Reporting/compliance

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Accuity to provide screening compliance tech to TransferMoney Latvia

TransferMoney Latvia, one of Europe’s fastest growing cloud payment institutions, has selected Accuity to streamline its account and payments screening processes.

/Reporting/compliance

Investment banking research departments face potential losses of up to $240 million by 2020

Quinlan & Associates, an independent strategy consulting firm specialising in the financial services industry, has released a thought leadership paper, ‘A Brave Call,’ looking at the changes in the investment research industry triggered by MiFID II.

/Reporting/compliance

Finastra to support Banco de Mexico with FusionRisk

Mexico’s central bank, Banco de Mexico, has selected Finastra to transform its legacy risk management platform. The central bank expects to deploy FusionRisk with the goal of enabling faster, more sophisticated risk analysis as ever-changing and volatile markets add new layers of complexity to effective risk management for Mexico’s financial system.

/Reporting/compliance

Broadridge launches trade reporting solution for SFTR regulatory change

Broadridge Financial Solutions has announced the launch of its trade reporting solution for the European Securities and Markets Authority’s (ESMA) forthcoming Securities Financing Transaction Regulation (SFTR).

/Reporting/compliance

Trax and Bats connect for MiFID II equities trade reporting

Trax®, a subsidiary of MarketAxess Holdings, Inc. and a leading provider of regulatory reporting, trade matching and capital market data services, and Bats Europe, a CBOE Holdings, Inc. company and the region’s largest equities exchange operator, today announce plans to offer Trax Approved Publication Arrangement (APA) customers the choice to direct equity trade reports to the Bats APA in order to help market participants comply with MiFID II post-trade transparency obligations.

/Reporting/compliance

SmartStream RDU readies for MiFID

The SmartStream Reference Data Utility (RDU), founded by Goldman Sachs, JPMorgan Chase, Morgan Stanley and SmartStream, today announced a new Markets in Financial Instruments Directive II (MiFID II) reference data service, enabling financial organisations to more easily meet regulatory requirements, which go live in January 2018.

/Reporting/compliance

Commission proposes more robust supervision of central counterparties

The European Commission is today proposing targeted reforms to further improve the financial stability of the European Union.

/Reporting/compliance

ResearchPool launches MiFID II research tool

ResearchPool, a leading global digital platform for investment research, announces the launch of its MiFID II solution for investment firms to manage budget, spending, consume and evaluate research, named Tool for Research Usage and Evaluation (“TRUE”).

/Reporting/compliance

BlackBerry and VoxSmart partner on market surveillance

BlackBerry Limited (NASDAQ: BBRY, TSX: BB) and VoxSmart, a leading mobile surveillance and compliance firm, are announcing today the companies have partnered to help financial services firms comply on time with the European Union’s Markets in Financial Instruments Directive (“MiFID II”).

/Reporting/compliance

IHS Markit launches derivatives collateral management system

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced the launch of Collateral Manager, an end-to-end solution for calculating margin, settling margin calls and managing margin disputes.

/Reporting/compliance

NEX to utilise Duco for client-side MiFID II reconciliation reporting

NEX Regulatory Reporting, a NEX Group business which provides regulatory reporting services across worldwide regulatory regimes, and Duco, the global provider of self-service data normalisation and reconciliation services, today announce that NEX Regulatory Reporting is to use Duco’s technology to provide MiFID II reconciliation to their clients.

/Reporting/compliance

Barclays, Goldman Sachs, HSBC and Morgan Stanley take equity stake in IHS Markit's KY3P

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced that Barclays, Goldman Sachs, HSBC and Morgan Stanley have joined together to take an equity stake in KY3P, IHS Markit’s Know Your Third Party risk management solution. Goldman Sachs will contribute intellectual property and join the other banks as a design partner of the platform.

/Reporting/compliance

Acuity signs First MicroFinance Bank, Afghanistan

The First MicroFinance Bank, Afghanistan (FMFB-A) a leading bank & microfinance services provider has selected Accuity, the leading provider of financial crime compliance, payments and know-your-customer (KYC) solutions for regulatory compliance screening of its customer accounts and cross-border transactions.

/Reporting/compliance

MFS Africa bolsters compliance team with former MoneyGram director

Leading Pan-African fintech company MFS Africa today announces that Arthur Kirsten has joined the company as Head of Risk and Compliance.

/Reporting/compliance

Payment industry unprepared for impending PSD2 regulation

New research, released today by Ping Identity, reveals that just 46 per cent of payment service providers (PSP) are prepared to comply with the upcoming PSD2 regulation.

/Reporting/compliance

Job Router joins UnaVista partner programme

While digitisation is progressing in the financial services industry, the requirements for compliance and traceability in the information exchange are increasing as well.

/Reporting/compliance

Liquid Voice releases automated speech transcription service

Liquid Voice, one of the leading providers of interaction recording, quality management and analytics, has announced the immediate availability of a new Automated Speech Transcription solution.

/Reporting/compliance

Grecoff leaves Cinnober to lead surveillance startup

Michael Grecoff, Head of Americas and International Sales at Cinnober Financial Technology has left Cinnober to fully focus as co-founder and CEO of DAHU Technologies.

/Reporting/compliance

Nice Actimize tool monitors corporate purchasing patterns for evdience of bribery and corruption

NICE Actimize, a NICE (Nasdaq:NICE) business and the industry's largest and broadest provider of a single financial crime, risk, and compliance software platform for the financial services industry, is launching a new corporate anti-bribery and corruption (ABC) solution designed to provide ongoing monitoring of procurement, payments, travel, and expense data within organizations.

/Reporting/compliance

FXPA endorses Global Code for FX market

The Foreign Exchange Professionals Association (FXPA) welcomes the release of the Global Code for the wholesale foreign exchange market, which was published this morning in London.

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