101 results about this entity
Period: 22 Jan 2007 - 17 Sep 2024
News
Two Australian fintech associations have welcomed a commitment by the country's securities regulator to step up research and investment in technologies that could help ease the compliance burden for new companies entering financial services.
26 May 2017
Company announcement
The Australian Securities and Investments Commission (ASIC) and Indonesia's Otoritas Jasa Keuangan (OJK) have entered a Cooperation Agreement to promote innovation in financial services in their respective markets.
21 April 2017
Citigroup Pty Limited (Citibank) has refunded approximately $5 million to around 230,000 customers, for failing to properly disclose that credit card international transaction fees apply to Australian dollar transactions where the merchant uses an entity based overseas to process its transactions.
31 March 2017
ASIC has today released an information sheet on distributed ledger technology (DLT), also known as blockchain technology.
20 March 2017
ASIC has released a report on the findings of its review of the ASX outage that affected the operation of the Australian equity market on 19 September 2016.
21 December 2016
ASIC has today accepted enforceable undertakings (EUs) from each of the National Australia Bank Limited (NAB) and the Commonwealth Bank of Australia (CBA) in relation to the banks’ wholesale spot foreign exchange (FX) businesses.
OTCX, the leading provider of electronic derivatives trading capabilities, today announces the development of additional trading capabilities to include OTC Equity Derivative and Interest Rate Derivative trading for the Australian market.
Australia's securities watchdog has released a number of waivers that will enable eligible fintechs to test services without the need to hold an Australian Financial Service licence or to make individual applications to the regulator.
15 December 2016
Innovative fintech companies in Australia and Ontario will be able to draw on support from the combined resources of their financial regulators as they seek to operate in the others’ market, under a new agreement.
02 November 2016
The Capital Markets Authority of Kenya (CMA) and the Australian Securities and Investments Commission (ASIC) today signed a Co-operation Agreement which aims to promote innovation in financial services in their respective markets.
21 October 2016
On 19 September, the ASX equity market experienced a technical failure that impacted the proper operation of the market.
14 October 2016
An ASIC review of risks related to the handling of confidential information and conflicts of interests, particularly in the provision of sell-side research and corporate advisory services, has found that most firms have policies and procedures in place to deal with these risks.
09 August 2016
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