713 results about this entity
Period: 02 Sep 2004 - 14 Aug 2024
Company announcement
The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing to be open and cooperative with the FCA.
11 October 2019
Company announcement/regulation
The World Federation of Exchanges ("WFE"), the global industry group for exchanges and CCPs, has asked the Financial Conduct Authority (“FCA”) not to ban the sale of crypto derivatives to retail consumers while supporting the regulator’s desire to better protect vulnerable consumers.
07 October 2019
The Financial Conduct Authority (FCA) has today announced that Sheree Howard has been appointed as Executive Director of Risk and Compliance Oversight (R&CO).
20 September 2019
The Financial Conduct Authority (FCA) is stepping up its efforts to ensure firms are aware of what they need to do prepare for the potential of a no-deal Brexit.
11 September 2019
News
The UK's Financial Conduct Authority (FCA) has suspended a consultation on accessing and using data in wholesale markets in order to let firms concentrate on preparing for Brexit.
10 September 2019
News/regulation
Ipagoo, the UK fintech startup that entered administration earlier this month after regulators told it to freeze customer accounts, has found a buyer.
30 August 2019
The UK's Financial Conduct Authority (FCA) has confirmed an 18-month delay to the introduction of Secure Customer Authentication (SCA) rules for e-commerce transactions.
13 August 2019
UK Finance is recommending a minimum 18-month delay to the introduction of Secure Customer Authentication rules in the UK, with a further one-year extension for the hospitality and travel sector.
07 August 2019
Ipagoo LLP (Ipagoo) is authorised and supervised by the Financial Conduct Authority (FCA) to issue e-money and provide payment services under the Electronic Money Regulations 2011 (the EMRs). The firm has a small customer base.
05 August 2019
The FCA is today publishing Final Guidance which sets out the cryptoasset activities it regulates.
31 July 2019
News/ai
The UK's Financial Conduct Authority is partnering with the Alan Turing Institute to explore the transparency and explainability of AI in the financial sector.
16 July 2019
The UK's financial services watchdog is proposing a ban on cryptocurrency derivatives for retail investors in order to prevent them incurring large losses in financial instruments they do not understand.
05 July 2019
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