104 results about this entity
Period: 22 Jan 2007 - 18 Dec 2024
News
An 'Innovation Hub' established by Australian financial watchdog Asic to help fintech startups navigate the regulatory landscape is reporting strong demand for its services from budding businesses keen to break into financial services.
06 August 2015
Company announcement
ASIC has amended the ASIC Derivative Transaction Rules (Reporting) 2013 (derivative transaction rules (reporting)) following industry consultation and feedback on Consultation Paper 221 OTC Derivatives Reform: Proposed amendments to the ASIC Derivative Transaction Rules (Reporting) 2013 (CP 221).
13 February 2015
The Australian Securities and Investment Commission (Asic) has hit out at media criticism of its apparently laissez-faire approach to high frequency trading and the 'hysteria' which has gripped the markets following the publication of Michael Lewis' damning expose of 'Flash Boy' traders.
29 April 2014
The Australian securities market regulator Asic has shelved plans to introduce tougher rules on high frequency trading and dark pools following a dip in fleeting small orders by HFT traders and lower activity in dark markets.
20 June 2013
The president and managing director of Osaka Securities Exchange have had their pay docked in recompence for a four-hour shut down of the J-Gate derivatives trading system in March.
23 May 2013
The potential for market abuse in dark pool trading is more profound than 'overstated' concerns about the dangers of high frequency trading, says Australia's Securities and Investment Commission (Asic).
18 March 2013
The Australian Securities and Investment Commission (Asic) has selected First Derivatives to design, build and host a new market surveillance system.
13 December 2012
In a bid to curb high-frequency trading, Australia has unveiled plans for the introduction of 'kill switches' as part of a wider package of new market integrity rules.
21 November 2012
The Australian arm of Credit Suisse has been hit with a A$52,000 penalty for pumping up the share price of a company by accidentally using the wrong trading strategy within its automated order processing system to buy stock on behalf of a client.
27 September 2012
Citigroup has been fined $30,000 by Australian securities regulators for a fat-finger trading error which caused the share price of a stock to plunge by 99%.
28 August 2012
Australian and UK watchdogs have both warned of the potential financial and regulatory risks for participants involved in the fast-growing crowdfunding sector.
14 August 2012
Australian securities regulators have unveiled tough new controls on automated trading systems in a bid avoid the aberrent market behaviours witnessed in European and US marketplacse.
13 August 2012
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