to risk.

/Reporting/compliance

Nice Actimize launches compliance and policy management platform

Nice Actimize, a NICE Systems (Nice) business and the largest and broadest provider of financial crime, risk and compliance software for the financial services industry, announces the launch of its new Actimize Notifications & Attestations compliance and policy management solution.

/Reporting/compliance

BNY Mellon recruits BofE legal head to lead compliance team

BNY Mellon has appointed Jacqueline Joyston-Bechal to head up its Advisory Compliance team in EMEA for Investment Services.

/Reporting/compliance

Housing and Development Bank chooses Wolters Kluwer for risk management

Housing and Development Bank (HDB), a major Egyptian bank that is approximately 60% state owned, has selected Wolters Kluwer Financial Services to provide its risk, regulatory reporting and operational risk software solutions.

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