Archipelago Holdings, L.L.C.

10 results about this entity

Period: 16 Sep 2004 - 29 Aug 2023

/crime

SEC charges Archipelago with record-keeping violations

The Securities and Exchange Commission today announced charges against Archipelago Trading Services Inc. (ATSI) for failing to file hundreds of legally required reports of suspicious financial transactions, known as Suspicious Activity Reports (SARs), between August 2012 and September 2020.

Archipelago sells brokerage services unit to OES

Electronic trading network Archipelago has signed a definitive agreement to sell its brokerage services unit to New Jersey-based Order Execution Services Holdings (OES). Financial terms of the deal were not disclosed.

Nyse chairman blasts Archipelago merger rebels

Marshall Carter, chairman of The New York Stock Exchange, has blasted a group of rebel members seeking to delay the exchange's merger with electronic trading network Archipelago, saying the cost of defending their "baseless litigation" is approaching $7 million.

Archipelago to launch bond trading platform

Archipelago Holdings, operator of the ArcaEx electronic stock market, says it plans to file a proposal with the US Securities and Exchange Commission to launch a corporate bond trading platform.

Sun in talks with Archipelago to launch utility computing market

Sun Microsystems is in negotiations with electronic stock exchange operator Archipelago to launch a platform to buy and sell blocks of computing power.

Archipelago lining up $3 billion Instinet takeover - FT

Archipelago Holdings Inc., which operates the ArcaEx electronic stock market, may buy Reuters' Instinet subsidiary for as much as $3 billion, the Financial Times says, citing unidentified people close to the situation.

Archipelago to acquire Pacific Exchange

Archipelago Holdings, the parent of electronic stock market ArcaEx, has signed a definitive agreement to acquire the Pacific Exchange (PCX) for $50.69 million.

Jury finds against Archipelago chief Putnam

Archipelago chief executive Jerry Putnam cheated a former business partner out of his share of a brokerage business that was the precursor to the launch of the Archipelago electronic communications network, a Cook County jury has found.

Former business partner gets go-ahead to sue Archipelago founders

A former partner of Archipelago founders Gerald Putnam and MarrGwen Townsend has been given the go-ahead to proceed with a $100 million lawsuit against the pair relating to the launch of the electronic communications network.

Archipelago welcomes ruling on Nasdaq lawsuit

A federal judge in New York has dismissed part of a lawsuit filed against Archipelago by Nasdaq over the trading of the exchange-traded fund that tracks the Nasdaq 100 index, known as QQQ.