Reporting/compliance

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Industry lobbies unite to decry CFTC source code rules

The FIA, FIA Principal Traders Group (FIA PTG), International Swaps and Derivatives Association, Inc. (ISDA), Managed Funds Association (MFA), and SIFMA’s Asset Management Group (SIFMA AMG) sent a joint letter to the Commodity Futures Trading Commission (CFTC) in response to the reopened comment period on its proposed rule on regulation automated trading (Reg AT).

/Reporting/compliance

Wolters Kluwer opens Indonesian office

Wolters Kluwer today announced the opening of its office in Jakarta.

/Reporting/compliance

FirstRand Bank goes live on AxiomSL BofE reporting module

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that FirstRand Bank Limited (London Branch) has gone live on its solution for the production and submission of the statistical reports required by the Bank of England (BOE).

/Reporting/compliance

Compliance teams squeezed by more regs and fewer resources - survey

A growing awareness of the escalating and ever-changing demands of the regulatory environment, coupled with a potential reduction in the resources available to meet compliance challenges, are the defining concerns of respondents to Thomson Reuters seventh annual Cost of Compliance Survey.

/Reporting/compliance

Iosco to address data gaps in asset management industry

Securities regulators collect data on the asset management industry to help them fulfil their regulatory responsibilities, such as supervision, enforcement and monitoring of risk.

/Reporting/compliance

BMCE Bank International goes live on AxiomSL’s regulatory platform

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that BMCE Bank International, a subsidiary of one of Africa’s largest banks, has begun using AxiomSL’s platform to automate regulatory calculations and reporting in the UK.

/Reporting/compliance

Fidessa partners Commcise on resolving funding for Reasearch Payment Accounts

Fidessa group plc (LSE: FDSA) has today announced a new partnership with Commcise that brings to the market a transactional method for funding Research Payment Accounts (RPAs).

/Reporting/compliance

HedgServ to deploy ArcReporting tool from RR Donnelly

R. R. Donnelley & Sons Company (Nasdaq:RRD) announced today that HedgeServ will use the RR Donnelley ArcReporting solution for the creation of its clients' financial reports.

/Reporting/compliance

SAP and AxiomSL strike management pact

SAP, a market leader in enterprise application software and AxiomSL, the global leader in regulatory reporting and risk management solutions, today announced the launch of a new high performance solution designed to improve data management infrastructure, enabling financial institutions to comply with global regulatory and risk reporting requirements, risk data aggregation and reporting (BCBS 239) and other financial and accounting standards.

/Reporting/compliance

Abide Financial forges regulatory reporting partnership with XTX Markets

Abide Financial, the award-winning and market-leading regulatory reporting specialist, has been appointed by XTX Markets to manage compliance with multi-asset, multi-regime transaction reporting obligations.

/Reporting/compliance

Taiwan Business Bank selects Wolters Kluwer’s OneSumX for regulatoryn reporting

Taiwan Business Bank’s Wuhan, China, branch has selected Wolters Kluwer’s OneSumX Regulatory Reporting solution for its increased regulatory reporting requirements.

/Reporting/compliance

OutsideIQ and Alacra partner for AI-based due diligence reporting

Regulatory SaaS technology leader Opus announced today that Alacra, its KYC and reference data management platform, has signed a distribution partnership with OutsideIQ, the leader in risk-focused, artificial intelligence software.

/Reporting/compliance

Wolters Kluwer launches transaction reporting for sterling money markets

Wolters Kluwer has today launched ISO 20022 compliant Transaction Reporting for Daily Sterling Money Market Statistical Reporting (MMSR) for both new and existing customers.

/Reporting/compliance

Union Bank of India (UK) Ltd chooses AxiomSL’s XBRL for regulatory reporting

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that Union Bank of India (UK) Ltd. has decided to use AxiomSL’s XBRL solution to submit a wide range of regulatory reports to Financial Conduct Authority (FCA), as part of its compliance with the Capital Requirements Directive IV (CRD IV).

/Reporting/compliance

Bank BGŻ BNP Paribas opts for Wolters Kluwer’s OneSumX for risk

Bank BGŻ BNP Paribas has opted to use Wolters Kluwer’s risk management software, joining the growing list of Eastern European firms to have become clients of the firm in recent months.

/Reporting/compliance

Anadolubank chooses AxiomSL’s XBRL package for regulatory reporting in the Netherlands

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that Anadolubank Nederland N.V., a Dutch bank which is a subsidiary of Anadolubank Turkey, has decided to use AxiomSL’s XBRL solution to submit a wide range of regulatory reports to De Nederlandsche Bank (DNB).

/Reporting/compliance

Compliance professionals struggling with explosion of communications channels - Smarsh

Smarsh, the leading provider of hosted archiving solutions for compliance and e-discovery, today released its sixth annual Electronic Communications Compliance Survey Report.

/Reporting/compliance

BT Investment Management selects Catena for OTC trade reporting

Catena Technologies today announced that BT Investment Management, one of the largest investment managers listed on ASX, has selected the Catena TRACE Reporting™ solution to report OTC derivatives information to the Australian Securities and Investments Commission.

/Reporting/compliance

GFT launches Regulatory Change Management Service

GFT, the global provider of advisory, business consulting, IT and software services to the financial services community, has today announced the launch of its Regulatory Change Management Service, an award-winning solution that gives firms the ability to create an end-to-end tracking process to keep on top of their regulatory challenges.

/Reporting/compliance

Pimco hires Markit/Genpact joint venture kyc.com

kyc.com, the joint venture between Markit (Nasdaq: MRKT) and Genpact (NYSE: G), today announced that PIMCO has selected kyc.com, and Markit, a leading global provider of financial information services, to complement its due diligence and onboarding requirements.

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