Financial Conduct Authority (FCA)

813 results about this entity

Period: 02 Sep 2004 - 17 Oct 2025

UK banks breaching data protection rules - Which?

The UK's biggest banks and building societies are regularly breaching data protection rules, according to figures obtained by consumer group Which? under the Freedom of Information Act.

LCH.Clearnet and X-Clear get FSA approval for interoperability

European clearing house interoperability has moved a step nearer after the UK's FSA approved new arrangements between LCH.Clearnet and Switzerland's X-Clear.

As FSA deadline looms, TeleWare unveils mobile call recording system

Teleware has launched a 'clientless' mobile call recording system designed to help financial services firms meet FSA rules set to come into effect later this year.

FSA paper trail hampering compliance activities - CISI

The Financial Services Authority is bombarding member firms with so much written material that it is hampering compliance activities, according to a survey conducted by the Chartered Institute for Securities & Investment (CISI).

FSA not interested in trawling through algo code

The UK's Financial Services Authority has no intention of "looking through lines of code" before signing off algorithms used by high-frequency traders, describing the prospect, floated by the European Commission, as a "bad idea".

CPP loses Barclaycard business over FSA investigation

Shares in CPP, a provider of credit card insurance and identity theft protection, plummeted yesterday after Barclaycard decided to stop using some of its services because of an FSA investigation.

O2 seeks UK license for mobile money play

O2 is set to join the growing band of telcos bidding to grab a slice of the mobile payments market when it applies to the UK's FSA for an e-money license later this year.

FSA fines analyst for 'careless' instant message

A former investment analyst has been fined £50,000 for using Bloomberg Instant Messenger to send "misleading and inaccurate disclosures" about a listed company, affecting its share price.

RBS and NatWest fined £2.8m for poor customer complaint handling

The Financial Services Authority has fined Royal Bank of Scotland and its NatWest unit a total of £2.8 million for failing to deal properly with customer complaints.

CME Group gets FSA approval for London clearinghouse

The Financial Services Authority has given Chicago-based derivatives exchange operator CME Group the green light to start clearing OTC trades in Europe early next year.

FSA to tap trader mobile calls despite bank protests over costs

The UK's Financial Services Authority is set to make investment banks record and store traders' mobile phone calls despite industry opposition to the move which could cost more than £10,000 a handset a year.

MP challenges Payments Council over abolition of cheques

A UK Member of Parliament has launched a bid to "save" the cheque, which the Payments Council is planning to ditch in 2018.