National Association of Securities Dealers

2 results about this entity

Period: 15 Sep 2006 - 28 Nov 2006

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NASD and Nyse to merge regulatory arms

NASD and Nyse to merge regulatory arms

The US National Association of Securities Dealers (NASD) and the New York Stock Exchange (Nyse) have signed a letter of intent to merge their respective self-regulatory operations into a single watchdog.

NASD slams account transfer delays

NASD slams account transfer delays

The National Association of Securities Dealers (NASD) in the US says investors trying to transfer their accounts from one brokerage firm to another through the Automated Customer Account Transfer System (Acats) face unnecessary delays that can be avoided.

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