366 results about this entity
Period: 18 Oct 2004 - 01 Nov 2024
News
Federal regulatory agencies in the US say that clearing and settlement organisations and other firms that play significant roles in critical financial markets are now considerably more resilient to wide-scale disruptions than before September 11.
28 April 2006
The US Securities and Exchange Commission (SEC) is urging online investors to take extra precautions to protect their online accounts from keylogging identity thieves following "numerous" cases of unauthorised access over the past few months.
04 November 2005
The US Securities and Exchange Commission has filed fraud charges against an Estonian financial services firm and two of its employees who allegedly used a 'spider' program to steal advance PR filings from the Business Wire Web site and made at least $7.8 million by illegally trading on the stolen data.
02 November 2005
The US Securities and Exchange Commission (SEC) has issued a request for information (RFI) to help identify ways to receive, store, view and analyse interactive financial data.
05 October 2005
The US Government Accountability Office has ripped into the Securities and Exchange Commission and top trading firms for failing to adequately protect their operations from risk of disruption by terrorist attacks or other disasters.
29 October 2004
The Securities and Exchange Commission has instigated an inquiry into the operations of Thomson Financial's Capital Markets Intelligence Service.
18 October 2004
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