Keyword

Reporting/compliance

900 articles tagged with this keyword

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Company update/Reporting/compliance

Lloyds teams up with Planixs for enhanced liquidity management

Planixs today announced that it has formed a strategic partnership with Lloyds Banking Group that will improve the Bank’s intraday cash and liquidity management capabilities and ensure its compliance with the Basel committee’s BCBS248 intraday monitoring regime.

04 April 2018

Company update/Reporting/compliance

Droit signs six banks to MiFID II compliance platform

Six major global banks have adopted the first fully-digitized MiFID II trade compliance engine for the financial markets.

28 March 2018

Company update/Reporting/compliance

GoldenSource integrates Trax reporting services

GoldenSource has announced that they have integrated Approved Reporting Mechanism (ARM) and Approved Publication Arrangement (APA) services from Trax, the post-trade services and European market data division of MarketAxess, to help banks and asset managers with their MiFID II reporting obligations.

28 March 2018

Company update/Reporting/compliance

Speakerbus and Rvista form compliance partnership

Speakerbus and Revista today are pleased to announce the formation of a strategic new partnership which enables robust voice compliance, together with instant trade reconstruction capabilities.

27 March 2018

Company update/Reporting/compliance

Corlytics releases regulatory taxonomy mapping platform

Corlytics has developed a solution that streamlines the process of mapping complex financial regulatory information and data to a regulated firm’s legal structure, businesses, products and control frameworks.

26 March 2018

Company update/Reporting/compliance

Eze Software expands trade reporting options with NEX Group

Eze Software, a premier provider of investment technology, is growing its MiFID II trade reporting support by expanding its strategic collaboration with NEX Regulatory Reporting, a business area within NEX Group plc.

22 March 2018

Company update/Reporting/compliance

KiteEdge forms heavyweight advisory board

KiteEdge, a company providing asset managers with the tools to find, collaborate, and leverage content across complex and often siloed organizations, today announced their advisory board, which includes key industry figures such as Amar Rajani, ex-Product Head at Bloomberg; Stephen Scruton, ex-Head of Research at HSBC; and Yoann Turpin, Quant Trader and Business Angel, among others.

22 March 2018

Company update/Reporting/compliance

RegTek.Solutions appoints new sales heads

RegTek.Solutions, the global provider of regulatory reporting solutions, today announced two senior sales appointments to support its growth in the core markets of North America and Europe.

20 March 2018

Company update/Reporting/compliance

KPMG Singapore implements RegTech applicaton with Lombard Risk

KPMG in Singapore and Lombard Risk, the dedicated global provider of regulatory reporting and collateral management solutions, have today announced the launch of the KPMG Regulatory Integrated Solution (KRIS) through a strategic alliance, to help financial institutions automate and fulfil mandatory regulatory reporting obligations in an agile, accurate and cost-efficient manner.

20 March 2018

Company update/Reporting/compliance

Seismic Foundry fintech fund invests in second capital markets startup

Seismic Foundry closed its second investment this week, acting as lead investor in a RegTech start-up called Enforcd, which uses technology to aid regulatory compliance.

19 March 2018

Company update/Reporting/compliance

Smartkarma opens Frankfurt office

Smartkarma, Asia’s largest provider of independent investment research, today announced the opening of its Frankfurt office, headed by Tim Bruenjes.

19 March 2018

Company update/Reporting/compliance

B-next and Catelas collaborate to deliver holistic trade surveillance

b-next, the specialist provider of capital markets compliance solutions, and Catelas, the relationship forensics and behavioural content business, have entered into a new working partnership to deliver a comprehensive, holistic trade surveillance solution.

19 March 2018

Company update/Reporting/compliance

Monetary Authority of Singapore to use machine-readable data to aid banks in regulatory reporting

The Monetary Authority of Singapore (MAS) today unveiled the roadmap to transform its data collection approach from financial institutions.

15 March 2018

Company update/Reporting/compliance

Gresham partners with Trax for MiFID II reconciliation service

Gresham, London-based fintech software company and leading provider of enterprise data integrity solutions today announced a strategic partnership with Trax, the post-trade services and European market data division of MarketAxess.

14 March 2018

Company update/Reporting/compliance

Styles&wood wins RegTech contracts

Styles&Wood has secured new contracts to deploy its Award winning Arctick Governance Risk and Compliance RegTech solution to support two financial services firms.

13 March 2018

Company update/Reporting/compliance

Rosenthal Collins Group signs with Eventus Systems for trade surveillance

Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, announced today that Rosenthal Collins Group LLC (RCG), a leading independent futures brokerage and clearing firm, has deployed its Validus platform for RCG’s trade surveillance needs.

13 March 2018

Company update/Reporting/compliance

Risk Focus introduces regulatory reporting advisory service

Risk Focus Inc., the leading provider of Trading and Risk Solutions, today announced their new Regulatory Reporting Advisory (RRA).

13 March 2018

Company update/Reporting/compliance

First Abu Dhabi Bank chooses Accuity for global sanctions screening

Accuity, the leading global provider of risk and compliance, payments and know your customer solutions has been selected by First Abu Dhabi Bank (FAB) to provide integrated global sanctions screening and data.

13 March 2018

Company update/Reporting/compliance

IDnow launches KYC system for crypto providers

Crypto platforms and token sales (ICOs) increasingly have to conform to AML-legislations.

07 March 2018

Company update/Reporting/compliance

ABN Amro Chooses Wolters Kluwer and SAS for regulatory compliance project

ABN AMRO, the third largest bank in the Netherlands with more than 22,000 employees, has chosen Wolters Kluwer and SAS to provide a truly integrated finance, risk and regulatory reporting software solution.

07 March 2018