742 results about this entity
Period: 02 Sep 2004 - 26 Nov 2024
News
The Financial Services Authority has warned UK institutions to improve their data security practices after a review of systems and controls at 39 firms uncovered slipshod practices at banks, building societies, insurance companies and financial advisers.
24 April 2008
HSBC says a computer disc containing the confidential personal details of around 370,000 UK life assurance customers has gone missing.
07 April 2008
The UK's Financial Services Authority (FSA) is calling on City banks to tighten up systems and controls in order to prevent a repeat of the rogue trading scandal at French bank Société Générale.
11 March 2008
UK financial institutions will soon have to record and store telephone conversations and electronic communications relating to client orders under new regulations to be introduced by the Financial Services Authority (FSA).
04 March 2008
Bank-backed equities trading venue Turquoise has added Ian Werner - a former compliance and investigations manager at the London Stock Exchange (LSE) - to its senior management team.
19 February 2008
The UK's Financial Services Authority (FSA) is set to review the regulation of insurance comparison sites amid concerns that current rules do not adequately protect customers.
22 January 2008
The UK's Financial Services Authority has fined insurer Norwich Union £1.26 million for failing to protect confidential customer data - including bank account information - from fraudsters.
17 December 2007
One in four promotional Web sites operated by financial services firms fail to present information in a "fair, clear and not misleading way", says the UK's Financial Services Authority (FSA) following a review of advertising on investment sites.
29 November 2007
Interdealer broker Icap has disclosed plans to establish an exchange-based business in Europe and says it has applied to the UK's Financial Services Authority (FSA) for the status of a regulated market under the EU's new Markets in Financial Instruments Directive (MiFID).
20 November 2007
Deutsche Börse has been granted "Trade Data Monitor" (TDM) status by the UK's Financial Services Authority (FSA) for its MiFID OTC post-trade transparency service.
17 October 2007
UK news and information group Reuters is outsourcing its internal IT infrastructure to Fujitsu Services under a ten year deal worth around £500 million.
16 August 2007
US market operator IntercontinentalExchange (ICE) has disclosed plans to terminate its existing clearing agreements with LCH.Clearnet and establish its own clearing operation in London.
25 July 2007
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