European Securities and Markets Authority (Esma)

128 results about this entity

Period: 17 Feb 2009 - 17 Dec 2024

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/regulation

Esma fines DTCC Derivatives Repository €408,000 for data breaches

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined DTCC Derivatives Repository Plc (DDRL) a total of €408,000 for seven infringements of the European Market Infrastructure Regulation (EMIR) regarding data confidentiality, data integrity, and direct and immediate access to data.

/regulation

Esma publishes framework for CCP stress tests

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today published the framework for its fourth Stress Test for Central Counterparties (CCPs).

/regulation

Esma publishes final report on market data pricing

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today published its Final Report on Guidelines on the MiFIDII/MiFIR obligations on market data.

/regulation

Esma launches call for evidence on digital finance

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes a call for evidence on digital finance.

/regulation

Esma reviews transactions and reference data reporting obligations under Mifir

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today published the Final Report on the review of transaction and reference data reporting obligations under MiFIR.

/regulation

Esma fines Moody's €3.7 million for conflicts of interest failures

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined five entities in the Moody’s Group, based in France, Germany, Italy, Spain and the United Kingdom, a total of €3,703,000 and issued public notices for breaches of the Credit Ratings Agencies Regulation (CRAR) regarding independence and the avoidance of shareholder conflicts of interest.

/crypto

Esma sees high risk for investors in non-regulated crypto assets

The European Securities and Markets Authority (ESMA), the EU securities markets regulator, today publishes its first Trends, Risks and Vulnerabilities (TRV) Report of 2021.

/regulation

Esma to hold open hearing on crowdfunding rules

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, will hold an open hearing for its Consultation Paper on draft Technical Standards under the European Crowdfunding Service Providers for Business Regulation (ECSPR) on 12 April 2021.

Esma queries use of blockchain for EC's ambitious financial data platform

/regulation

Esma queries use of blockchain for EC's ambitious financial data platform

The EU's top regulator has questioned the use of blockchain technology in the creation of a European Single Access Point (Esap) for company financial and sustainable investment information.

/markets

Esma highlights the risks to retail investors of social media driven share trading

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has released a statement to highlight to retail investors the risks connected with trading decisions based exclusively on exchanges of views, informal recommendations and sharing of trading intentions through social networks and unregulated online platforms.

/sustainable

European Supervisory Authorities publish Final Report and draft RTS on sustainability disclosures

The Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) delivered today to the European Commission (EC) the Final Report, including the draft Regulatory Technical Standards (RTS), on the content, methodologies and presentation of disclosures under the EU Regulation on sustainability-related disclosures in the financial services sector (SFDR).

/regulation

Esma calls for post-trade experts to join consultative group

The European Securities and Markets Authority (ESMA) has published today a call for candidates to renew the Consultative Working Group (CWG) for the ESMA’s Post Trading Standing Committee (PTSC).

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