Reporting/compliance

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Esma publishes final rules for MiFID II, MAR, and CSDR

The European Securities and Markets Authority (ESMA) today published its final technical standards (TS) on some of the most important pieces of post-crisis financial regulation: the Markets in Financial Instruments Directive (MiFID II), the Market Abuse Regulation (MAR) and the Central Securities Depositaries Regulation (CSDR).

/Reporting/compliance

Fidessa launches Sentinel Trading Compliance

Fidessa group plc (LSE: FDSA) today announced the release of its new Sentinel Trading Compliance system that will enable asset managers to better consolidate, monitor and control their trading operations and risk.

/Reporting/compliance

Atom Bank signs with Wolters Kluwer for regulatory reporting

Atom, the UK’s first bank designed for digital, has chosen Wolters Kluwer Financial Services’ OneSumX Regulatory Reporting solution to manage its U.K. and European Banking Authority regulatory reporting requirements.

/Reporting/compliance

Alizz Islamic Bank signs for Wolters Kluwer's OneSumX

Alizz Islamic Bank has signed up to use Wolters Kluwer Financial Services’ OneSumX solution for Asset and Liability Management (ALM).

/Reporting/compliance

Helaba bank selects Quantifi for risk management

Quantifi, a specialist provider of analytics, trading and risk management solutions, today announced that Helaba has selected its single xVA solution for counterparty risk management, to provide consistent analytics and support trading, risk management, and regulatory reporting, for their derivatives business.

/Reporting/compliance

LexisNexis upgrades AML compliance platform

LexisNexis Risk Solutions announced today the global launch of the latest version of its flagship AML compliance platform Bridger Insight XG that helps all risk, compliance and anti-money laundering professionals to increase operational efficiencies, consolidate compliance technology and simplify their due diligence processes.

/Reporting/compliance

Brown Shipley deploys SimCorp Coric client reporting automation tech

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, has announced that Brown Shipley has achieved a significant milestone in its implementation of SimCorp Coric Client Communications.

/Reporting/compliance

RSRCHXchange launches online marketplace for institutional research

RSRCHXchange officially launches RSRCHX today, its online marketplace for buying and selling institutional research.

/Reporting/compliance

Financial institutions believe common reporting standard will be more taxing than FATCA - KPMG

With a Jan. 1, 2016 effective date looming for 50 "early adopter" jurisdictions set to enact a new international Common Reporting Standard (CRS) for reporting financial account information, 61 percent of respondents to a KPMG survey of executives at financial institutions worldwide say that the CRS will impact more of their accounts than the U.S. provisions commonly known as the Foreign Account Tax Compliance Act (FATCA).

/Reporting/compliance

CFTC fines ANZ for large trader reporting failures

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Australia and New Zealand Banking Group Ltd. (ANZ), an Australia-based financial services company, for failing to comply with its obligation to submit accurate large trader reports (LTRs) for physical commodity swap positions, in violation of Section 4s(f) of the Commodity Exchange Act (CEA) and CFTC Regulations 20.4 and 20.7.

/Reporting/compliance

Nicola Hortin joins AxiomSL as head of EMEA regulatory analysis

AxiomSL, a global provider of regulatory reporting and risk management solutions, announced today that Nicola Hortin has joined the company as Head of the Europe, Middle East and Africa (EMEA) Regulatory Analysis Team.

/Reporting/compliance

Retailers lose 94% more revenue to fraud than 2014- LexisNexis

The LexisNexis True Cost of FraudSM study reveals merchants are overwhelmed by increasing revenue losses to fraud.

/Reporting/compliance

Digital account opening critical for financial institutions - ID Analytics

ID Analytics, LLC, a leader in consumer risk management, sponsored a study with Javelin to explore the fundamental shift to digital account opening, and the challenges facing financial institutions as they seek to fulfil consumer expectations.

/Reporting/compliance

Swift's KYC Registry onboards more than 1000 financial institutions

Swift announces today that more than 1,125 financial institutions have signed up for its Know Your Customer (KYC) Registry, a centralised repository that maintains a standardised set of information about financial institutions required for KYC compliance.

/Reporting/compliance

Ancoa and N2N Connect to offer market surveillance capabilities across Asia-Pacific

N2N Connect, providers of enterprise-wide integrated trading solutions to stock broking firms and banks in Asia-Pacific and Ancoa, providers of contextual surveillance and insightful analytics for exchanges, regulators, buy and sell-side firms, have signed an OEM agreement to offer Ancoa’s full breadth of surveillance capabilities to N2N’s banking and brokerage clients.

/Reporting/compliance

Recognos Financial launches reference data centre for mutual funds

Recognos Financial, the premier provider of semantic data analysis for the financial services industry, today launched the Recognos Reference Data Center for Mutual Funds (RDC).

/Reporting/compliance

SS&C buys Primatics Financial

SS&C Technologies Holdings, Inc. ("SS&C") (SSNC), a leading global provider of financial services software and software-enabled services, today announced the acquisition of Primatics Financial for approximately $122 million on a cash and debt free basis from The Carlyle Group.

/Reporting/compliance

Compliancy Services names John Burns as payment services director

Compliancy Services announces today that John Burns, one of the UK’s leading authorities on Payment Services regulation, has been appointed as Payment Services Director.

/Reporting/compliance

Most banks cannot forecast regulatory metrics in intra-day - Mors Software

Mors Software today published the results of its 5th Annual Liquidity Risk Management Survey carried out between May and July 2015.

/Reporting/compliance

DTCC outlines steps for bulk transfer of accounts

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, released a concept paper today outlining steps the securities industry should take in order to implement a new expedited process for transferring client brokerage accounts.

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