713 results about this entity
Period: 02 Sep 2004 - 14 Aug 2024
News
A new bank, called Walton & Co, could enter the UK market by the end of the year, with fundraising efforts underway to secure £200 million to kickstart the project, according to press reports.
11 January 2010
UK financial regulators are set to approve the opening of the country's first new start-up bank in a century according to the Financial Times.
14 December 2009
The Financial Services Authority (FSA) has fined Nomura International £1.75 million for "widespread systems and controls failings" around book marking within its International Equity Derivatives (IED) business.
24 November 2009
Voice Commerce, the UK-based biometric payment verification group established by former RBS WorldPay founder Nick Ogden, has received authorisation from the Financial Services Authority to establish as a Payment Institution under the European Payment Services Directive (PSD).
11 November 2009
The UK's Financial Services Authority has signaled a revision to its rule book that will require deposit takers to put in place appropriate systems to create and maintain a single customer view (SCV) to ensure fast payouts under the Financial Services Compensation Scheme.
06 November 2009
The Financial Services Authority has slapped an £8 million fine - its third-largest ever - on UBS for failing to prevent employees from posting unauthorised trading losses to customer accounts.
05 November 2009
Seymour Pierce has been fined £154,000 by the UK's Financial Services Authority (FSA) for failing to prevent an employee stealing from the stockbroker and its clients.
08 October 2009
UK financial services firms are facing a multi-million pound compliance bill to meet new liquidity reporting requirements set out Monday by the Financial Services Authority.
05 October 2009
The Financial Services Authority (FSA) has fined Barclays Capital Securities and Barclays Bank £2.45m for failing to provide accurate transaction reports to the watchdog and for "serious weaknesses" in systems and controls in relation to transaction reporting.
08 September 2009
The Financial Services Authority (FSA) is examining the impact of high-frequency trading and the use of dark pools on the UK equity market.
04 August 2009
The Financial Services Authority has hit HSBC with fines totalling £3.2 million for security failings at three units that led to the loss of sensitive customer data, putting thousands at risk of identity theft.
22 July 2009
UK consumer body Which? is calling on the Financial Services Authority to provide more detailed guidance on the evidence banks have to give in card fraud cases, as it releases research which indicates that approximately one-in-five ID fraud victims fail to get their money back.
25 June 2009
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