815 results about this entity
Period: 02 Sep 2004 - 22 Oct 2025
News
Pan-European trading platform Bats Chi-X Europe is in talks with the UK's Financial Services Authority about becoming a registered exchange, according to press reports.
08 November 2012
The Financial Services Authority (FSA) has fined Bank of Scotland (BOS) £4.2 million for computer system failures which meant it held inaccurate mortgage records for 250,000 of its customers. As a result of the failings, the bank mistakenly made £20.4 million in goodwill payments to some customers who did not deserve the cash bonanza.
19 October 2012
Market data firms and index compilers are set to go to tender for the right to administer a souped-up version of the tainted London Interbank Offered Rate (Libor).
28 September 2012
BlackRock Investment Management (UK) (BIM) has been fined £9.53 million by the FSA after errors caused by systems changes put client money at risk.
11 September 2012
The UK's Financial Services Authority (FSA) has signed for Nasdaq OMX's Smarts Integrity market surveillance system to help monitor transaction reports.
10 September 2012
Australian and UK watchdogs have both warned of the potential financial and regulatory risks for participants involved in the fast-growing crowdfunding sector.
14 August 2012
British banks must start treating their customers better, according to FSA managing director Martin Wheatley, who accuses the industry of dragging its feet on issues such as prompt payments processing.
04 May 2012
Crédit Agricole Cheuvreux has launched its own pan-European dark pool that will not be open to proprietary and high-frequency traders.
16 April 2012
Coutts, the private bank owned by RBS, has been fined £8.75 million by the Financial Services Authority (FSA) for anti-money laundering systems and controls failings.
26 March 2012
UK and Swiss regulators have launched formal proceedings against UBS over the £2.3 billion unauthorised trading loss made at the bank last year.
03 February 2012
UK banks are participating in a war games-style market exercise to test their responses to a concerted cyber attack and the threats posed to their business by traffic gridlock at the 2012 Olympics.
22 November 2011
After a week of extreme market volatility, former City minister Lord Myners has called on the UK government to investigate high-frequency trading.
15 August 2011
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