Reporting/compliance

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Pelican launches live 'beta' version of its API hub

Pelican, a global provider of payments and financial crime compliance solutions to banks and corporates, has announced the live ‘beta’ launch of its pan-European API Hub for banks.

/Reporting/compliance

Canara Bank censured by FCA for anti-money laundering failings

The Financial Conduct Authority (FCA) has fined Canara Bank £896,100 and has imposed a restriction, preventing it from accepting deposits from new customers for 147 days.

/Reporting/compliance

Marshall Sterling implements Re:Call from TeleWare for regulatory compliance

Marshall Sterling, a London headquartered investment management organisation, has deployed TeleWare’s Re:Call app to meet regulatory requirements.

/Reporting/compliance

Mizuho to develop risk management framework in the cloud

As one means of strengthening our response to changes in global financial regulations prompted by the 2008 global financial crisis, Mizuho Financial Group, Inc. (President & Group CEO: Tatsufumi Sakai) and Mizuho Bank, Ltd. (President & CEO: Koji Fujiwara) are planning to develop a market risk management system using a cloud computing environment provided by Amazon Web Services (AWS).

/Reporting/compliance

Tora integrates with Trax for trade reporting

TORA, provider of the industry’s most advanced cloud-based order and execution management system (OEMS), today announced that it has partnered with Trax, the post-trade services and European market data division of MarketAxess, to help their mutual clients meet MiFID II trade and transaction reporting requirements.

/Reporting/compliance

Red Deer selected by Close Brothers Asset Management to support MiFID II processes

Red Deer, a financial technology company dedicated to enhancing the performance of active investment managers, is pleased to announce that Close Brothers Asset Management, a leading wealth manager, has improved its MiFID II processes by implementing Red Deer’s Research Management solution to better manage its research budgets and enforce stricter controls around inducement across its investment business.

/Reporting/compliance

FCA puts robo advisors to the test...and finds them wanting

We identified promoting innovation and competition as cross-sector priorities in our 2017/18 Business Plan. We want financial innovation in our markets to thrive where it delivers good outcomes for customers in terms of value, costs and choice.

/Reporting/compliance

AxiomSL places MNPI Vault in the cloud

AxiomSL, the leading global provider of regulatory-reporting, risk and data-management solutions, today announced it has built capabilities that enable regulatory and risk reporting on both public and private cloud infrastructures.

/Reporting/compliance

MarkitServ touches base with CME trade repositories

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced that it has expanded its MarkitSERV Integrated Reporting solution to CME Group’s Trade Repositories in Australia (ASIC) and Europe (EMIR).

/Reporting/compliance

CFTC issues new guidance for cryptocurrency listings

The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) and Division of Clearing and Risk (DCR) today issued a joint staff advisory that gives exchanges and clearinghouses registered with the CFTC guidance for listing virtual currency derivative products.

/Reporting/compliance

G-SIB goes live on AxiomSL’s regulatory platform

AxiomSL, the leading provider of regulatory reporting and risk management solutions, today announces that an American global systematically important bank (G-SIB) has gone live with AxiomSL’s strategic regulatory platform in the UK, Ireland and the Netherlands.

/Reporting/compliance

Wolters Kluwer names Rainer Fuchsluger as Asia Pacific MD

Wolters Kluwer has appointed Rainer Fuchsluger as Managing Director of its Finance, Risk & Reporting business in the APAC region, based in Singapore. He replaces James Stewart who is leaving Wolters Kluwer after five years with the firm, returning to his native Australia for family reasons.

/Reporting/compliance

Thomson Reuters harnesses machine learning to screen unstructured data

Thomson Reuters has enhanced its World-Check One platform with the launch of Media Check, a unique media screening and processing feature powered by artificial intelligence (AI) that helps address the regulatory and reputational consequences of overlooking key data in the fight against financial crime.

/Reporting/compliance

Muinmos and NorthRow partner for automated onboarding

RegTech software specialist muinmos has partnered with NorthRow, a complementary RegTech compliance software provider, to provide a powerful combined fully automated solution to support client onboarding in the financial services sector.

/Reporting/compliance

Finastra appoints new CRO

Finastra today announced the appointment of Elona Ruka-Wright as its new Chief Risk Officer.

/Reporting/compliance

Risk Focus opens Frankfurt office

Risk Focus Inc., the Specialist Provider of Financial and DevOps Services, announced today that it has expanded its footprint in Europe by launching business operations in Frankfurt, Germany, to be run by Alexander Malkmus, an industry veteran with over 20 years of experience in leading highly-visible client engagements.

/Reporting/compliance

Arachnys strengthens sales and marketing team

Arachnys, the leader in Customer Risk Decisioning solutions for KYC, AML and EDD, has appointed Steve Mann as Chief Marketing Officer.

/Reporting/compliance

CKV Spaarbank chooses Wolters Kluwer for regulatory reporting

CKV Spaarbank, the independent Belgian savings bank, has chosen Wolters Kluwer’s OneSumX to provide its regulatory reporting and financial reporting software.

/Reporting/compliance

NSW to support Australia's RegTech Association with $30K sponsorship

Minister for Trade and Industry Niall Blair today announced the NSW Government was backing new events designed to drive growth in the state’s emerging regulatory technology (RegTech) industry with the first event in Sydney this week (on 3-4 May).

/Reporting/compliance

Holst and Christoffersen join board of muinmos

Market-leading RegTech specialist, muinmos, has attracted investment from two industry heavyweights, both with a proven track record in growing successful global technology businesses.

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