Reporting/compliance

900 articles tagged with this keyword

All articles with this keyword
Apply Cancel

/security

DSB reveals appetite for data and cybersecurity analysis

The Derivatives Service Bureau (DSB), founded by the Association of National Numbering Agencies (ANNA) to facilitate the allocation and maintenance of International Securities Identification Numbers (ISINs), Classification of Financial Instrument codes (CFIs) and Financial Instrument Short Names (FISNs), for OTC derivatives, has today announced the results of their second 2019 industry consultation, revealing a significant appetite for further analysis on functionality that may be helpful in delivering improved data quality, standardization and automation as well as further strengthening the DSB’s cybersecurity processes and governance.

/regulation

CIB Limited awarded banking licence

CIB Limited, part of the Capital International Group, an Isle of Man headquartered company has been awarded a provisional class 1(2) banking licence. The licence is the first class 1(2) to be issued on the Isle of Man under the Alternative Banking Regime.

/regulation

Volkswagen Bank GmbH switches to BearingPoint RegTech solution

With Volkswagen Bank GmbH, another SSM bank has decided on BearingPoint’s software solution Abacus360 Banking Regulatory to fulfil its ECB reporting obligations.

/regulation

Wolters Kluwer launches SaaS reg reporting service

Wolters Kluwer’s Finance, Risk & Reporting (FRR) business has launched a software-as-a-service (SaaS) Regulatory Reporting solution.

/wholesale

Bank of Thailand goes live with SimCorp Dimension

SimCorp, a leading provider of investment management solutions and services to the global financial services industry, today announces that The Bank of Thailand, the country’s central bank with USD 226 billion in reserves, has successfully implemented and is live on SimCorp Dimension

/Reporting/compliance

DSB publishes feedback from industry meeting on OTC derivatives

The Derivatives Service Bureau (DSB), founded by the Association of National Numbering Agencies (ANNA) to facilitate the allocation and maintenance of International Securities Identification Numbers (ISINs), Classification of Financial Instrument codes (CFIs) and Financial Instrument Short Names (FISNs), for OTC derivatives, has today announced the results from its first consultation of 2019, and the opening of its second consultation aimed to shape the DSB service provision for 2020.

/Reporting/compliance

Aretsian laucnhes risk and compliance hub

Artesian Solutions, the UK’s leading client intelligence tool for financial services companies, announced the general availability (GA) of its exciting new Artesian Risk and Compliance Hub (ARCH) which has been two years in development.

/Reporting/compliance

LendingCrowd appoints chief risk and compliance officer

LendingCrowd, Scotland’s only fintech lending platform, has appointed Robbie McKenzie to the newly created post of General Counsel and Chief Risk & Compliance Officer.

/Reporting/compliance

KRM22 adds SMCR apps to risk management platform

KRM22 plc, (AIM: KRM:L) the technology and software investment company, with a particular focus on risk management in capital markets, today announces that it has added further SMCR applications to the Global Risk Platform.

/Reporting/compliance

SIX and SimCorp team up for sanctions monitoring

Swiss financial data expert SIX has announced a partnership with SimCorp, centered on its Sanctioned Securities Monitoring Service, to give financial institutions greater global sanctions data coverage.

/Reporting/compliance

IOSCOcalls for adherence to cyber risk standards

The Board of the International Organization of Securities Commissions (IOSCO) today issued a final report that provides an overview of three internationally recognized cyber standards and frameworks used by IOSCO members.

/Reporting/compliance

Polymath and Blockpass team upfor ID verification

Leading security token platform Polymath has today announced a strategic collaboration with digital identity verification solution Blockpass.

/Reporting/compliance

LiquidShare and Consensys team up for post-trade blockchain venture

LiquidShare today announced that its European post-trade settlement infrastructure for shares in small and medium sized enterprises (SMEs) has entered into a partnership with ConsenSys’ PegaSys team.

/Reporting/compliance

Avaloq signs clients for PSD2 service

Global fintech leader Avaloq has announced that 12 financial institutions have signed up to its dedicated Second Payment Services Directive (PSD2) solution to meet the 14 March deadline.

/Reporting/compliance

Banque Palatine selects AxiomSL for reg reporting

AxiomSL, the leading provider of regulatory reporting and risk management solutions, announces that Banque Palatine, a subsidiary of Groupe BPCE, has selected AxiomSL’s strategic platform to comply with AnaCredit reporting requirements in France.

/Reporting/compliance

Deutsche Bourse taps RegTek.Solutions for pre-validation service for regulatory reporting

Deutsche Börse Group and RegTek.Solutions, the global provider of regulatory reporting solutions, today announced a strategic partnership to deliver a certified testing and pre-validation service for clients of Deutsche Börse’s Regulatory Reporting Hub.

/Reporting/compliance

Land Bank of Taiwan in Singapore switches on Wolters Kluwer OneSumX for reg reporting

Land Bank of Taiwan’s Singapore Branch has chosen Wolters Kluwer’s OneSumX for Regulatory Reporting to provide its regulatory reporting software, allowing the bank to comply with the upcoming Monetary Authority of Singapore (MAS) Notice 610 requirements.

/Reporting/compliance

RegTech Association bolsters leadership team

The RegTech Association (RTA) has announced the appointment of a new CEO and two board members: leading advocacy expert, Deborah Young as CEO; Commonwealth Bank’s (CBA) Head of Governance & Assurance, Jasper Poos as Director and serial RegTech entrepreneur, Harold Lucero as Director.

/Reporting/compliance

Fintech lobby group opens North American division

The Financial Data and Technology Association (FDATA), which played a pivotal role over the last five years in crafting the design and implementation of open banking standards in the United Kingdom and in Europe, announced today the launch of a North American arm, FDATA North America.

/Reporting/compliance

BSO and Hoptroff partner for Time-as-a-service platform

Global network provider, BSO has partnered with Hoptroff London, the time-synchronization software experts, to provide the financial services community with the first fully traceable accurate Time-as-a-Service (TaaS) on the market.

Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.

Please read our Privacy Policy.

Accept