Financial Conduct Authority (FCA)

750 results about this entity

Period: 02 Sep 2004 - 29 Jan 2025

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UK regulators to form post-trade technology working group

UK regulators to form post-trade technology working group

UK regulators are to convene an industry-led 'Technology Working Group' to drive reforms in post-trade processing in a bid to encourage innovation, reduce complexity and increase systemic resilience.

Global sandbox accepts first eight firms

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Global sandbox accepts first eight firms

The Global Financial Innovation Network (GFIN), a cross-border regulatory sandbox for firms testing innovative financial products, services or business models across multiple jurisdictions, has selected the first eight firms to participate in the programme.

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Canadian regulators ink cooperation deal with UK's FCA on sandbox initiative

The securities regulatory authorities in Alberta, British Columbia, Manitoba, New Brunswick, Nova Scotia, Québec and Saskatchewan (participating jurisdictions) today announced a co-operation agreement with the United Kingdom Financial Conduct Authority (FCA).

20|30 collaborates with LSE on test issuance of tokenised equity, raises £3m

20|30 collaborates with LSE on test issuance of tokenised equity, raises £3m

Blockchain startup 20|30 has raised £3 million by selling tokenized shares and settling them in a test environment on the LSE’s Turquoise platform.

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Standard Chartered hammered by FCA/Fed over money laundering

The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business.

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UK Treasury Committee orders FCA investigation into collapse of P2P lender London Capital & Finance

The Financial Conduct Authority (FCA) Board announces that HM Treasury will direct it to commission an ‘investigation by an independent person into the issues raised by the failure of London Capital & Finance (LC&F)’.

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World Federation of Exchanges responds to UK's FCA guidance on cryptoassets

The World Federation of Exchanges (“WFE”), the global industry group for exchanges and CCPs, has responded to the UK’s Financial Conduct Authority (FCA) on its Guidance on Cryptoassets.

UBS hit with £27.6 million penalty over massive transaction reporting fail

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UBS hit with £27.6 million penalty over massive transaction reporting fail

UBS has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports over a ten-year period.

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FCA sets out reforms for invesment platforms; proposes ban on exit fees

The Financial Conduct Authority (FCA) has today set out a package of measures to help consumers who invest through investment platforms more easily find and switch to the right one for them.

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FCA chair Randell ponders access to cash conundrums

Speech by Charles Randell, chair, FCA, delivered at the retail Banking Conference 2019 in London.

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UK regulators host first meeting of Climate Financial Risk Forum

On Friday 8 March, the PRA and FCA hosted the first meeting of the Climate Financial Risk Forum (CFRF).

Consumers see bitcoin as a 'get rich quick' investment

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Consumers see bitcoin as a 'get rich quick' investment

Consumer interest in cryptocurrencies is generally driven by a 'get rich quick' attitude coupled with only a vague understanding of market dynamics, according to research conducted by the Financial Conduct Authority.

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