Reporting/compliance

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FMSB issues guidelines on surveillance and training in wholesale markets

Using automated voice surveillance systems and surveillance techniques involving Natural Language Processing are among the emerging practices being used to combat the risk of insider dealing and market manipulation, according to new guidelines from the FICC Markets Standards Board (“FMSB”).

/Reporting/compliance

Lombard Risk signs German sales deal with Atos

Lombard Risk Management plc (LSE: LRM), a leading provider of integrated collateral management and regulatory reporting solutions for the financial services industry, has signed a co-operation agreement with Atos, an international leader in digital services, to facilitate the delivery of Lombard Risk’s award-winning collateral solution, COLLINE, to the German market from early 2017.

/Reporting/compliance

Fiserv releases Prologue Risk Manager

Fiserv, Inc. (NASDAQ: FISV), a leading global provider of financial services technology solutions, announced today the availability of Prologue Risk Manager.

/Reporting/compliance

GoldenSource sizes up FRTB

GoldenSource, the leading independent provider of Enterprise Data Management (EDM) and Master Data Management (MDM) solutions for the securities and investment management industry, has launched a new data management solution for the Fundamental Review of the Trading Book (FRTB).

/Reporting/compliance

Percentile ships FRTB calculator

Percentile, leading innovator in risk management and RegTech, today announced the launch of RiskMine FRTB Standardised Calculator, a tool which allows banks to meet the key requirements of BCBS’s new market risk capital standards.

/Reporting/compliance

FIS collaborates with Trunomi on EU data protection rules

FIS (NYSE: FIS), a global leader in financial services technology, and Trunomi, a provider of customer consent management and permissioned personal data-sharing technology, are working to turn the EU General Data Protection Regulation (GDPR) into an opportunity for financial institutions to improve customer service while complying with the new law.

/Reporting/compliance

CSOB chooses Wolters Kluwer's OneSumX for treasury risk management

Československá obchodní banka (ČSOB), a leading Czech bank, has chosen Wolters Kluwer’s OneSumX software to support its Treasury department.

/Reporting/compliance

Harbin Bank signs transaction laundering service deal with Austreme

With the rapid development of cross-border e-commerce payment settlement business, Harbin Bank signed the Transaction Laundering Detection (TLD) Service Agreement with Austreme to prevent unauthorized merchants from using registered merchant accounts to submit transactions and expand the Bank’s capability in detecting and monitoring the laundering merchant sites.

/Reporting/compliance

Hearsay debuts predictive social media compliance tools

Hearsay Systems, provider of the new Hearsay 360 client engagement solution for financial advisors, today announced several enhancements to its compliance platform that make it easier and faster for supervision teams to manage their workflow, complete tasks and communicate with their advisors.

/Reporting/compliance

SEI forms relationship with RegTech startup Suade

SEI (NASDAQ:SEIC) has announced today that its London office has entered into an arrangement with Suade Labs Limited, an innovative Regulatory Technology firm, which develops software to help banks with their compliance and regulatory requirements.

/Reporting/compliance

FCA calls for input on high-cost credit and overdrafts

The Financial Conduct Authority (FCA) has today announced that it is seeking evidence and feedback to further inform its work on high-cost credit, including a review of the payday loan price cap.

/Reporting/compliance

EU sets out CCP recovery and resolution rules

The European Commission has today proposed new rules to ensure that systemic market infrastructures in the financial system, known as Central Counterparties (CCPs), can be dealt with effectively when things go wrong.

/Reporting/compliance

Carl Nilson jumps ship to Boat

With business gaining momentum and more clients continuously committing to the Pan-European MiFID II multi-asset trade reporting service TRADEcho, Boat have appointed Carl Nilsen, former Head of Equities at Oslo Bors, as Director of Sales.

/Reporting/compliance

Sycomore Asset Management selects Axioma for risk management

Axioma, a leading provider of enterprise risk and portfolio management solutions, has entered into an agreement with Sycomore Asset Management, a leading French asset manager with €4.6 billion under management.

/Reporting/compliance

Swift’s KYC Registry crosses 3,000-member milestone

More than 3,000 financial institutions have signed up to use The Know Your Customer (KYC) Registry, SWIFT’s centralised repository that maintains a standardised set of information about financial institutions required for KYC compliance.

/Reporting/compliance

SEC chair Mary Jo White to step down

SEC Chair Mary Jo White, after nearly four years as the agency’s head, today announced that she intends to leave at the end of the Obama Administration.

/Reporting/compliance

Lombard Risk expands sales and product team in Asia Pacific

Lombard Risk Management plc (LSE: LRM), a leading provider of integrated collateral management, regulatory compliance and reporting solutions for the financial services industry, announces the expansion of its product and sales team in Asia Pacific (APAC) as part of its growth strategy in the region.

/Reporting/compliance

Esma asks Commission to delay central clearing for small counterparties

The European Securities and Markets Authority (ESMA) has published today its final report regarding the amended application of the clearing obligation that financial counterparties with a limited volume of activity in OTC derivatives need to comply with under the European Market Infrastructure Regulation (EMIR).

/Reporting/compliance

Mizuho Bank chooses Wolters Kluwer’s OneSumX for regulatory reporting

Mizuho Bank’s Netherlands-based subsidiary has successfully implemented Wolters Kluwer’s OneSumX to provide a solution for risk calculations and multi country regulatory reporting.

/Reporting/compliance

Vermilion selected for private client reporting at Redmayne-Bentley

Vermilion Software (‘Vermilion’), the leading global supplier of client reporting and communications software, is delighted to announce that award-winning private client investment management firm Redmayne-Bentley LLP has chosen Vermilion Reporting Suite as its prime communications platform.

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