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Shanghai Futures Exchange gets surveillance Smarts with Nasdaq

Nasdaq (Nasdaq:NDAQ) have officially announced that Shanghai Futures Exchange (SHFE), one of the world's largest futures markets, has launched a new market surveillance platform powered by SMARTS, Nasdaq's flagship surveillance solution.

/Reporting/compliance

Systemic Risk Council weighs in on asset management vulnerabilities

On October 15, 2016, the Systemic Risk Council submitted a comment letter to the Financial Stability Board (FSB) on its recent Consultative Document, in which the FSB proposed policy recommendations intended to address structural vulnerabilities in the asset management industry.

/Reporting/compliance

Actiance adds oversight for Workplace by Facebook

Actiance, the leader in communications compliance, archiving, and analytics, today announced it has broadened its scope of supported communications channels to include Workplace by Facebook, which publicly launched earlier this month.

/Reporting/compliance

Bloomberg unveils IRS compliant tax calculation tool

Today, Bloomberg unveiled its 871(m) Tax Solution to help the global investment community adhere to a new Internal Revenue Service (IRS) withholding requirement, expected to go into effect January 1, 2017.

/Reporting/compliance

London bullion market selects Cinnober's Boat for trade reporting

The London Bullion Market Association (LBMA) announces today that Boat Services Ltd, in a joint submission with Autilla, has been selected as the chosen provider in the LBMA’s Request for Proposal (RfP) process.

/Reporting/compliance

Red Box partners Bloomberg on record keeping and trade reconstruction services

Red Box Recorders, a leader in voice recording technology and services, announced today a global partnership with Bloomberg Vault, Bloomberg's enterprise compliance platform, to help financial organizations adhere to record-keeping requirements mandated by global regulations.

/Reporting/compliance

Dow Jones news added to LiquidMetrix surveillance suite

Strategic Insight (SI), the data and business intelligence company for the global asset management community, today announced a new partnership with Dow Jones.

/Reporting/compliance

BGFI Bank chooses Wolters Kluwer for regulatory reporting

BGFI Bank, the Gabon-based financial services conglomerate, has chosen Wolters Kluwer’s OneSumX to provide its regulatory reporting software for its French and European Banking Authority reporting obligations.

/Reporting/compliance

Esma consults on consolidated tape for non-equity products

The European Securities and Markets Authority (ESMA) has issued today a consultation paper on its draft regulatory technical standards (RTS) regarding the creation of a consolidated tape for non-equity instruments which is required under the Markets in Financial Instruments Directive (MiFID II).

/Reporting/compliance

MiFID II to cost financial industry $2bn

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced that it has partnered with Expand, a Boston Consulting Group company, to release a new report revealing the forecast MiFID II-related IT costs to the financial services industry in 2017.

/Reporting/compliance

Accuity and Bellin to provide compliance screening for corporate treasurers

Accuity, the leading provider of financial crime compliance, payments and know-your-customer (KYC) solutions, and BELLIN, a global leader in providing web-based treasury software and services, announced today a new strategic technology partnership to provide integrated sanction screening and compliance for corporate treasurers.

/Reporting/compliance

FCA publishes third MiFID II consultation paper

The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

/Reporting/compliance

Esma consults on future rules for financial benchmarks

The European Securities and Markets Authority (ESMA) has today published a consultation paper regarding its draft regulatory and implementing technical standards (RTS/ITS) which will implement the Benchmarks Regulation (BR).

/Reporting/compliance

Dash adds full support for AML/KYC compliance with Coinfirm

For the first time, a major digital currency, Dash, has announced the direct cooperation with a blockchain compliance platform provider, Coinfirm.

/Reporting/compliance

Fico puts financial crime and compliance in the cloud

Leading analytics software firm FICO today announced that its FICO® TONBELLER Compliance Solutions are now available in the FICO® Analytic Cloud.

/Reporting/compliance

Banks willing to collaborate on shared KYC utility

Financial institutions around the world not only prioritize financial inclusion and financial transparency, but also share the desire to increase data sharing and collaboration with their peers to achieve it, according to a new study by LexisNexis Risk Solutions, a global big data, technology and analytic linking company.

/Reporting/compliance

ThinkMarkets deploys GBG for automatic client on-boarding

Leading multi-asset trading platform, ThinkMarkets, has implemented GBG’s online verification solution to enhance its account opening and anti-money laundering screening capabilities.

/Reporting/compliance

Accuity simplifies KYC with new Ultimate Beneficial Ownership Data

Understanding the risk that a financial counterparty represents to a financial institution is critical in deciding whether to continue to do business with an existing counterparty or to form a relationship with a new one.

/Reporting/compliance

Asset managers prioritise back office automation and regulatory reporting

Asset management professionals continue to prioritize back-office automation and managing increased regulatory reporting, according to the 2016 Asset Management Industry Trends Survey released today by Confluence, a global leader in investment data management automation for regulatory, financial and investor reporting.

/Reporting/compliance

Swift to launch new hosted Name Screening service

SWIFT announces today that it will launch a new hosted cloud service, Name Screening, designed to allow online search engine-style lookup of individual names. Developed to address the needs of small to midsized banks, investment managers and corporates, the service will complement Sanctions Screening, SWIFT’s hosted transaction screening tool.

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