104 results about this entity
Period: 22 Jan 2007 - 18 Dec 2024
Company announcement/regulation
On 1 October 2020, the Federal Court of Australia ordered that Australia and New Zealand Banking Group Limited (ANZ) pay $10 million in penalties after finding that ANZ engaged in unconscionable conduct and breached its obligations as a financial services licensee.
02 October 2020
ASIC and the Reserve Bank of Australia (RBA) (the regulators) have outlined their expectations of ASX as it replaces the Clearing House Electronic Sub-register System (CHESS).
01 October 2020
Company announcement/crypto
During the COVID-19 (coronavirus) pandemic, ASIC has seen an increase in reports from consumers losing money in crypto-asset (or cryptocurrency) scams.
18 June 2020
As part of the Australian Government’s response to the novel coronavirus (COVID-19), ASIC has taken steps to ensure Australian equity markets remain resilient.
16 March 2020
News
By passing the Treasury Laws Amendment (2018 Measures No. 2) Bill 2019 on Monday, the government has extended the scope and timeframe fintechs can spend on the existing framework.
12 February 2020
Company announcement/security
ASIC report Cyber resilience of firms in Australia’s financial markets: 2018–19 (REP 651) provides an update on organisations’ cyber resilience capabilities in the two years since the publication of (REP 555) Cyber resilience of firms in Australia’s financial markets in November 2017.
18 December 2019
ASIC has commenced civil penalty proceedings in the Federal Court against National Australia Bank Limited (NAB) and seeks findings of several thousand contraventions of the ASIC Act and the Corporations Act.
17 December 2019
Australia's capital markets regulator has vowed to expand its use of new technology and behavioural data as part of a strategic plan to strengthen its enforcement.
28 August 2019
ASIC has released a consultation paper proposing new market integrity rules for securities and futures market operators and participants that promote technological and operational resilience of their critical systems.
27 June 2019
An IT consultant who hacked into the WiFi network of Australian financial publisher Port Phillip Publishing (PPP) to engage in insider trading has been sentenced to three-years in prison.
25 June 2019
ASIC has released new information to help businesses involved with initial coin offerings (ICOs) and crypto-assets to consider their legal obligations and satisfy themselves they are operating lawfully.
30 May 2019
Former Sydney Deutsche Bank FX options and futures trader, Andrew Donaldson, has been sentenced in the District Court in Sydney to 18 months imprisonment after pleading guilty to falsifying entries in Deutsche Bank's internal financial records and systems.
12 February 2019
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