104 results about this entity
Period: 22 Jan 2007 - 18 Dec 2024
Company announcement/regulation
Westpac has announced today that it has reached agreement with ASIC to resolve six separate longstanding matters through agreed civil penalty proceedings filed in the Federal Court of Australia.
30 November 2021
News/regulation
The Australian Securities and Investment Commission has imposed new restrictions on the country's national stock exchange following a botched technology upgrade in November 2020 that stopped trade for a day.
25 November 2021
Company announcement/crypto
ASIC has today released information for product issuers and market operators on how they can meet their regulatory obligations in relation to crypto-asset exchange traded products (ETPs) and other investment products.
01 November 2021
ASIC has today released Consultation Paper 347 Proposed amendments to the prohibition on order incentives in the ASIC market integrity rules (CP 347).
25 August 2021
Six reforms arising out of recommendations from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (Royal Commission) and other inquiries will commence in October.
12 August 2021
ASIC has today released Consultation Paper 343 Crypto-assets as underlying assets for ETPs and other investment products (CP 343), seeking feedback on proposals about exchange-traded products (ETPs) and other investment products that provide retail investors with exposure to crypto-assets.
30 June 2021
ASIC has today released a consultation paper (CP 341) seeking feedback on proposed updates to the ePayments Code.
21 May 2021
During a panel for UK Fintech Week 2021, Barnabas Reynolds, global head of financial services group, Shearman & Sterling emphasised that to build trust in the system and allow space for fintech innovation, that the focus of supervisory systems should be on risk and not unnecessary code or control.
20 April 2021
The Federal Court of Australia has ordered the Commonwealth Bank of Australia (CBA) to pay a $7 million penalty after the Court had previously declared that CBA made false or misleading representations and engaged in misleading and deceptive conduct.
07 April 2021
ASIC has commenced proceedings in the Federal Court against National Australia Bank Ltd (NAB), alleging that NAB charged fees for making certain periodic payments when it was not entitled to under the bank’s contracts with its customers.
25 February 2021
News/security
Reserve Bank of New Zealand govenor Adrian Orr has placed the blame for a recent file sharing breach squarely on the shoulders of tech provider Accellion
10 February 2021
The Australian Securities and Investments Commission (Asic) has suffered a cyber security breach related to its use of the Accellion file sharing software which was recently at the centre of a similar incident at the Reserve Bank of New Zealand.
26 January 2021
Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.
Please read our Privacy Policy.