Reporting/compliance

895 articles tagged with this keyword

All articles with this keyword
Apply Cancel

/Reporting/compliance

Poor quality data impairing bank regulatory reporting capabilities

Regulatory reporting requirements in the financial services industry are proliferating.

/Reporting/compliance

BTMU signs for swift Compliance Analytics

SWIFT announces today that The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU) has signed up for Compliance Analytics, a SWIFT service that helps financial institutions mitigate financial crime risk and cost by analysing their global message traffic on the SWIFT network.

/Reporting/compliance

Oracle moves on regulaotry reporting

The cost and resource burden of regulatory reporting has soared in recent years, and financial firms seek ways to meet deepening data requirements more efficiently and accurately while strategically evolving data architecture to improve performance and drive growth.

/Reporting/compliance

Sapient extends CMRS for MiFIR compliant reporting

Sapient Global Markets, a leading global provider of business technology and consulting services for the capital and commodity markets, today announced the latest development to its award-winning CMRS platform that will enable firms to comply with the Markets in Financial Instruments Regulation (MiFIR) reporting requirements.

/Reporting/compliance

Swift to expand financial crime compliance portfolio

SWIFT announces an expansion to its financial crime compliance services portfolio with two new services coming in 2016.

/Reporting/compliance

Accuity and China Systems forge trade finance partnership

Accuity, the leading global provider of Payments, KYC, Risk and Compliance solutions has partnered with China Systems, the leading trade finance solutions vendor, integrating Accuity’s Compliance Link solution with China Systems’ Eximbills Trade Processing Platform to create a SWIFT certified Trade and Supply Chain Finance product providing seamless compliance checks for trade finance transactions.

/Reporting/compliance

BNY Mellon deploys Swift's KYC Registry

BNY Mellon, a global leader in investment management and investment services, has made the utilization of SWIFT's Know Your Customer (KYC) Registry an integral part of its enhanced client onboarding process.

/Reporting/compliance

SimCorp takes trade repository reporting kit to Canada

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, today announced that its solution for trade repository reporting is now available to Ontario, Quebec and Manitoba.

/Reporting/compliance

Nasdaq's Smarts to shed light on dark pools

Nasdaq (Nasdaq:NDAQ), the world's leading provider of trade surveillance technology to marketplaces, regulators and market participants, has officially launched new trade surveillance monitoring capabilities for dark trading activity alongside its award-winning SMARTS Trade Surveillance platform.

/Reporting/compliance

Invast selects Catena Trace for OTC trade reporting

Catena Technologies today announced that Sydney-based brokerage firm Invast Financial Services Australia has selected its TRACE trade repository gateway product to report OTC derivatives trades to the Australian Securities and Investments Commission.

/Reporting/compliance

AxiomSL forms IFRS 9 partnership with AlgoSave

AxiomSL, a global provider of regulatory reporting and risk management solutions, announced today that it has formed a partnership with AlgoSave, a provider of credit modelling products.

/Reporting/compliance

SimCorp invests in Opus Nebula

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, today announced a new partnership with Opus Nebula Ltd., a London-based provider of fund and client reporting Software as a Service (SaaS).

/Reporting/compliance

ICE Clear Singapore gets Emir all-clear

Intercontinental Exchange (NYSE:ICE), the leading global network of exchanges and clearing houses, announced today that ICE Clear Singapore has been recognised as a third-country central counterparty (CCP) in accordance with the European Market Infrastructure Regulation (EMIR).

/Reporting/compliance

NEPC signs for RiskFirst PFaroe

NEPC, one of the industry’s largest independent, full-service investment consulting firms, has adopted RiskFirst’s risk analytics and reporting platform, PFaroe. PFaroe’s risk analytics will complement NEPC’s current offering by enhancing the firm’s daily monitoring capabilities.

/Reporting/compliance

Markit closes CoreOne acquisition

Markit (Nasdaq:MRKT), a provider of financial information services, today announced the completion of its acquisition of CoreOne Technologies, a global leading provider of regulatory reporting, index management, data management and prime brokerage services to financial institutions.

/Reporting/compliance

Datactics launches DQ Metrics to track regulatory data compliance

Datactics Ltd, a market leader in data quality and matching software, today announces the launch of DQ Metrics, a powerful data monitoring and measurement application that offers financial institutions the ability to measure their data compliance against evolving regulations and industry standards.

/Reporting/compliance

High speed trader Latour says software coding problem led to SEC fine

Today the SEC announced a settlement with Latour Trading LLC in which Latour consented to the entry of an order relating to Latour's failure to comply with certain regulatory obligations related to its use of intermarket sweep orders ("ISOs").

/Reporting/compliance

S3 upgrades regulatory reporting suite

S3 ("the Company"), a financial services software company that provides customized solutions to monitor and analyze trade execution, today announced the launch of its enhanced regulatory reporting analytics suite.

/Reporting/compliance

Deutsche Bourse turns to Regis-TR for MiFID II reporting

Starting immediately, Deutsche Börse, together with the European Trade Repository REGIS-TR, is helping clients to meet regulatory requirements under the new MiFID II European financial directive.

/Reporting/compliance

Caribbean Association of Banks endorses Swift's KYC Registry

SWIFT today announces that the Caribbean Association of Banks (CAB), with regional membership of 45 financial institutions across 16 countries, endorses The Know Your Customer (KYC) Registry, a centralized repository that maintains a standardised set of information on correspondent banks’ requirements for KYC compliance.

Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.

Please read our Privacy Policy.

Accept