Reporting/compliance

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Fonetic and Actiance partner for trade reconstruction

Fonetic S.L. a global leader in voice processing, compliance and surveillance technology, and Actiance, the leader in communications compliance, archiving, and analytics, today announced that they’ll collaborate to combine their platforms for a comprehensive trade reconstruction, analytics, compliance and archiving solution.

/Reporting/compliance

Actiance and Hootsuite collaborate on social compliance

Actiance, the leader in communication compliance, archiving, and analytics, today announced a global partnership with Hootsuite, the most widely used social media management platform.

/Reporting/compliance

IHS Markit releases Outreach360 for MiFID II compliance

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced the launch of its Outreach360 platform available on Counterparty Manager.

/Reporting/compliance

Mergermarket acquires investment advisory firm TIM Group

Mergermarket Group, a BC Partners portfolio company, announced today that it has acquired TIM Group.

/Reporting/compliance

ABN Amro selects Fenergo to support KYC

Fenergo has today announced that ABN AMRO has selected its award-winning Client Lifecycle Management software platform to support its CDD / KYC target operating model and business transformation strategy.

/Reporting/compliance

Equinti opens new South West hub in Exeter

Equiniti Group PLC, the FTSE listed FinTech and regulatory services business, today announces the opening of its latest regional technology hub, Ada House, in Exeter’s Pynes Hill business park.

/Reporting/compliance

Wolters Kluwer hires Citi MD Somany as global head of strategy

Wolters Kluwer’s Finance, Risk & Reporting business has hired Rajat Somany as Global Head of Strategy, Product and Platform Management – a newly created role.

/Reporting/compliance

Mobile comms a concern for compliance professionals

Smarsh®, the leading provider of information archiving solutions for compliance, e-discovery and risk management, today released its seventh annual Electronic Communications Compliance Survey Report.

/Reporting/compliance

NEX Optimisation appoints Colin Murphy as chief commercial officer

NEX Optimisation, which helps clients reduce complexity and optimise resources across the transaction lifecycle, announces today that it has appointed Colin Murphy as Chief Commercial Officer of NEX Optimisation which incorporates Head of Sales for NEX Regulatory Reporting. Colin joined NEX Optimisation on 15 May 2017.

/Reporting/compliance

Compliance execs to raise RegTech spending as geopolitic risks heighten

A large majority (75%) of anti-money laundering (AML) professionals believe the current geopolitical landscape presents new risks and challenges for preventing financial crime at their organisations, according to a joint survey by SWIFT and Dow Jones Risk & Compliance.

/Reporting/compliance

Encompass integrates with FactSet for KYC

Encompass Corporation, creator of Know Your Customer (KYC) software for banking, finance, legal and accountancy, today announced that it is teaming with FactSet, a global provider of integrated financial information, analytical applications, and industry-leading services.

/Reporting/compliance

GreySpark and Oxial enter compliance collaboration

Capital Markets firms can now benefit from a new continuous compliance service for algorithm risk management, thanks to a partnership from new generation GRC solution provider OXIAL, and financial markets specialist GreySpark.

/Reporting/compliance

Tradeweb APA wins wider market backing

Tradeweb Markets, a leading global provider of fixed income, derivatives and ETF marketplaces, announced that BNP Paribas, Credit Suisse, Morgan Stanley and Societe Generale are among the latest clients to join Deutsche Bank, Goldman Sachs and J.P. Morgan in selecting its Approved Publication Arrangement (APA) service.

/Reporting/compliance

Trulioo embeds facial recognition in to ID verification platform

Trulioo, the leading global identity verification company, has launched an ID document verification solution with facial comparison technology to provide an added layer of authentication to its comprehensive identity verification platform.

/Reporting/compliance

Hargreave Hale goes live on Dion Global’s MiFID II package

Dion Global Solutions (Dion | BSE: 526927) announced that Hargreave Hale have recently progressed with the implementation of their MiFID II solution.

/Reporting/compliance

Oppenheimer migrates to GoldenSource hosted data service

GoldenSource, a leading independent provider of Enterprise Data Management (EDM) and Master Data Management (MDM) solutions for the securities and investment management industry, today announced that Oppenheimer & Co. Inc. (Oppenheimer), a US registered broker-dealer, is using GoldenSource hosted services in connection with its institutional entity data management platform.

/Reporting/compliance

EBRD joins Swift KYC Registry

In a move to facilitate global and local financial flows and ensure their transparency, the European Bank for Reconstruction and Development has signed up to use SWIFT’s Know Your Customer (KYC) Registry and is encouraging partner banks in countries where it invests to follow suit.

/Reporting/compliance

Wolters Kluwer hires Standard Chartered's Sarfaraz Ahmed as Apac market manager

Wolters Kluwer’s Finance, Risk & Reporting business has hired Sarfaraz Ahmed as Market Manager, Finance and Risk, for its growing Asia Pacific (APAC) business.

/Reporting/compliance

EBA consults on operational risk and security guidelines for PSD2

The European Banking Authority (EBA) launched today a consultation on its draft Guidelines on security measures for operational and security risks under the revised Payment Services Directive (PSD2).

/Reporting/compliance

Commission proposes simpler and more efficient derivatives rules

The European Commission is today proposing some targeted reforms to improve the functioning of the derivatives market in the EU.

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