European Securities and Markets Authority (Esma)

126 results about this entity

Period: 17 Feb 2009 - 17 Jul 2024

Esma advises Commission on trade repository fees

The European Securities and Markets Authority (ESMA) has published today its final technical advice to the European Commission regarding supervisory fees for Trade Repositories (TRs) under the Securities Financing Transactions Regulation (SFTR).

Esma raises red flag over investment firms circumventing MiFID II rulebook

The European Securities and Markets Authority (ESMA) has written to the European Commission to raise its concern over the potential establishment of networks of systematic internalisers (SIs) by investment firms to circumvent certain MIFID II obligations; in particular, the requirements for investment firms operating internal matching systems and executing client orders on a multilateral basis to be authorised as trading venues, and the trading obligation for shares.

Esma cautions against large-scale application of distributed ledger tech

The European Securities and Markets Authority (Esma) warns that any large-scale use of distributed ledgers across the financial services sector would first need to address a number of key challenges in terms of interoperability, governance and privacy issues and risk creation.

Esma updates on transaction reporting guidelines under MiFID II

Toward the end of 2016, ESMA published guidelines for transaction reporting under the Markets in Financial Instruments Directive (MiFID II) and Regulation(MiFIR).

Esma asks Commission to delay central clearing for small counterparties

The European Securities and Markets Authority (ESMA) has published today its final report regarding the amended application of the clearing obligation that financial counterparties with a limited volume of activity in OTC derivatives need to comply with under the European Market Infrastructure Regulation (EMIR).

Esma finalises advice on financial benchmark rules

The European Securities and Markets Authority (ESMA) has finalised its technical advice to the European Commission on important aspects of future rules for benchmarks.

Esma seeks financial innovation experts for stakeholder panel

The European Securities and Markets Authority (ESMA) has issued today a call for candidates in order to renew the composition of its Consultative Working Group (CWG) which advises ESMA’s Financial Innovation Standing Committee (FISC).

Esma to focus on supervisory convergence issues in 2017

The European Securities and Markets Authority (ESMA) has published its 2017 Work Programme which sets out its priorities and areas of focus for 2017 in support of its mission to enhance investor protection and promote stable and orderly financial markets.

Esma consults on consolidated tape for non-equity products

The European Securities and Markets Authority (ESMA) has issued today a consultation paper on its draft regulatory technical standards (RTS) regarding the creation of a consolidated tape for non-equity instruments which is required under the Markets in Financial Instruments Directive (MiFID II).

Esma consults on future rules for financial benchmarks

The European Securities and Markets Authority (ESMA) has today published a consultation paper regarding its draft regulatory and implementing technical standards (RTS/ITS) which will implement the Benchmarks Regulation (BR).

Exchange body calls for creation of regulatory sandboxes for distributed ledgers

The World Federation of Exchanges is calling for the creation of regulatory sandboxes for distributed ledger technology, to help industry efforts to explore and understand the impact of blockchain-based services in the capital markets.

Esma assesses regulatory framework for distributed ledger adoption

The European Securities and Markets Authority (Esma) is seeking feedback from market participants on the possible use of distributed ledger technology in securities markets, honing in on the "potential benefits and the risks that such broader use may pose".