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BBVA UK selects Wolters Kluwer's OneSumX for regulatory reporting

BBVA’s U.K. subsidiary has opted to use Wolters Kluwer’s OneSumX to provide a solution for its regulatory reporting and liquidity risk requirements.

/Reporting/compliance

Börse Düsseldorf goes live with real-time market surveillance from Scila

Börse Düsseldorf, the German exchange, has gone live with Scila Surveillance for real time market surveillance covering equities, funds and equity linked products (ETFs, ETNs).

/Reporting/compliance

TradeEcho to provide Trade Publication for SIX Swiss Exchange

SIX Swiss Exchange has approved the London Stock Exchange’s TRADEcho service as a Trade Data Monitor (TDM) for the SIX Swiss Exchange.

/Reporting/compliance

Austrac launches public/private sector partnership to combat financial crime

Australia is leading the world in the fight against terrorism financing and money laundering with the unveiling today of a powerful new public and private sector alliance.

/Reporting/compliance

The Nottingham selects Jaywing to build an analytical framework including IFRS 9

Today, credit risk analytics expert Jaywing announced a new partnership with leading building society The Nottingham, to design an analytical framework that will underpin all operational, strategic and regulatory credit risk requirements, including IFRS 9.

/Reporting/compliance

Raiffeisen Bank Romania implements Allevo tech for corporate Sepa compliance

Raiffeisen Bank Romania, in its continuous efforts to be one step ahead of competition and offer world class services to their business clientele, chose to offer its corporate customers a plug and play solution for ensure compliance to SEPA regulations.

/Reporting/compliance

SocGen extends deployment of Lombard Risk

Lombard Risk Management plc (LSE: LRM), a leading provider of collateral management and regulatory reporting solutions, announces that it has extended its global strategic partnership with Societe Generale, one of the largest financial services groups in the world, for the Collateral Management Solution COLLINE.

/Reporting/compliance

G&D couples video verification with Danal Mobile ID for KYC

G&D, a global leader in mobile security solutions and Danal Inc., a global leader in mobile identity, authentication & verification services, will jointly present a solution at the 2017 Mobile World Congress in Barcelona, where the G&D Video Identification service coupled with Danal Mobile ID services, present a very strong remote KYC (Know Your Customer) and AML (Anti-Money Laundering) compliant offer for online regulated industries.

/Reporting/compliance

Banker's Toolbox acquires Integra Systems

Banker's Toolbox, Inc., the leader in Bank Secrecy Act anti-money laundering compliance solutions, announced today the acquisition of Georgia-based Integra Systems.

/Reporting/compliance

Trax and Droit partner on EMIR eligibility and derivatives reporting service

Trax, a leading provider of regulatory reporting, trade matching and capital market data services, has reached agreement with Droit Financial Technologies (“Droit”), the provider of real-time global regulatory decision systems for capital markets, to offer an eligibility determination and regulatory reporting service to help firms meet the European Market Infrastructure Regulation (EMIR) for derivatives.

/Reporting/compliance

New York cybersecurity rules to come into force on 1 March

Governor Andrew M. Cuomo today announced the first-in-the-nation cybersecurity regulation to protect New York’s financial services industry and consumers from the ever-growing threat of cyber-attacks will take effect on March 1, 2017.

/Reporting/compliance

Regtech startup Qumram raises CHF1.5 million from Mundi Ventures

Qumram has announced further investment of 1.5 million Swiss Francs, from the technology-focused venture capital firm, Mundi Ventures.

/Reporting/compliance

Abel Noser ships tool to spot irregular trading patterns

Abel Noser Solutions announced today that it has launched a new trade surveillance product for compliance officers of broker-dealers, investment advisors and exchanges.

/Reporting/compliance

AxiomSL appoints Andrew Wood as country manager for Australia

AxiomSL, the global leader in regulatory reporting, data and risk management solutions, announced the appointment of Andrew Wood as the company’s Country Manager for Australia.

/Reporting/compliance

Swift signs Turkmenistan and Uzbekistan communities to KYC Registry

SWIFT announces today that the financial community in Turkmenistan has signed up to use its Know Your Customer (KYC) Registry, a centralised repository that maintains a standardised set of information about correspondent banks, funds distributors and custodians required for due diligence processes.

/Reporting/compliance

Profile Software launches RiskAvert for capital calculation and reporting

Profile Software, an international financial solutions provider, with a proven track record on delivering risk management solutions across Europe, announced today the launch of RiskAvert its advanced regulatory capital calculation and reporting platform.

/Reporting/compliance

Esma raises red flag over investment firms circumventing MiFID II rulebook

The European Securities and Markets Authority (ESMA) has written to the European Commission to raise its concern over the potential establishment of networks of systematic internalisers (SIs) by investment firms to circumvent certain MIFID II obligations; in particular, the requirements for investment firms operating internal matching systems and executing client orders on a multilateral basis to be authorised as trading venues, and the trading obligation for shares.

/Reporting/compliance

International Compliance Association expands into US

The International Compliance Association (ICA), a global, not-for-profit professional membership body supporting compliance professionals through independently awarded certifications, today announces its expansion into the US, with its primary training partner, International Compliance Training (ICT).

/Reporting/compliance

CIBC plumps for Wolters Kluwer for regulatory reporting

CIBC, a leading Canadian-based global financial institution, has chosen Wolters Kluwer’s OneSumX offering to provide its regulatory reporting software for the U.K. and Asia Pacific region.

/Reporting/compliance

German bourses go live with Scila Surveillance

Börse Hamburg and Börse Hannover, have gone live with Scila Surveillance provided by the Stockholm based leading independent surveillance technology provider Scila.

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