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Risk Focus opens Frankfurt office

Risk Focus Inc., the Specialist Provider of Financial and DevOps Services, announced today that it has expanded its footprint in Europe by launching business operations in Frankfurt, Germany, to be run by Alexander Malkmus, an industry veteran with over 20 years of experience in leading highly-visible client engagements.

/Reporting/compliance

Arachnys strengthens sales and marketing team

Arachnys, the leader in Customer Risk Decisioning solutions for KYC, AML and EDD, has appointed Steve Mann as Chief Marketing Officer.

/Reporting/compliance

CKV Spaarbank chooses Wolters Kluwer for regulatory reporting

CKV Spaarbank, the independent Belgian savings bank, has chosen Wolters Kluwer’s OneSumX to provide its regulatory reporting and financial reporting software.

/Reporting/compliance

NSW to support Australia's RegTech Association with $30K sponsorship

Minister for Trade and Industry Niall Blair today announced the NSW Government was backing new events designed to drive growth in the state’s emerging regulatory technology (RegTech) industry with the first event in Sydney this week (on 3-4 May).

/Reporting/compliance

Holst and Christoffersen join board of muinmos

Market-leading RegTech specialist, muinmos, has attracted investment from two industry heavyweights, both with a proven track record in growing successful global technology businesses.

/Reporting/compliance

Encompass partners with Wisers Information to bolster Asian KYC content

encompass, the only provider of simultaneous, real-time access to multiple sources of global company and person data, today announced a new partnership with Wisers Information Limited, the world’s leading provider of Chinese media and business intelligence.

/Reporting/compliance

Crèdit Andorrà Financial Group to strengthen AML practices with Nice Actimize

Facing the complexities of global regulations, Crèdit Andorrà Financial Group has selected NICE Actimize, a NICE (Nasdaq:NICE) business and the leader in Autonomous Financial Crime Management, to strengthen its anti-money laundering solutions strategy.

/Reporting/compliance

Liberum selects TeleWare for MiFID II compliance

The boutique investment bank Liberum Capital, is using TeleWare’s industry leading mobile communications recording technology to ensure teams across the bank are compliant with the record keeping requirements of the recently introduced MiFID II legislation as well as the forthcoming GDPR regulation.

/Reporting/compliance

Allen & Overy, IHS Markit and Smart Communications team to create margining platform

Three companies – international legal practice Allen & Overy, business information provider IHS Markit and SmartDX from customer communications management leader Smart Communications – have come together to launch Margin Xchange, a new product for the derivatives market.

/Reporting/compliance

Wolters Kluwer hires Carnevalel to bolster Canadian business

Wolters Kluwer has hired Dan Carnevale to further strengthen its Finance, Risk & Reporting business in Canada.

/Reporting/compliance

Hong Kong Stock Exchange deploys Nasdaq's Smarts

Nasdaq Inc. (Nasdaq:NDAQ) has announced that Hong Kong Exchanges and Clearing Limited (HKEX) is the first exchange customer in Asia to successfully deploy Nasdaq SMARTS Market Surveillance’s latest machine learning and participant relationship discovery technology across its equity market, enhancing its capabilities to safeguard market integrity, and better protect investors.

/Reporting/compliance

Fortytwo Data appoints Luca Primerano as chief AI officer

Anti-money laundering (AML) and Big Data specialist Fortytwo Data has appointed machine learning expert Luca Primerano as Chief AI Officer.

/Reporting/compliance

Programming error costs Nordea Eur400,000

Nordea Bank AB (publ), Finnish Branch* has received a penalty of EUR 400,000 from the Finnish Financial Supervisory Authority (FIN-FSA) due to late transaction reporting to FIN-FSA caused by an isolated programming error in 2016.

/Reporting/compliance

Ruwan Weerasekera joins board of RegTek.Solutions

RegTek.Solutions, the global provider of regulatory reporting solutions, today announced the appointment of Ruwan Weerasekera to its Board of Directors.

/Reporting/compliance

KAS BANK selects AIM Software’s GAIN in the Cloud for data management

AIM Software, a leading provider of Enterprise Data Management (EDM) software to the financial services industry, has announced that KAS BANK, a European provider of custodian and fund administration services in the Netherlands, has selected GAIN in the Cloud for their data management needs.

/Reporting/compliance

SmartStream partners banks to launch Systematic Internaliser Registry

The SmartStream Reference Data Utility (RDU) in collaboration with a group of Approved Publication Arrangements (APAs), including Bloomberg, Deutsche Boerse, NEX Regulatory Reporting, TRADEcho, Tradeweb and Trax today launch a detailed Systematic Internaliser (SI) Registry.

/Reporting/compliance

AxiomSL goes end-to-end for IFRS 17

AxiomSL, the leading provider of regulatory reporting and risk management solutions, today announces the launch of its IFRS 17 solution, which offers an industrialised end to end process to efficiently address the highly intensive IFRS 17 requirements.

/Reporting/compliance

NTT Data completes Bank of England PoC trial

NTT DATA, a recognised leader in global technology services, is today announcing the successful completion on a Proof of Concept (PoC) trial for data analysis in conjunction with Reportix, a company that specialises in flexible data management, for the Bank of England (BoE) Fintech Accelerator Programme.

/Reporting/compliance

Angelo, Gordon & Co selects Intapp for terms automation

Intapp, a leading provider of business applications and services for professional services firms, today announced that Angelo, Gordon & Co., a $28 billion alternative investment firm, has selected Intapp Terms to track and manage side letters, limited partnership agreements (LPAs) and other investor contracts.

/Reporting/compliance

Abel Noser acquires Zeno Consulting

Abel Noser Holdings, LLC announced today that it is acquiring Zeno Consulting Group, LLC in a transaction pairing two leading providers of best execution analysis, regulatory and trade surveillance services.

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