383 results about this entity
Period: 18 Oct 2004 - 23 May 2025
News
The Securities and Exchange Commission (SEC) has fined Nasdaq OMX a record $10 million over its botched handling of the Facebook initial public offering (IPO) last year.
30 May 2013
The bosses of three major US exchanges met regulators yesterday to voice their concern about the amount of trading moving away from their public venues to private platforms such as dark pools.
10 April 2013
Citi has filed a claim with Nasdaq OMX to receive compensation relating to the exchange operator's botched Facebook IPO but has not ruled out further legal action, according to Reuters.
09 April 2013
Publicly-listed US companies can share market-moving information on Facebook and Twitter, the Securities and Exchange Commission (SEC) has ruled.
03 April 2013
The Securities and Exchange Commission (SEC) has approved Nasdaq OMX's planned $62 million compensation package for firms affected by last year's botched Facebook IPO.
25 March 2013
The Securities and Exchange Commission has sought to quell confusion among investment firms about the use of channels such as Facebook and Twitter for marketing communications by clarifying its social media rules.
18 March 2013
The Securities and Exchange Commission has approved new rules governing IT policies and procedures at 'key market participants', in an effort to better insulate the markets from vulnerabilities posed by systems technology issues.
08 March 2013
Google, Nyse Technolgies and Thomson Reuters are among 31 firms to throw their hats into the ring to build a consolidated audit trail (CAT) system to monitor and analyse US trading activity.
07 March 2013
The FBI has begun working with a new Securities and Exchange Commission (SEC) unit to take on algorithmic trading-based market manipulation.
06 March 2013
As trading resumed in New York after a two-day Hurricane Sandy-inflicted pause, the effectiveness of Wall Street's back-up plans to deal with disasters was being called into question.
01 November 2012
American stock exchanges are shutting down today, and provisionally tomorrow, as a precaution ahead of hurricane Sandy's arrival on the east coast.
29 October 2012
Nasdaq OMX ha defended its proposed $62 million compensation offer to firms affected by the botched Facebook IPO, describing the package, in a letter to the SEC, as "fair and equitable".
20 September 2012
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