123 results about this entity
Period: 02 Oct 2008 - 29 Aug 2024
News
US financial regulators the Commodity Futures Trading Commission and the Securities and Exchange Commission have been awarded big budget increases by the Senate Appropriations Committee.
13 April 2011
Regulatory efforts to introduce more automation in manually-driven over-the-counter derivatives trading have been advanced by the publication of new research into the feasibility of rendering OTC documentation in machine-readable format.
11 April 2011
Securities and Exchange Commission chairman Mary Schapiro is calling for tougher regulation on automated trading systems in a bid to combat the risks of algorithmic-generated volume surges and hacking.
24 March 2011
A CFTC technology advisory committee has set out a range of proposals, including the introduction of price collars and a "kill button", to help check high-frequency trading.
02 March 2011
High-frequency traders could be charged fees for the disproportionate amount of orders they send under recommendations from a panel set up in the wake of last May's flash crash.
18 February 2011
US government plans to almost double the budget of the Commodity Futures Trading Commission (CFTC) by enabling it to collect fees from the firms it regulates have received a mixed reaction from Commissioners.
15 February 2011
The Commodity Futures Trading Commission is on course to run out of room to store its data by October because of an £11 million technology budget cut, Commissioner Scott O'Malia has claimed.
26 January 2011
The Futures Industry Association has urged the Commodity Futures Trading Commission and the Securities and Exchange Commission to withdraw or defer acting on rules to limit ownership of clearing houses and swap execution facilities.
23 November 2010
The Futures Industry Association has fired the latest salvo in its campaign to head off onerous new record-keeping rules by pressing ahead with plans for an ownership and control reporting system that it claims will form a 'practical and cost-effective' alternative to that proposed by industry watchdogs.
12 October 2010
The Commodity Futures Trading Commission is eyeing new rules under the Dodd-Frank financial reform legislation to safeguard against high frequency trading disruptions to US financial markets.
08 October 2010
The US Commodity Futures Trading Commission (CFTC) is calling for caps on the ownership stakes members can hold in clearing houses, exchanges and trading systems.
01 October 2010
US futures regulators have upbraided the Chicago Mercantile Exchange and Chicago Board of Trade for cutting compliance staff levels in the wake of their 2007 merger.
16 September 2010
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